The record contained in the present volume forms the first considerable printed collection made in America of superstitions belonging to English-speaking folk. Numerous as are the items here presented, only a part of the matter is included, the collector having preferred to reserve for separate presentation superstitions connected with animal and plant lore, material which would require a space about equal to that here occupied. Again, the present gathering by no means pretends to completeness; while certain departments may be adequately represented, other sections exhibit scarce more than a gleaning. The collection, therefore, will be looked on as a first essay, subject to revision and enlargement. The designations of locality will suffice to show the width of the area from which information has been obtained, as well as the degree of similarity which appears in the folk-lore of different regions belonging to this wide territory. Here and there may be observed items showing a measure of originality; a new superstition may have arisen, or an ancient one been modified, according to the fancy of an individual, in consequence of defective memory, or in virtue of misapprehension. But on the whole such peculiarities make no figure, nor does recent immigration play any important part. Almost the entire body of this tradition belongs to the English stock; it is the English population which, together with the language, has imposed on other elements of American life its polity, society, ethics, and tradition. This relation is not an isolated phenomenon; on the contrary, it is entirely in the line of experience. Language is the most important factor which determines usage and influences character; this result is effected through the literature, oral or written, with which, in virtue of the possession of a particular speech, any given people is brought into contact. In this process race goes for little. Borrowing the tongue of a superior race, a subject population receives Reception of new ideas, however, though promoted by the possession of a common language constituting a means of exchange, is not limited by its absence; on the contrary, in all historical time among contiguous races takes place a transference of ideas which dislike and even warfare do not prevent. Here the law seems to be that the lower culture has relatively little effect on the higher with which it is in contact, while the superior civilization speedily influences an inferior one. Nor is the effect confined to the higher classes of any given society; beginning with these, the new knowledge descends through all ranks, and everywhere carries its transforming influence. What is true of written literature in a less degree is true of oral; songs and tales, rites and customs, beliefs and superstitions, diffuse themselves from the civilization which happens to be in fashion, with a rapidity greater or less according to the interworking of a multitude of modifying forces. In the other direction, from the lower culture to the higher, exchange is slow, albeit likely to be promoted, in certain cases, by peculiar conditions, such as the deliberate literary choice which seeks opportunity for archaistic representation, or the respect which an advanced race may have for the magical ability of a simple tribe, believed to be nearer to nature, and therefore more likely to remain in communion with natural forces. But these exceptional effects are of small relative moment; the general principle, continually at work, in the main controls the result. In regard to the themes of stories especially, the many tongues and dialects of Western Europe offer scarcely more variation than will be often found to exist among the versions of the same tale which may be discovered in a single canton. The spirit of the language, already mentioned as constituting the element of nationality, taking possession of this common stock of knowledge, moulds its precise form and sentiment in accordance with its own character; it is in details, rather than in outlines, that racial differences are found to exist; this principle applies in a considerable degree in the field of folk-tales, even between cultures so opposite as those of Western Europe and Western Africa. In the case of superstitions, the diffusive process, though less rapid or effectual than in tales, is nevertheless continually active; Again, it is to be considered that while differences of speech impede, but do not prevent integration, changes of condition may have an immediate effect in producing differentiation. Protestantism, by banishing complicated usages connected with sacred days, has caused English folk-lore to vary from Continental; so far this contrast seems a result of the alterations of the last three hundred years, rather than of more remote inconsistency. If these remarks are in any degree valid, it follows that from the presence or absence of any particular item of belief in this or that English-speaking district no conclusion is to be drawn; the deficiency must be supposed to proceed from absence of record, and seldom to depend on the structure of the population. To this general doctrine, as usual with such propositions, may be observed minor exceptions. Whatever doubts may be cast on the operation of the principle as applicable to England, there can be no doubt that it is valid in the United States and Canada. It is not, however, intended to assert that the contributions of the entire region covered in this collection are identical in character. On the contrary, it will be seen that the record made in certain districts, as for example in Newfoundland and among the Mountain Whites of the Alleghanies, presents superstition as more primitive and active than in the eastern United States. But this vitality is only to be regarded as the persistence of a stock once proper to English-speaking folk, and by no means as indicating a diversity of origins. The chief value of a collection such as the present consists in the light it may be made to cast on the history of mental processes; in other words, on its psychologic import. To appreciate this value, it is needful to understand the quality in which superstition really consists. This distinguishing characteristic is obscured by the definitions of English dictionaries, which describe superstition as a disease, depending on an excess of religious sentiment, which disposes the person so affected to unreason The manner of conception mentioned has been borrowed from Latin and Greek writers of the Roman republic and of the Imperial period. In primitive Roman usage, superstitio and religio were synonyms; both, perhaps, etymologically considered, expressed no more than that habit of careful consideration with which a prudent man will measure the events which encounter him, and determine his conduct with a view to consequences. Superstitio may have indicated only the overstanding of the phenomenon, the pause necessary for its deliberate inspection. By Cicero a distinction was made; the word was now employed to designate a state of mind under the influence of supernatural terrors. In the Greek tongue a similar conception was expressed by the word deisidaimonia, or fear of dÆmons, a term in bad odor as associated with practices of Oriental temple worship representing primitive conceptions, and therefore odious to later and more enlightened Hellenic thought. Established as a synonym of the Greek noun, superstitio received all the meaning which Plutarch elaborated as to the former; the idea of that excellent heathen, that true piety is the mean between atheism and credulity, has given a sense to the word superstition, and become a commonplace of Christian hortatory literature. It is, however, sufficiently obvious that the signification mentioned does not have application to the omens recorded in the present volume, the majority of which have no direct connection with spiritual beings, while it will also be allowed that these do not lie without the field ordinarily covered by the word superstition. For our purposes, therefore, it is necessary to enlarge this definition. This may be done by emphasizing the first component part of the word, and introducing into it the notion of what has been left over, or of survival, made familiar by the genius of Edward B. Tylor. In these lingering notions we have opinions respecting relations of cause and effect which have resulted as a necessary consequence from past intellectual conditions. A superstition, accordingly, I should define as a belief respecting causal sequence, depending on reasoning proper to an outgrown culture. According to this view, with adequate information it would be possible to trace the mental process in virtue of which arise such expectations of futurity, and to discover the methods of their gradual modification and eventual supersession by generalizations founded on experience more accurate and extensive. Yet it is not to be assumed that in each and every case such elucidation will be possible. In all human conduct This accidental quality, and the arbitrariness with which phenomena are judged to be ominous, will be visible in the numerous “signs” here recorded. At first sight, it may be thought that extreme folly is their salient quality. Yet if we take a wide view the case is reversed; we are surprised, not at the unintelligibility of popular belief, but at its simplicity, and at the frequency with which we can discern the natural process of unsystematic conjecture. Such judgments are not to be treated with derision, as subjects of ridicule, but to be seriously examined, as revealing the natural procedure of intelligence limited to a superficial view of phenomena. This consideration leads to an important remark. The term survival expresses a truth, but only a part of the truth. Usages, habits, opinions, which are classed as superstition, exhibit something more than the unintelligent and unconscious persistence of habit. Folk-lore survives, and popular practices continue, only so long as endures a method of thinking corresponding to that in which these had their origin. Individual customs may be preserved simply as a matter of thoughtless habit; yet in general it is essential that these usages should be related to conscious intellectual life; so soon as they cease to be so explicable, they begin to pass into oblivion. The chapters of this collection, therefore, will emphasize the doctrine that the essential elements of human nature continue to exist, however opposite may be the actions in which its operations are manifested. In examining many of the maxims of conduct here set forth, we are able to understand the motives in which they had their being; we perceive that the inclination has not disappeared, however checked by mediation through complex experience, and however counteracted by the weight of later maxims. The examiner finds that he himself shares the mental state of the superstitious person; if not, he can easily make an effort of imagination which will enable him to comprehend its evident reasonableness. Thus, while superstitions are properly designated as survivals, it will in many cases be found that they represent a survival of ratiocination as well as of action. In some striking examples, also, it happens that the modern notion indicates the continuance of conceptions more ancient than a mass of connected ideas which have wholly perished. The former endure, because, being simple in their nature, they represent a human impulse, an impulse which animated the prehistoric ancestor as well as the modern descendant. When this tendency ceases to operate, the plant suddenly withers. So it is that an elimination of these beliefs, which formed the science of remote antiquity, has taken place in our own century, which has worked a change greater than fifty preceding generations, because it has been able to introduce generalizations with which ancient notions and habits are perceived no longer to coincide. As illustrations of the psychologic value of the material, it may be permitted to offer brief comments on the several sections. In the usages of mothers and nurses, it is interesting to observe with what persistence survives the conception that the initial action of the series determines the character of events sequent in order. It is still a universal practice to consecrate every baby by a rite not ecclesiastical. The infant, on his first journey, must be taken to a height symbolic of his future fortune, an elevation believed to secure the prosperity of his whole subsequent career. It would be of interest to learn what analogies the practice has among races in a primitive condition of culture. The babe of the Pueblo of Sia, when on the fourth day (four being a sacred number) for the first time he is taken from the dark chamber, is ritually presented to his father the Sun; similarly, in a superstition of the present series (I know not how generally observed) Sunday is said to be the day on which the infant is first to be carried into the sunshine. It is likely that such continuing customs represent feeble echoes of pre-Christian dedicatory ceremonies, which in the first instance were themselves founded on a corresponding habit of thought; according to an opposite, yet connected system of notions, we find Protestant Christianity still preserving a memento of the world-old and universal belief in a crowd of malicious spirits, prepared at every moment to take up their residence in the convenient shelter of the human frame, as a hermit crab watches for a suitable shell in which to make his home. It must be owned that the volume of observances connected with infancy, here presented, is very inadequate; it is certain that a nurse of a century ago would have been familiar with a vastly more extensive array of duties and cautions. As we go back in time and culture, action becomes more restricted. Where the effects of any line of conduct are unknown, adherence to precedent is all-important; every part of the life must be administered according to a complicated system of rules, while common prudence is considered as inseparable from religious obligation. The following section presents us with interesting material, in the exhibition of ideas and customs which are maintained by children themselves, and which they learn from one another rather than from their elders. It is true that these are of necessity the reflection of the conceptions and practice of older persons; but, according to the law of their nature, it is found that children often exhibit a peculiar conservatism, in virtue of which habits of thought still exercise control, which among men and women have been outgrown. This is illustrated in popular games and songs which children have orally preserved; and the same is true of their superstitions. Women, especially, who may peruse this collection will be surprised to find how many of the items here recorded will seem familiar, and at the same time to have received credence; in the case of a particularly clear-minded person, free from any disposition toward credulity, nearly a hundred of these superstitions were remembered. The ideas in question, perhaps at no time more than half believed, have frequently altogether faded into oblivion. Attention should be paid, also, to the imaginative power of the youthful mind, and the manner in which beliefs are visualized, and appear as realities of perception. To illustrate this principle have been included a few examples belonging rather to individual than to general opinion. The little girl who without any direct instruction imagines that the light of the heaven gleams through the orifices we call stars, who sees celestial beings in meteor form winging their way across the skies, or who is surrounded by the benevolent spirits which her discriminating education, banishing the terrors of the supernatural world, has permitted to exist for her comprehension, illustrates that readiness of fancy and control of vision by expectation which belongs to humanity in the reverse degree of the reflective habit. Herein childish conceptions and vivacity of feeling represent the human faculty which education may control but cannot obliterate. Beliefs relating to the influence of physiognomy present us with a very limited anthology of popular ideas, which in elaborate developments have been expanded into pseudo-sciences, and fill whole libraries of learned misinformation. These notions may be divided into two classes. On the one hand appear indications founded on natural analogies, as when we still speak of close-fistedness. On the other side, many of these associations are arbitrary, as when the study of spots on the nails is supposed to give means for determining future fortune. Such conclusions depend partly on the correct opinion that in the cradle lies the future man, with all elements of his complex nature, and partly on external marks, the interpretation of which is purely arbitrary. The chapter on “Projects” presents the reader with a class of usages, sufficiently foolish when considered in themselves, but none the less demanding attention, as exhibiting, in full energy, the survival, at the end of the nineteenth century, of the practice of divination. It is true that these attempts to forecast the future are commonly made in a sportive manner and only with partial belief, being now for the most part reduced to social sports. They belong also almost exclusively to the female sex, who by way of amusement still keep up rites which are to determine the future partner in life. Yet that these observances were formerly performed with sober forethought may be seen by the superstitious character with which in retired districts they are still invested; it is likely that in this limited field we have the final echoes of ceremonies employed to determine action and to supply means for the estimation of every species of good or evil fortune. Among these customs a considerable part may be of relatively recent origin, but a number are undoubtedly ancient. Particularly remarkable is the word by which in the English folk-lore of America, at least, these practices seem to have been popularly entitled. Dictionaries give no aid in explaining the signification of the word “project,” here used in the sense of a ceremony of divination. I cannot offer any explanation as to the probable antiquity of the term; neither middle-Latin nor Romance languages seem to offer parallels. One might guess that if all were known, the use might be found to proceed from the special language of mediÆval magic or astrology (perhaps mirror-divination). With practices of this sort has been connected an incident of colonial history. During the accusations brought against alleged witches of Salem, Massachusetts, in 1692, the chief agents were a group of “children” belonging to a particular neighborhood of that town. It has been asserted that these young persons, previous to the outbreak of the excitement, formed a “circle” of girls in the habit of meeting for the purpose of performing “magical tricks” (to use a phrase employed by Cotton Mather), and that it was experience so acquired that fitted them for the part afterwards played in the trials. This statement has been repeated by so many recent writers as to become a commonplace of accepted history; it would seem, however, that the representation depends on the invention of a modern essayist, who transferred to the colonial period ideas derived from his acquaintance with the phenomena of contemporary spiritualistic sÉances, and that the habit of “trying projects,” no doubt universal in colonial times, had nothing to do with the delusion in question. (See note, p. 153.) Ancient popular divination would, as a matter of course, have In the division entitled “Love and Marriage” we are dealing not with ceremonies, but “signs;” in the former case a voluntary action is implied in the consulter of fate; in the latter, the subject is passive. The word “signs” is a popular term for omens of any kind; in this case we cannot be in error in seeking a Latin derivation, signum being classically used in this sense. Here, again, the prognostics in question are respected only by women, and at the present time, with but a light admixture of genuine credulity, unless among people of secluded districts, retaining old-world notions. Foolish as are these ideas of sequence, they indicate a habit of association anciently prevalent, which in early times had the most serious consequences. The gathering of expectations relating to “Wishes” shows that the name and idea of folk-lore must not be limited to primitive beliefs, or to the ideas of uneducated persons. The assumption Of dreams we are presented with a series in some degree representing their function in surviving belief. The comparison of these with dream books, still sold and used, and with a more extensive collection of superstitions, retained in this and other continents, would no doubt offer curious results. At present attention may be called only to one remarkable trait, namely: the interpretation of dreams by contraries. This practice I conceive to be altogether modern, and to have resulted from the extension of scientific culture, which has lead to the discredit of more direct explanations. So far as I am aware, dreams in literature, ancient or mediÆval, are always presumed symbolically to represent the future, and to be capable of straightforward interpretation. The usages of folk-medicine form a wide subject, which would occupy many volumes such as the present; a mere bibliography of the literature could not be included in the number of pages here allowed. The gleaning, also, is in this case very imperfect; the greater number of such “Cures” would fall in that part of the subject here omitted, relating to the function of animals and plants. In this field, conceptions formerly operative have not yet disappeared; “the doctrine of signatures,” that is to say, the rule that the healing object is indicated by its resemblance to the organ affected, has scarcely passed into oblivion, while popular systems of treatment are still based on rules not essentially different. In addition to this guiding idea, an exorcistic method has survived; in our folk-lore is retained the removal of the trouble in virtue of its transfer to another place or person. Especially in the significant case of warts, such rule of early medicine operates with full force. Here, as in other instances, the obscure influence of suggestion plays a complicated part; belief in the efficacy of any system of treatment appears sufficient to promote its effect. These charms are perhaps sometimes effective, even although no conscious attention is paid to the process; but to enter on this field would be foreign to the present discussion. It is sufficient to point out that in popular belief the preservation of the theory goes hand in hand with the survival of the practice. Weather proverbs form an extensive body of popular observations, here only partially recorded. From the psychologic point of view, the principal interest attaches to the mental causes of these prognostics. Collectors have generally assumed that in this field experience is at the basis of a great part of the alleged knowledge. It may be so with a few of the simpler signs; yet, even in respect to these, great diversity is visible. In general, I should myself attach small importance to this consideration. Remarkable in man regarded as an intellectual being is the variation to be observed in the effect of experience. In certain relations of daily life the savage is as quick to learn, and as accurate in his judgment, as civilized man; mention need only be made of his skill in the hunt, and his intimacy with the forest. But under complicated conditions, whenever this action falls outside of daily habit, he appears incapable of profiting by observation; on the contrary, it is usually imagination which dictates presumed experience. The latter rarely corrects a superstition; as already remarked, discovery of error in the application of inherited theory is applied only to increase the complexity of the formula. Not until the existence of a means of record, and the formation of a body of observations capable of methodical arrangement, is an erroneous belief superseded, when the true causes of the events become manifest; of this principle ideas respecting the weather constitute good illustrations. Students of this collection will be surprised by the number and vitality of formulas and beliefs relative to the moon. It is probable that the majority of the readers of the male sex will have no other associations with the newly born moon than that poetic sentiment which delights in the vision of the faint sickle silver through the twilight; if they possess any further association with the planet, it is likely to be no more than a vague dread of the effect of its radiance falling on a sleeper. Women, on the contrary, will remember that the moon should be first seen not “full face,” but “over This record reveals the central principle and natural cause of moon worship, by making clear the effect still ascribed to the variation of the luminary. It is the night which is especially the season of primitive worship; from times long antecedent to written history, as well among the lowest savages as among tribes possessing the beginnings of civilization, changes of the starry heavens have been Lunar change has had an important connection with ancient myth as well as with primitive ritual. For the reason indicated, the crescent was assigned as an emblem to goddesses of growth. This ornament passed from Cybele and Diana to Mary; as on the vault of St. Mark’s the Virgin wears the starry robe of the earlier goddess, so on garden walls of Venice she stands crowned with the crescent, in the same manner as the divinities whom she has superseded. In this connection is especially to be considered the habit of personification implied in our English rhymes. Of late, the doctrine which perceives in myth a symbolic expression of the forces of nature has fallen into comparative discredit, a contempt explicable in view of the unscientific manner in which “sun-myths” have been exploited; our English sayings, therefore, are to be received as a welcome demonstration that one must not proceed too far in his attitude of doubt. If the popular mind, to-day, and in a country particularly accessible to the influences of modern culture, worships the personified moon, it may be considered as certain that antiquity did the like. Mythology is woven out of so many strands that goddesses like Artemis and Diana may have been much more than lunar personifications; but I think it can scarce be doubted that in a measure such they were. There is to be noted a most important characteristic of modern In modern folk-belief the influence of the sun is less directly apparent. The custom of saluting the rising orb, with which the day was once begun, or of ascending high places where the benediction of the luminary could be obtained, and the direct reverence to solar rays belonging to all primitive life, survives only in the vague symbolism which, until very lately, has caused churches to be built on hills. But a single essential feature of sun-worship still survives, not only among ignorant and isolated peasants, but in the households and among the matrons of educated English-speaking folk. To this significant relic, so far as I know, Mrs. Bergen has been the first to direct attention. That the sun moves in a particular course must have been one of the first observations which primitive man made in regard to the movements of celestial bodies. His cardinal rule being to perform everything decently and in order, it followed that the precedent set in heaven was to be imitated on earth. In any operation for which success must be sought, progress must be sun-wise; the reverse order could be suitable only for operations of destructive magic, tending to undo natural sequences. Nevertheless, even primitive man has a passion for originality, a desire to obtain peculiarly intimate relations with nature, which may be to the advantage of his own people; probably from this consideration certain American tribes have reversed the ceremonial order, so far at least as to make their processional movements in the opposite direction; but our modern customs or household life show, among the ancestors of English folk, that the sun-wise circuit entered not only into the religious life, but also mingled with and directed the most ordinary actions. Little does the modern housewife, who in beating the egg instinctively stirs her spoon in one direction,—a form of movement usually recommended by no conscious association of ideas,—imagine that in the method of her action she is bearing testimony to the deepest ethical and ceremo It is always found that especial conservatism attaches to customs and ideas associated with death; the disinclination to exercise independent thought on a subject so serious leaves the field open for the continuance of ancestral notions and practices. It is therefore natural that the volume of superstition associated with the end of life should only be paralleled by that connected with the marriage relation. A vast number of actions and experiences still pass as the “signs” of approaching departure. As in omens generally, the prevailing principle is usually the effect of association of ideas; the shock to the nerves consequent on the imagination of the occurrence is, in the popular fancy, inseparable from belief in its reality. Hence the general tendency to insist on euphemistic speech, the required abstinence from unpleasant suggestions, the favete linguis of the Roman. In this body of deeds to be avoided, ancient and modern notions are interwoven. One must not pass under a ladder, for a ladder is used in modern executions; one must not carry a spade through the house, for with a spade is dug a grave. More in accordance with fundamentally human ideas, the delicate rose of fall presages the untimely waning of a youthful life. As with all superstition, the sign is not merely the prediction of an event; it is felt that as the avoidance of the omen would be to escape its consequence, so the careless action, in becoming the presage of calamity, is likewise its cause. Here appear natural antinomies of human thought: on the one hand, the sense of the inevitableness of the designated fate; on the other hand, the consciousness of ability by altering conditions to change conclusions. Thus the thoughts and actions of primitive man are inspired by the same contending intellectual forces which in later time appear under the guise of warring philosophies. Still more remarkable are the remains of world-old usage, wherein may be remarked tendencies which have formerly been expressed in elaborate rituals. In customs relating to death, a controlling feature is that sense of individual possession which has been prevalent from a time antecedent to the rudimentary beginnings of civili These usages change their character, inasmuch as the original intent of ceremonial actions being forgotten, acts intended to secure more practical ends are performed in order to correspond to supposed obligations of decency. Such is the case with the arrangement of the chamber of death, with the stoppage of the clock, of which traces are found in customary usage; so it is with the inversion of garments, of which also in our lore traces seem to linger. Different, perhaps, is the idea underlying the covering of the mirror; indications show that the practice was once extended to all objects in the room, which formerly seems to have been draped with white cloth. The object appears to have been to protect domestic objects from the contamination caused by contact with the dead, which would protect them from subsequent employment by the living, who otherwise could not with safety associate themselves with the other world, just as even at the present time it is not held lucky to wear the garments of the departed. In the same manner the Mosaic law commanded the Israelite to cover, at the time of death, the vessels used in his tent. It has been remarked that white, and not black, is the proper color for such drapery. The association of white with the dead, as the hue of mourning, is ancient; it appears to me that the idea of ritual purity, expressed by the color, is at the bottom of the custom. In Hellenic times white continued to be the hue most On the other hand, a world-old custom, which may be set down as human and universal, dictated, and among all nomadic peoples continues to dictate, the abandonment of any habitation in which a death has occurred. The obvious motive is expressed in a surviving superstition that a second decease is likely to follow a first. Death, naturally impersonated and identified with the spirit of the departed, will return to the place where he has once made himself at home, and in which he has proprietary rights. This idea constitutes a superstition which stands directly in the way of progress; thus the Navajo refuses to build a house, which at the first mortality among his family it would be necessary to desert. The cause of the general custom is to be sought, not in any sanitary principle, but in the associations explained, acting with superstitious force. In the course of time and with the advance of culture such desertion is no longer possible, and some means must be found by which the requirement shall be evaded; the desired escape is effected by such alterations as shall vary the character of the mansion and indicate it as a new place of abode, not subject to the perils of the home invaded by death. The remarks which have been offered are presented only by way of suggestions which could be indefinitely extended. To construct a commentary on the body of beliefs presented in this volume would be an enticing but a laborious task; such notes, also, would far exceed in volume the compass of this work. Besides, as originally remarked, the present collection contains but a part of the volume of surviving superstitions. For these reasons, it will be possible to proceed no farther. In commending this collection to the attention of psychologists, and to the continuing industry of students of folk-lore, I need only express my hope that it may be sufficient to make clear how far-reaching are the studies for which folk-lore supplies material. The history of religion, the theory of mythologies, cannot afford to overlook modern popular beliefs, in which ancient conceptions appear as still effective. In the same way, archÆology, regarded only as the investigation of monuments and literatures, and dissociated from the observation of continuing human life, is devoid of inspiration and vitality. These studies, when accompanied with disregard of the existing world, and indifference to the fortunes and relations of Cambridge, Mass., Dec. 24, 1895. |