THE RULE OF SUCCESSION. [*]

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* A word of apology may be offered here for the introduction of a new name. The only other alternative would have been to entitle the rule one of Induction. But such a title I cannot admit, for reasons which will be almost immediately explained.

§1. In the last chapter we discussed at some length the nature of the kinds of inference in Probability which correspond to those termed, in Logic, immediate and mediate inferences. We ascertained what was the meaning of saying, for example, that the chance of any given man A.B. dying in a year is1/3, when concluded from the general proposition that one man out of three in his circumstances dies. We also discussed the nature and evidence of rules of a more completely inferential character. But to stop at this point would be to take a very imperfect view of the subject. If Probability is a science of real inference about things, it must surely lead up to something more than such merely formal conclusions; we must be able, if not by means of it, at any rate by some means, to step beyond the limits of what has been actually observed, and to draw conclusions about what is as yet unobserved. This leads at once to the question, What is the connection of Probability with Induction? This is a question into which it will be necessary to enter now with some minuteness.

That there is a close connection between Probability and Induction, must have been observed by almost every one who has treated of either subject; I have not however seen any account of this connection that seemed to me to be satisfactory. An explicit description of it should rather be sought in treatises upon the narrower subject, Probability; but it is precisely here that the most confusion is to be found. The province of Probability being somewhat narrow, incursions have been constantly made from it into the adjacent territory of Induction. In this way, amongst the arithmetical rules discussed in the last chapter, others have been frequently introduced which ought not in strictness to be classed with them, as they rest on an entirely different basis.

§2. The origin of such confusion is easy of explanation; it arises, doubtless, from the habit of laying undue stress upon the subjective side of Probability, upon that which treats of the quantity of our belief upon different subjects and the variations of which that quantity is susceptible. It has been already urged that this variation of belief is at most but a constant accompaniment of what is really essential to Probability, and is moreover common to other subjects as well. By defining the science therefore from this side these other subjects would claim admittance into it; some of these, as Induction, have been accepted, but others have been somewhat arbitrarily rejected. Our belief in a wider proposition gained by Induction is, prior to verification, not so strong as that of the narrower generalization from which it is inferred. This being observed, a so-called rule of probability has been given by which it is supposed that this diminution of assent could in many instances be calculated.

But time also works changes in our conviction; our belief in the happening of almost every event, if we recur to it long afterwards, when the evidence has faded from the mind, is less strong than it was at the time. Why are not rules of oblivion inserted in treatises upon Probability? If a man is told how firmly he ought to expect the tide to rise again, because it has already risen ten times, might he not also ask for a rule which should tell him how firm should be his belief of an event which rests upon a ten years' recollection?[1] The infractions of a rule of this latter kind could scarcely be more numerous and extensive, as we shall see presently, than those of the former confessedly are. The fact is that the agencies, by which the strength of our conviction is modified, are so indefinitely numerous that they cannot all be assembled into one science; for purposes of definition therefore the quantity of belief had better be omitted from consideration, or at any rate regarded as a mere appendage, and the science, defined from the other or statistical side of the subject, in which, as has been shown, a tolerably clear boundary-line can be traced.

§3. Induction, however, from its importance does merit a separate discussion; a single example will show its bearing upon this part of our subject. We are considering the prospect of a given man, A.B. living another year, and we find that nine out of ten men of his age do survive. In forming an opinion about his surviving, however, we shall find that there are in reality two very distinct causes which aid in determining the strength of our conviction; distinct, but in practice so intimately connected that we are very apt to overlook one, and attribute the effect entirely to the other.

(I.) There is that which strictly belongs to Probability; that which (as was explained in ChapVI.) measures our belief of the individual case as deduced from the general proposition. Granted that nine men out of ten of the kind to which A.B. belongs do live another year, it obviously does not follow at all necessarily that he will. We describe this state of things by saying, that our belief of his surviving is diminished from certainty in the ratio of 10 to9, or, in other words, is measured by the fraction9/10.

(II.) But are we certain that nine men out of ten like him will live another year? we know that they have so survived in time past, but will they continue to do so? Since A.B. is still alive it is plain that this proposition is to a certain extent assumed, or rather obtained by Induction. We cannot however be as certain of the inductive inference as we are of the data from which it was inferred. Here, therefore, is a second cause which tends to diminish our belief; in practice these two causes always accompany each other, but in thought they can be separated.

The two distinct causes described above are very liable to be confused together, and the class of cases from which examples are necessarily for the most part drawn increases this liability. The step from the statement ‘all men have died in a certain proportion’ to the inference ‘they will continue to die in that proportion’ is so slight a step that it is unnoticed, and the diminution of conviction that should accompany it is unsuspected. In what are called Àpriori examples the step is still slighter. We feel so certain about the permanence of the laws of mechanics, that few people would think of regarding it as an inference when they believe that a die will in the long run turn up all its faces equally often, because other dice have done so in time past.

§4. It has been already pointed out (in ChapterVI.) that, so far as concerns that definition of Probability which regards it as the science which discusses the degree and modifications of our belief, the question at issue seems to be simply this:—Are the causes alluded to above in(II.) capable of being reduced to one simple coherent scheme, so that any universal rules for the modification of assent can be obtained from them? If they are, strong grounds will have been shown for classing them with(I.), in other words, for considering them as rules of probability. Even then they would be rules practically of a very different kind, contingent instead of necessary (if one may use these terms without committing oneself to any philosophical system), but this objection might perhaps be overruled by the greater simplicity secured by classing them together. This view is, with various modifications, generally adopted by writers on Probability, or at least, as I understand the matter, implied by their methods of definition and treatment. Or, on the other hand, must these causes be regarded as a vast system, one might almost say a chaos, of perfectly distinct agencies; which may indeed be classified and arranged to some extent, but from which we can never hope to obtain any rules of perfect generality which shall not be subject to constant exception? If so, but one course is left; to exclude them all alike from Probability. In other words, we must assume the general proposition, viz. that which has been described throughout as our starting-point, to be given to us; it may be obtained by any of the numerous rules furnished by Induction, or it may be inferred deductively, or given by our own observation; its value may be diminished by its depending upon the testimony of witnesses, or its being recalled by our own memory. Its real value may be influenced by these causes or any combinations of them; but all these are preliminary questions with which we have nothing directly to do. We assume our statistical proposition to be true, neglecting the diminution of its value by the process of attainment; we take it up first at this point and then apply our rules to it. We receive it in fact, if one may use the expression, ready-made, and ask no questions about the process or completeness of its manufacture.

§5. It is not to be supposed, of course, that any writers have seriously attempted to reduce to one system of calculation all the causes mentioned above, and to embrace in one formula the diminution of certainty to which the inclusion of them subjects us. But on the other hand, they have been unwilling to restrain themselves from all appeal to them. From an early period in the study of the science attempts have been made to proceed, by the Calculus of Probability, from the observed cases to adjacent and similar cases. In practice, as has been already said, it is not possible to avoid some extension of this kind. But it should be observed, that in these instances the divergence from the strict ground of experience is not in reality recognized, at least not as a part of our logical procedure. We have, it is true, wandered somewhat beyond it, and so obtained a wider proposition than our data strictly necessitated, and therefore one of less certainty. Still we assume the conclusion given by induction to be equally certain with the data, or rather omit all notice of the divergence from consideration. It is assumed that the unexamined instances will resemble the examined, an assumption for which abundant warrant may exist; the theory of the calculation rests upon the supposition that there will be no difference between them, and the practical error is insignificant simply because this difference is small.

§6. But the rule we are now about to discuss, and which may be called the Rule of Succession, is of a very different kind. It not only recognizes the fact that we are leaving the ground of past experience, but takes the consequences of this divergence as the express subject of its calculation. It professes to give a general rule for the measure of expectation that we should have of the reappearance of a phenomenon that has been already observed any number of times. This rule is generally stated somewhat as follows: “To find the chance of the recurrence of an event already observed, divide the number of times the event has been observed, increased by one, by the same number increased by two.”

§7. It will be instructive to point out the origin of this rule; if only to remind the reader of the necessity of keeping mathematical formulÆ to their proper province, and to show what astonishing conclusions are apt to be accepted on the supposed warrant of mathematics. Revert then to the example of Inverse Probability on p.182. We saw that under certain assumptions, it would follow that when a single white ball had been drawn from a bag known to contain 10balls which were white or black, the chance could be determined that there was only one white ball in it. Having done this we readily calculate ‘directly’ the chance that this white ball will be drawn next time. Similarly we can reckon the chances of there being two, three,&c. up to ten white balls in it, and determine on each of these suppositions the chance of a white ball being drawn next time. Adding these together we have the answer to the question:—a white ball has been drawn once from a bag known to contain ten balls, white or black; what is the chance of a second time drawing a white ball?

So far only arithmetic is required. For the next step we need higher mathematics, and by its aid we solve this problem:—A white ball has been drawn mtimes from a bag which contains any number, we know not what, of balls each of which is white or black, find the chance of the next drawing also yielding a white ball. The answer is

m+1/m+2.

Thus far mathematics. Then comes in the physical assumption that the universe may be likened to such a bag as the above, in the sense that the above rule may be applied to solve this question:—an event has been observed to happen mtimes in a certain way, find the chance that it will happen in that way next time. Laplace, for instance, has pointed out that at the date of the writing of his Essai Philosophique, the odds in favour of the sun's rising again (on the old assumption as to the age of the world) were 1,826,214 to1. DeMorgan says that a man who standing on the bank of a river has seen ten ships pass by with flags should judge it to be 11 to1 that the next ship will also carry a flag.

§8. It is hard to take such a rule as this seriously, for there does not seem to be even that moderate confirmation of it which we shall find to hold good in the case of the application of abstract formulÆ to the estimation of the evidence of witnesses. If however its validity is to be discussed there appear to be two very distinct lines of enquiry along which we may be led.

(1) In the first place we may take it for what it professes to be, and for what it is commonly understood to be, viz. a rule which assigns the measure of expectation we ought to entertain of the recurrence of the event under the circumstances in question. Of course, on the view adopted in this work, we insist on enquiring whether it is really true that on the average events do thus repeat their performance in accordance with this law. Thus tested, no one surely would attempt to defend such a formula. So far from past occurrence being a ground for belief in future recurrence, there are (as will be more fully pointed out in the Chapter on Fallacies) plenty of cases in which the direct contrary holds good. Then again a rule of this kind is subject to the very serious perplexity to be explained in our next chapter, arising out of the necessary arbitrariness of such inverse reference. That is, when an event has happened but a few times, we have no certain guide; and when it has happened but once,[2] we have no guide whatever, as to the class of cases to which it is to be referred. In the example above, about the flags, why did we stop short at this notion simply, instead of specifying the size, shape,&c. of the flags?

DeMorgan, it must be remembered, only accepts this rule in a qualified sense. He regards it as furnishing a minimum value for the amount of our expectation. He terms it “the rule of probability of a pure induction,” and says of it, “The probabilities shown by the above rules are merely minima which may be augmented by other sources of knowledge.” That is, he recognizes only those instances in which our belief in the Uniformity of Nature and in the existence of special laws of causation comes in to supplement that which arises from the mere frequency of past occurrence. This however does not meet those cases in which past occurrence is a positive ground of disbelief in future recurrence.

§9. (2) There is however another and very different view which might be taken of such a rule. It is one, an obscure recognition of which has very likely had much to do with the acceptance which the rule has received.

What we might suppose ourselves to be thus expressing is,—not the measure of rational expectation which might be held by minds sufficiently advanced to be able to classify and to draw conscious inferences, but,—the law according to which the primitive elements of belief were started and developed. Of course such an interpretation as this would be equivalent to quitting the province of Logic altogether and crossing over into that of Psychology; but it would be a perfectly valid line of enquiry. We should be attempting nothing more than a development of the researches of Fechner and his followers in psychophysical measurement. Only then we ought, like them, not to start with any analogy of a ballot box and its contents, but to base our enquiry on careful determination of the actual mental phenomena experienced. We know how the law has been determined in accordance with which the intensity of the feeling of light varies with that of its objective source. We see how it is possible to measure the growth of memory according to the number of repetitions of a sentence or a succession of mere syllables. In this latter case, for instance, we just try experiments, and determine how much better a man can remember any utterances after eight hearings than after seven.[3]

Now this case furnishes a very close parallel to our supposed attempt to measure the increase of intensity of belief after repeated recurrence. That is, if it were possible to experiment in this order of mental phenomena, we ought simply to repeat a phenomenon a certain number of times and then ascertain by actual introspection or by some simple test, how fast the belief was increasing. Thus viewed the problem seems to me a hopeless one. The difficulties are serious enough, when we are trying to measure our simple sensations, of laying aside the effects of past training, and of attempting, as it were, to leave the mind open and passive to mere reception of stimuli. But if we were to attempt in this way to measure our belief these difficulties would become quite insuperable. We can no more divest ourselves of past training here than we can of intelligence or thought. I do not see how any one could possibly avoid classing the observed recurrences with others which he had experienced, and of being thus guided by special analogies and inductions instead of trusting solely to DeMorgan's ‘pure induction’. The same considerations tend to rebut another form of defence for the rule in question. It is urged, for instance, that we may at least resort to it in those cases in which we are in entire ignorance as to the number and nature of the antecedents. This is a position to which I can hardly conceive it possible that we should ever be reduced. However remote or exceptional may be the phenomenon selected we may yet bring it into relation with some accepted generalizations and thus draw our conclusions from these rather than from purely Àpriori considerations.

§10. Since then past acquisitions cannot be laid aside or allowed for, the only remaining resource would be to experiment upon the infant mind. One would not like to pronounce that any line of enquiry is impossible; but the difficulties would certainly be enormous. And interesting as the facts would be, supposing that we had succeeded in securing them, they would not be of the slightest importance in Logic. However the question were settled:—whether, for instance, we proved that the sentiment or emotion of belief grew up slowly and gradually from a sort of zero point under the impress of repetition of experience; or whether we proved that a single occurrence produced complete belief in the repetition of the event, so that experience gradually untaught us and weakened our convictions;—in no case would the mature mind gain any aid as to what it ought to believe.

I cannot but think that some such view as this must occasionally underlie the acceptance which this rule has received. For instance, Laplace, though unhesitatingly adopting it as a real, that is, objective rule of inference, has gone into so much physiological and psychological matter towards the end of his discussion (Essai philosophique) as to suggest that what he had in view was the natural history of belief rather than its subsequent justification.

Again, the curious doctrine adopted by Jevons, that the principles of Induction rest entirely upon the theory of Probability,—a very different doctrine from that which is conveyed by saying that all knowledge of facts is probable only, i.e. not necessary,—seems unintelligible except on some such interpretation. We shall have more to say on this subject in our next chapter. It will be enough here to remark that in our present reflective and rational stage we find that every inference in Probability involves some appeal to, or support from, Induction, but that it is impossible to base either upon the other. However far back we try to push our way, and however disposed we might be to account for our ultimate beliefs by Association, it seems to me that so long as we consider ourselves to be dealing with rules of inference we must still distinguish between Induction and Probability.


1 John Craig, in his often named work, TheologiÆ ChristianÆ Principia Mathematica (Lond. 1699) attempted something in this direction when he proposed to solve such problems as:—Quando evanescet probabilitas cujusvis HistoriÆ, cujus subjectum est transiens, viv tantum voce transmissÆ, determinare.

2 When m=1 the fraction becomes2/3; i.e. the odds are 2 to1 in favour of recurrence. And there are writers who accept this result. For instance, Jevons (Principles of Science p.258) says “Thus on the first occasion on which a person sees a shark, and notices that it is accompanied by a little pilot fish, the odds are 2 to1 that the next shark will be so accompanied.” To say nothing of the fact that recognizing and naming the fish implies that they have often been seen before, how many of the observed characteristics of that single ‘event’ are to be considered essential? Must the pilot precede; and at the same distance? Must we consider the latitude, the ocean, the season, the species of shark, as matter also of repetition on the next occasion? and so on. I cannot see how the Inductive problem can be even intelligibly stated, for quantitative purposes, on the first occurrence of any event.

3 See in Mind (x.454) Mr Jacob's account of the researches of Herr Ebbinghaus as described in his work Ueber das GedÄchtniss.

CHAPTERIX.

                                                                                                                                                                                                                                                                                                           

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