SOME PSYCHOANALYSIS AND LITERARY CRITICISM IPsychoanalysis will put in a new light the old literary controversies between realism and idealism, between classicism and romanticism. Idealistic writers are those who write of imaginary pleasing scenes and characters. Their books are founded on the same principles that are at the basis of dreams; these are the fulfilment of the author's wishes. We grow weary of a deluge of such literature, because it is too visionary and not related to reality. We prefer to see life as it is, even though it is harsh. Hence our reaction to those ancient types of romances where the heroes are always strong, pursuing false ideals, obeying silly codes of honour, and are always triumphant; we weary still more of the heroines who are always without individuality. The most idealistic books are those dealing with utopias, and though the new visionary societies are as a rule undesirable and impossible, they represent the wish of the author fulfilled; such works sometimes, as in the case of Plato's Republic and More's Utopia, are full of valuable suggestions. Utopias, however, are generally dreary because they make no allowances for our instincts; the author is insincere to himself and pretends to be what he is not. Then there is the idealistic literature which builds a dream palace beyond this life. The author wants to live forever and to have things he did not possess here, and he creates imaginary scenes where all that he suffered here is righted. Of this type of literature is the Paradise of Dante, and the Celestial City of Bunyan. Literature of this type pleases many people, as it enables them to get away from reality and to have a ground for believing in the existence of chimeras they cherish. Idealism in literature is the selection for description of only those features of life that please the fancy of the author. People are described not as they are but as the author would like them to be; events are narrated not as they occur in life but as the writer would wish them to happen. The dream of the author is given instead of an actual picture of reality. When Shakespeare grew weary of London life, he drew a picture of life in the forest of Arden in his As You Like It such as he would have liked to have enjoyed. Idealistic literature hence gives us an insight into the nature of the author's unconscious. His constructed air castles show us where reality has been harsh with him. It is true all literature must to some extent be idealistic, as the author must always do some selecting. Idealism will never die out in literature. Man is an idealist by nature; every man who has day dreams is reconstructing life in accordance with his desires. There is always a large element in the population that hearkens back to its childhood days. Even our most intellectual people like to divert themselves with stories of piracy, battles, sunken treasures, tales of the sea, of adventure and mystery. The people who love romance go back in their reading to their boyhood days; they have in their unconscious, primitive emotions that, unable to Old legends like those about Achilles, the Wandering Jew, the Flying Dutchman, Charlemagne, and King Arthur and his knights, never weary us; they continue to furnish artists and writers with artistic material. Psychoanalysis explains the love we feel for these romances. We have never quite grown out of either the barbarous or boyish state. We like the strange, the marvellous, the mysterious, for this was specially characteristic of man in an early stage and of the boy. We also find an affinity for the kind of life our ancestors led. We are interested in tales where men are hunting and fighting. Man's unconscious loves a fight, for he has always fought in the history of the race. He is fascinated by danger and the idea of overcoming obstacles. And he wants such scenes introduced in literature. Psychoanalysis also explains the affinity that we have for the supernatural in literature. Freud's disciples, like Rank and Abraham and Ricklin, have shown in The Myth of the Birth of the Hero, in Dreams and Myths, and in Wishfulment and Fairy Tales, respectively, that fairy tales are to be interpreted like dreams and represent In an essay on Hans Christian Andersen published in 1867 George Brandes showed the connection between the unconscious and the nursery tale. Thus he anticipated the discoveries of Abraham, Ricklin and Rank, who noted that folk-lore and fairy tales are, like dreams, realised wishes of the unconscious of early humanity, formulated into endurable form. Brandes objected to the occasional moral tag in Andersen's stories "because the nursery story is the realm of the unconscious. Not only are unconscious beings and objects the leaders of speech in it, but what triumphs and is glorified in the nursery story is this very element of unconsciousness. And the nursery story is right, for the unconscious element is our capital and the source of our strength." Brandes shows how child psychology interests us all because of its unconscious. He distinguished the changes brought in by the nineteenth century where the unconscious is worshipped, while in the critical eighteenth century consciousness alone had been valued. Nietzsche understood that the romantic life of our ancestors and their ways of thinking were repeated by Supernatural phenomena, however, in our contemporary literature savour of imitation and the artificial. Writers do not as a rule believe in the supernatural while the creators of the old fairy tales did. From so fine a poet as Yeats, who is said to believe in fairies, we get literature that is both sincere and artistic. We have a beautiful ideal reconstruction of the world in such a play as The Land of Heart's Desire. Here the dream principle is still at work. Among the fairy tales of our day are those centring around psychic phenomena and reporting the conversations of the dead. They are written because they represent the writer's wishes to communicate with the dead and to prove that we do not die. They are needed by some in an era of exact science and a great war as old folk lore was needed in its time. Needless to say this does not speak well for the intellects of the writers of these spiritualistic works. We make something occur because we want it to transpire. Lodge's Raymond is one of the fairy tales of recent times and it has a genuineness because the author, to the amazement of many of us, believes those talks with his son actually took place. The book is really a commentary on his pathetic state of mind after the death of his son, and is his dream of hope. But realistic literature is after all in the ascendant, for it tells us of what we experience in our own life. Don Quixote showed us that love for books dealing with dreams and impossibilities may help to make one mad. Men are interested in their inner struggles and in the problems of the day. Books treating of these have replaced considerably the old romances as serious literature. Romantic and idealistic works are like dreams, fragments of the psychic life of the race when it was young. IIThe literary works that we like best are those which tell of the frustration of wishes like our own. We prefer to read about troubles like those we have suffered, to lose ourselves in the dreams and fantasies built up by We prefer a book that apologises for us, that tells of strivings and repressions such as we have experienced. We get a sort of pleasure then out of painful works, in which our sorrows and wants are put into artistic form, so as to evoke them again in us. It depends often on the character of our repression as to the nature of the books we like. If we have overthrown the authority of our fathers or experienced a painful love repression because we were hampered by social laws, if we have broken with our religious friends or been crushed by some moneyed powers, we may become of a revolutionary trend of mind and hence prefer writers with radical opinions. In our time there have arisen a number of geniuses who voiced such opinions; having experienced repressions on account of the customs of society, they sang and wrote of those repressions and attacked those customs. The great love felt by the young man who does not fit into the social order, for writers like Whitman, Ibsen, Nietzsche, Shaw, and others, is because these writers approve an individualism that he seeks to cultivate. He who is grieved by the tyranny of the philistine and the bourgeois, the hypocrite and the puritan, finds himself consoled by writers who were also victims of such tyranny. If we are somewhat more neurotic than the average person, or even abnormal, we go to the writers who are neurotic and abnormal. Why did Baudelaire love Poe so much? Because he saw in him another Baudelaire, a dreamer out of accord with reality, a victim of drink and drugs, a sufferer at the hands of women, an artist loving beauty and refusing to be a reformer. Hence he translated Poe's works, swore to read him daily, and imitated him. Baudelaire's unconscious recognised a brother Literary influences are due to definite reasons and follow regular laws. Though sometimes authors appeal to us who are just the opposite of ourselves, we, as a rule, love those writers who write of our own unconscious wishes. What is the secret of the universal appeal of Hamlet? Is it not because many of us, like him, have been in conflict wherein we could not act because there was an external obstacle? Dr. Ernest Jones found a reason for Hamlet's inability to act in an unconscious feeling of guilty love for his mother. He was jealous of his uncle, the murderer of his father, and also the successful rival to Hamlet in his mother's affections. This psychoanalytic interpretation made by Dr. Ernest Jones adds a new element to the old theory of Hamlet's struggle with fate. Hamlet has given rise to a series of characters in literature characterised by inaction, by thinking and not doing. Russian literature, with its Rudins and Oblomovs, has recognised in this portrayal by Shakespeare a common Russian type. Hamlet, nevertheless, had good reason for not being able to act, and finally did act, though he made a bungle of it all. Byron and Shelley have had more imitators and lovers than any of the poets of England of their time. We know The reason for the universal appeal of the Bible is because of the variety in this library of books; there is always some chapter that expresses our unconscious wishes. The Old Testament, especially, satisfies our unconscious. This is due to the psalms voicing human sorrow, and the prophecies of Isaiah ringing with a passionate love for justice, to the pleasant tales that appeal to our youthful fancy like those of Joseph and his brethren, and Ruth, and the philosophical drama of Job, in whose sufferings we see our own, to the epicureanism and melancholy in Ecclesiasticus, and the military exploits of Joshua and David. The Bible appeals as literature to many who do not believe in dogma or miracles, to many who find parts of it cruel and unjust because it is a varied collection of books, and, as a result, the unconscious wishes and means of gratification of some of the writers must meet our own, separated as we are from them by thousands of years. When we read that Wordsworth soothed De Quincey and John Stuart Mill, and had a tonic effect on Arnold, so that he became a leading disciple, that Shaw based his wit and philosophy on Samuel Butler, an almost forgotten contemporary, that Brandes found an affinity in writers like Shakespeare and Ibsen, we are aware that the process is the same: the later author found some earlier one who especially expressed his unconscious wishes. Take the literary influences in literature, that of Smollet on Dickens, that of Dickens on Daudet and Dostoievsky and Bret Harte, that of Balzac on Flaubert, of Flaubert on Maupassant and Zola, of Carlyle on Ruskin and Froude, of Kipling on Jack London. All this means that the author influenced found in his master a kindred sufferer and a kindred dreamer. Literature gives each writer or reader the means of choosing his own father as it were. When a man says he found his whole life changed by a certain book, it is equivalent to his saying that the book has merely made him recognise his unconscious; it did not put anything there that was not there before. The book had a psychoanalytic effect on him; it taught him to look at his unconscious objectively; it brought to consciousness something that was repressed. If the resistance to perceiving that unconscious had not been overcome the book could have had no effect. We hate a book often because the censorship in us is too great. When John A. Symonds describes the effects of Whitman's Leaves of Grass, which he says influenced him more than any other book except the Bible, he meant Whitman cured him of neurosis, brought out his repressed feelings and made him aware of his inner wants and told him how to satisfy them. The saying, "Tell me what you read and I'll tell you what you are," is true. People differ about the qualities of books because their own unconscious wishes have been met differently in these books. IIIWhat then is the cause of literary movements and what stamps the peculiarities of a literary age, if all writers draw on their unconscious? Why does a Pope appear in the age of Queen Anne and a Wordsworth at the end of the reign of George IV? Why didn't Shakespeare write in the Elizabethan age like Charles Dickens in the Victorian period? How account for the warlike character of the Saxon epic Beowulf, for the religious tone of her first poet, CÆdmon; for the interest in chivalry and allegory in the FaËrie Queen? What made Bunyan so absorbed in salvation, in Pilgrim's Progress, at the time the Restoration dramatists were steeped in exhibitionism and immorality? What are the causes of the notes of moral revolt in Byron and Shelley, of the romanticism of Scott, the realism of George Eliot? If the unconscious is alike in all people, and genius records the ideas and emotions formed by personal repressions, it would seem the works of all geniuses who have had similar repressions should be alike, irrespective of the ages in which they lived. Literary historians and philosophers have accounted for the various changes in literary taste fairly satisfactorily, although they have often omitted from their investigations the factor of the personal experiences and idiosyncrasies of the author, and have emphasised too strongly the importance of the predominant ideas of the age. Yet no author starts out to express the spirit of his On account of the recent war, many dormant emotions were reanimated in us and appeared in our literature. People found that Homer's Iliad and other ancient warlike epics appealed to them more than these did in times of peace. Literature in war times becomes more related to primitive literature where the hero is the successful, brave warrior. The military and patriotic spirit had not been extinct, but quiescent. If Milton had lived in the eighteen nineties he would probably have written problem plays and novels instead of Paradise Lost. He was unhappily married, but the fashion of his age was not to create imaginative works based on justifiable causes for seeking a divorce. He did write on the subject of divorce, however, and his views horrified his contemporaries. He stood alone. Had the tendencies of the time been to make works of the imagination out of situations in which he was personally placed, he would have no doubt done so. In his unconscious he felt about women and divorce much as Strindberg did. He retained during the Restoration his early Puritanism and religious interests, and hence published Paradise Lost. Even here he found an opportunity for expressing special views about women and describing his own forlorn condition. Again it is likely that Shakespeare in our generation would not have written much differently from Ibsen or Hauptmann. The marriage problem interested him also, It is not my purpose to go into the causes of changes in tastes, traditions, ideas, movements. That subject has been dealt with often. Economic reasons are great factors in developing new literary periods and movements, yet also have much to do with this feeling of reaction against a preceding age. The artificiality of the eighteenth century gave way to the love of nature of the nineteenth. The demand for reason, wit and classicism in literature disappeared gradually, to be replaced by imagination, the utilisation of emotion and romanticism. Wordsworth is a reaction to Pope (even though Wordsworth's nature worship concealed his sex interest). His way was prepared by other writers of nature like Thomson, Collins, Goldsmith, Gray, Cowper, Crabbe, Blake and Burns. The immortality and exhibitionism of Congreve, Wycherly, Farquar, Van Brugh and Dryden in the Restoration period were a reaction to the Puritanism of the age of Cromwell. Bunyan, because of his early training and physical and mental condition, however, still clung to his early puritanism. Yet Pope and Wordsworth were each men of their ages and wrote in accordance with the rising literary traditions The realistic novels of George Eliot appeared after England wearied of the fanciful fictions of Walter Scott. A generation passed by before the reaction set in with full force. Both writers wrote as they did, largely in obedience to the tendencies of their times, upon which they reacted and were reacted upon. They wrote because of personal repressions. Their methods of expression were different, because of a desire to comply somewhat with literary traditions. Romanticism was fashionable in 1830, while realism was in the air in 1860. Those readers who think that these views do not give sufficient credit to writers for originality in literary expression should remember that common literary forms are followed by writers who may nevertheless be original in ideas. Only the student of literary history realises the power of literary imitation. Take the thousands of pastorals that flooded European literature from Theocrities to Pope; most of them, except Spenser's Astrophel, Milton's Lycidas, and a few others were flat and unprofitable. Note the numerous sonnets written since the form was brought over from Italy by Wyatt and Surrey. The extensive use of the sonnet proves poets are imitative. Recall the allegories with which mediÆval literature The ideas and mode of expression change, and hence makes much of the old literature obsolete. But many emotions remain eternal. We can still feel with Sappho and the Troubadours, whereas we find our intellect insulted by some of the religious ideas versified by Dante and Milton; although the passages describing secular emotions win our admiration. When we must look for an author's unconscious buried in the literary trappings of his day we weary of the task and dismiss his work. Why can we not read the thousands of pastorals and allegories of the mediÆval writers? Is it not largely because of the feeble intellects, and spirit of imitation present, because of the absence of the personal note? The unconscious is buried too deeply in rigmarole. The works have a psychological and historical but not artistic value. The religious and romantic instincts in many of us are buried too deeply in our unconscious, and hence we do not sympathise with those works. Those poets live who have been most personal. The Roman poets, Horace, Catullus, Titullus, Propertius, Ovid, Lucretius, were personal. Even the Æneid reveals the soul of Virgil in the story of Æneas and Dido. The unconscious is present in all literature, and the literary movement but colours it and gives occasion for the expression or censorship of certain phases of it. Puritan writers are not in their unconscious any different from the "immoral" ones; only the latter relax the censor and give Hence, though all writers draw on their unconscious and base their work on their personal repressions, authors of one age differ in manner and substance from those of another, not because the unconscious is different (which it is not), but because it is fashionable to express only certain features of it in one age; because writers have an instinctive tendency to comply with the literary fashions of their age; because the time spirit colours and censors those elements of the unconscious which appear in the literary product. IVFreud has shown in his Psychopathology of Every-Day Life that we tend to forget the things that are displeasing to us, that unconsciously we avoid what has once caused us pain. The objection has been raised to this theory that as a matter of fact it is the painful things that we never forget, and that these impress themselves most on us. Such critics might have taken it for granted that the scientist who laid down the principles that the neuroses date from the earliest painful love experiences which are never forgotten, but merely repressed and unconscious, would not have overlooked their objections. Certainly we do not forget painful things, but nature has so provided that we have a tendency to repress into our unconscious annoying events and go on our way as if they had never happened; only in symptomatic acts, mistakes, slips of the tongue and otherwise do we betray ourselves. The man whose wife has lied never forgets it if he has loved her. But if he has, let us say, been slighted by a person who has not been playing a principal part in The principle of unconscious avoiding of the painful is at the basis of the rejection of the world's great books, both old and new. Literary criticism is influenced by our tendency to ignore what causes us pain. The world has not always realised the reason for the opposition to a new great thinker, or an advanced idea or book. We have contented ourselves by asserting that the world was not yet advanced enough intellectually to perceive their greatness. We know, however, that often the most intellectual people of an age are the first to reject a new idea. Men like Carlyle and Lord Beaconsfield would have nothing to do with the theory of evolution. Darwin's chief opponents were among the leading biologists of the time. The fact of one's being born in an earlier generation from the man who propounds the new idea, is a large factor in the rejection of it. Another unconscious reason for the repudiation of the new idea is that it would cause us pain if it were true. We would also feel that we had been dupes all our lives. We had been smugly following a pleasant delusion that brought us some happiness and suddenly we see our bubble pricked. We had been following a course of thinking and conduct, that is now im The real objection by man to the Copernican theory was that it reflected on his religion and his vanity; it was annoying to hear that the earth was not the centre of the universe. The Darwinian theory was a still more painful discovery because it placed man among the descendants of animals and taught that he was a by-product like them. The facts, however, in both cases, were so overwhelming that many managed to accept them and still keep their religious beliefs intact, for these still give consolation. In spite of Copernicus and Darwin, we still live as if the world were the centre of the universe and man its most divine product. The most personal and human argument in favour of a belief in personal immortality of the soul, of communion with the dead or a Providential Personal God, is that life would be sad if these theories were not true; they must hence be true. Tennyson, in his In Memoriam, has the popular attitude. If life didn't live for ever more, then "earth is darkness at the core and dust and ashes all A great idea, then, is not accepted if its conclusions are painful to us when a more pleasant idea has prevailed; every idea is rejected when its possible truth would mean that we have been living in error and wasting our lives. New ideas are nearly always made to fit in with the old views. The theory of evolution became acceptable only when it was demonstrated to the satisfaction of the religionists what at first did not seem apparent to them, that it interfered neither with a belief in a personal God, Christianity nor the immortality of the soul. Literary men who are advanced are admired often for qualities that do not constitute their real greatness. The conservatives praise the daring poet for his style, after he has made his way; or they select a few of the minor ideas he champions and ignore the greater ones. They will not accept the Hardy who wrote Jude the Obscure, but the Hardy of Far From the Maddening Crowd; they will admire the early harmless lyrics of John Davidson instead of the profound testaments and later plays, whose real greatness was shown by Dr. Hayim Fineman in his monograph on John Davidson. The "conspiracy of silence" that has often greeted many great men was at times unconscious. People are not prone by nature to investigate something which might bring painful results. They prefer to let it alone altogether. The motive of ignoring a great book is founded on one of displeasure. Hence morbid and pessimistic books, revolutionary ideas, iconoclastic views on religion, morals or philosophy, new discoveries in science, encounter opposition. We do not want to be disturbed in our complacency. For the disturbance is, after all, made by those who do not fit into the old order; their own discoveries are defence processes. But gradually it is seen that these writers express universal wants. The opposition met by all investigations in the subject of sex, is an example of man's effort to thrust painful things out of sight. The barrier raised against Freud himself rises largely from three leading ideas of his, those on the sexual significance of symbols in dreams and the attributing of neurosis to sexual causes, and the theory that the infant has a sexual life of its own. In spite of his broad use of the term sexual and his many demonstrations of the truth of these ideas, man does not want to believe them. Jung and Adler, who lay little stress on the sexual element, have made the theory of psychoanalysis acceptable to many; but Freud objects to the use of the word psychoanalysis by disciples who have taken out of his theory something he considers essential. |