A Source Book for MediAEval History / Selected Documents illustrating the History of Europe in the Middle Age |
Copyright, 1905, by CHARLES SCRIBNER’S SONS Printed In the United States of America
PREFACE The use of original sources in the teaching of mediÆval history is still hampered by the scarcity of material adapted to the needs of the student. This situation is sufficient excuse for the publication of a new book of translations of important mediÆval documents, if such a book does more than reedit old material—if it presents, along with the usual and familiar sources, documents not elsewhere translated or brings together documents not otherwise easily accessible. We believe the present work does that, and that it also makes the use of this material more practicable by giving fuller notes and explanations than has usually been attempted. Our purpose in general has been to present material touching only what may be called the most important matters (persons, events, movements, institutions, and conditions) of the whole mediÆval period. We have not tried to make a complete source-book for the period, but only to offer in usable form illustrative material which may be of service to both teacher and student in general or information courses. Each document is meant to illustrate or illumine one particular thing. While it may throw light on many other things, the teacher should be warned not to attempt to deduce from these few documents the whole history and life of the Middle Age. We are fully aware that in the choice of documents we shall not please all. Many of the documents here given are clearly essential and must be found in such a book as we have tried to make. Concerning all such there can be no question. As to the others, there are hundreds of documents which would serve our purpose quite as well as those we have used, perhaps even better. In making our selections we have been guided by a great variety of considerations which it would be useless to enumerate. While another would have made a different selection, we believe that the documents which we present really illustrate the matter in question, and therefore will be found satisfactory. With this we shall be quite content. The necessity of selection has also led us to omit the political history of France and England. We felt that we could properly leave out English documents, because there are already several excellent collections of English sources, such as those of Lee, Colby, Adams, and Stephens, etc. In regard to France we were in doubt for some time, but the desire to keep the size of the book within certain limits at length prevailed. We hope, however, to atone for this omission by publishing soon a small collection of documents relating exclusively to France. It will be observed that we have made use chiefly of documents, quoting from chronicles only when it seemed absolutely necessary. An exception to this general principle is found in section I, where a larger use of chronicles was rendered necessary by the lack of documentary sources for much of the period covered; but it is perhaps unnecessary to apologize for presenting selections from the important histories of Tacitus, Gregory, Einhard, and Widukind. In the matter of form (translation, omissions, arrangements, notes, etc.), we were guided by considerations of the purpose of the book. The style of most of the documents in the original is involved, obscure, bombastic, and repetitious. A faithful rendition into English would often be quite unintelligible. We have endeavored to make a clear and readable translation, but always to give the correct meaning. If we have failed in the latter it is not for want of constant effort. We have not hesitated to omit phrases and clauses, often of a parenthetical nature, the presence of which in the translation would only render the passage obscure and obstruct the thought. As a rule we have given the full text of the body of the document, but we have generally omitted the first and last paragraphs, the former containing usually titles and pious generalities, and the latter being composed of lists of witnesses, etc. We have given a sufficient number of the documents in full to illustrate these features of mediÆval diplomatics. All but the most trivial omissions in the text (which are matters rather of form of translation) are indicated thus: ... Insertions in the text to explain the meaning of phrases are inclosed in brackets [ ]. Quotations from the Bible are regularly given in the words of the Authorized Version, but where the Latin (taken from the Vulgate) differs in any essential manner, we have sometimes translated the passage literally. Within each section the documents are arranged in chronological order, except in a few cases where the topical arrangement seemed necessary. We believe that the explanatory notes in the form of introductions and foot-notes will be found of service; they are by no means exhaustive, but are intended to explain the setting and importance of the document and the difficult or obscure passages it may contain. The reference to the work or the collection in which the original is found is given after the title of practically every document; the meaning of the references will be plain from the accompanying bibliography. The original of nearly all the documents is in Latin; some few are in Greek, Old French, or German, and in such cases the language of the original is indicated. It is impossible, of course, to give explicit directions as to the use of the book, other than the very obvious methods of requiring the student to read and analyze the documents assigned in connection with the lesson in the text-book, and of making clear to him the relation of the document to the event. It may be possible also for the teacher to give the student some notion of the meaning of "historical method"; e.g., the necessity of making allowance for the ignorance or the bias of the author in chronicles, or the way in which a knowledge of institutions is deduced from incidental references in documents. Suggestions of both sorts will be found in the introduction and notes. The teacher should insist on the use of such helps as are found in the book: notes, cross-references, glossary, etc. Groups of documents can be used to advantage in topical work: assigned topics worked up from authorities can be illustrated by documents selected from the book; e.g., imperial elections, papal elections, the Normans in Sicily, history of the Austrian dominions, Germans and Slavs on the eastern frontier, relations of the emperors and the popes before the investiture strife, etc.
| TABLE OF CONTENTS | page | Section I. The Germans and the Empire to 1073 | 1–81 | 1. | Selections from the Germania of Tacitus, ca. 100 | 2 | 2. | Procopius, Vandal war | 11 | 3. | Procopius, Gothic war | 12 | 4. | The Salic law, ca. 500 | 14 | 5. | Selections from Gregory of Tours | 26 | 6. | The coronation of Pippin, 751 | 37 | 7. | Einhard’s Life of Karl the Great | 38 | 8. | The imperial coronation of Karl the Great, 800 | 48 | 9. | General capitulary about the missi, 802 | 48 | 10. | Selections from the Monk of St. Gall | 51 | 11. | Letter of Karl the Great to Baugulf, 787 | 55 | 12. | Letter of Karl about the sermons of Paul the Deacon | 56 | 13. | Recognition of Karl by the emperors at Constantinople, 812 | 57 | 14. | Letter of Karl to emperor Michael I, 813 | 58 | 15. | Letter to Ludwig the Pious about a comet, 837 | 59 | 16. | The Strassburg oaths, 842 | 60 | 17. | The treaty of Verdun, 843. Annales Bertiniani | 62 | 18. | The treaty of Verdun. Regino | 63 | 19. | The treaty of Meersen, 870 | 64 | 20. | Invasion of the Northmen, end of the ninth century | 65 | 21. | Invasion of the Hungarians, ca. 950 | 65 | 22. | Dissolution of the empire. Regino | 66 | 23. | The coronation of Arnulf, 896. Regino | 69 | 24. | Rise of the tribal duchies in Germany, ca. 900. Saxony | 69 | 25. | Rise of the tribal duchies. Suabia | 70 | 26. | Henry I and the Saxon cities | 71 | 27. | The election of Otto I, 936 | 72 | 28. | Otto I and the Hungarians, 955 | 75 | 29. | The imperial coronation of Otto I, 962 | 78 | 30. | The acquisition of Burgundy by the empire, 1018–32. Thietmar of Merseburg | 79 | 31. | The acquisition of Burgundy. Wipo, Life of Conrad II | 79 | 32. | Henry III and the eastern frontier, 1040–43 | 80 | Section II. The Papacy to the Accession of Gregory VII, 1073 | 82–131 | 33. | Legislation concerning the election of bishops, fourth to ninth centuries | 83 | 34. | Pope to be chosen from the cardinal clergy | 84 | 35. | The Petrine theory as stated by Leo I, 440–461 | 85 | 36. | The emperor gives the pope secular authority, 554 | 86 | 37. | Letter from the church at Rome to the emperor at Constantinople, ca. 650 | 87 | 38. | Letter from the church at Rome to the exarch of Ravenna, ca. 600 | 89 | 39. | Gregory I sends missionaries to the English, 596. Bede | 92 | 40. | The oath of Boniface to Gregory II, 723 | 93 | 41. | Letter of Gregory II to emperor Leo III, 726 or 727 | 95 | 42. | Gregory III excommunicates iconoclasts, 731 | 101 | 43. | Letter of Gregory III to Karl Martel, 739 | 101 | 44. | Promise of Pippin to Stephen II, 753, 754 | 102 | 45. | Donation of Pippin, 756 | 104 | 46. | Promise of Karl to Adrian I, 774 | 105 | 47. | Letter of Karl to Leo III, 796 | 107 | 48. | Karl exercises authority in Rome, 800 | 108 | 49. | Oath of Leo III before Karl, 800 | 108 | 50. | Oath of the Romans to Ludwig the Pious and Lothar, 824 | 109 | 51. | Letter of Ludwig II to Basil, emperor at Constantinople, 871 | 110 | 52. | Papal elections to be held in the presence of the emperor’s representatives, 898 | 113 | 53. | Oath of Otto I to John XII, 961 | 114 | 54. | Otto I confirms the pope in the possession of his lands, 962 | 115 | 55. | Leo VIII grants the emperor the right to choose popes, 963 | 118 | 56. | Letter of Sylvester II to Stephen of Hungary, 1000 | 119 | 57. | Henry III deposes and creates popes, 1048 | 121 | 58. | Oath of Robert Guiscard to Nicholas II, 1059 | 124 | 59. | Papal election decree of Nicholas II, 1059 | 126 | Section III. The Struggle between the Empire and the Papacy, 1073–1250 | 132–259 | 60. | Prohibition of simony and marriage of the clergy, 1074 | 134 | 61. | Simony and celibacy; Roman council, 1074 | 134 | 62. | Celibacy, 1074 | 135 | 63. | Celibacy, ninth general council in the Lateran, 1123 | 135 | 64. | Prohibition of lay investiture, 1078 | 136 | 65. | Dictatus papÆ, ca. 1090 | 136 | 66. | Letter of Gregory VII commending his legates, 1074 | 139 | 67. | Oath of the patriarch of Aquileia to Gregory VII, 1079 | 140 | 68. | Oath of Richard of Capua to Gregory VII, 1073 | 140 | 69. | Letter of Gregory VII to the princes wishing to reconquer Spain, 1073 | 142 | 70. | Letter of Gregory VII to Wratislav, duke of Bohemia, 1073 | 143 | 71. | Letter of Gregory VII to Sancho, king of Aragon, 1074 | 143 | 72. | Letter of Gregory VII to Solomon, king of Hungary, 1074 | 144 | 73. | Letter of Gregory VII to Demetrius, king of Russia, 1075 | 145 | 74. | Letter of Gregory VII to Henry IV, 1075 | 146 | 75. | Deposition of Gregory VII by Henry IV, 1076 | 151 | 76. | Letter of the bishops of Germany to Gregory VII, 1076 | 153 | 77. | First deposition and excommunication of Henry IV by Gregory VII, 1076 | 155 | 78. | Agreement at Oppenheim, 1076 | 156 | 79. | Edict annulling the decrees against Gregory VII, 1076 | 157 | 80. | Letter of Gregory VII concerning the penance of Henry IV at Canossa, 1077 | 157 | 81. | Oath of Henry IV | 160 | 82. | Countess Matilda gives her lands to the church, 1102 | 160 | 83. | First privilege of Paschal II to Henry V, 1111 | 161 | 84. | Second privilege of Paschal II to Henry V, 1111 | 163 | 85. | Concordat of Worms, 1122. Promise of Calixtus II | 164 | 86. | Concordat of Worms. Promise of Henry V | 165 | 87. | Election notice, 1125 | 166 | 88. | Anaclete II gives title of king to Roger of Sicily, 1130 | 168 | 89. | Coronation oath of Lothar II, 1133 | 169 | 90. | Innocent II grants the lands of Countess Matilda to Lothar II, 1133 | 170 | 91. | Letter of Bernard of Clairvaux to Lothar II, 1134 | 171 | 92. | Letter of Bernard of Clairvaux to Conrad III, 1140 | 172 | 93. | Letter of Conrad III to John Comnenus, 1142 | 173 | 94. | Letter of Wibald, abbot of Stablo, to Eugene III, 1150 | 174 | 95. | Letter of Frederick I to Eugene III, 1152 | 176 | 96. | Answer of Eugene III, 1152 | 178 | 97. | Treaty of Constance, 1153 | 178 | 98. | Stirrup episode, 1155 | 180 | 99. | Treaty of Adrian IV and William of Sicily, 1156 | 181 | 100. | Letter of Adrian IV to Frederick I, 1157 | 183 | 101. | Manifesto of Frederick I, 1157 | 186 | 102. | Letter of Adrian IV to Frederick I, 1158 | 187 | 103. | Definition of regalia, 1158 | 188 | 104. | Letter of Eberhard, bishop of Bamberg, 1159 | 190 | 105. | Letter of Alexander III in regard to disputed papal election of 1159 | 192 | 106. | Letter of Victor IV, 1159 | 194 | 107. | Account given by Gerhoh of Reichersberg, ca. 1160 | 196 | 108. | Preliminary treaty of Anagni, 1176 | 196 | 109. | Peace of Constance, 1183 | 199 | 110. | Formation of the duchy of Austria, 1156 | 202 | 111. | The bishop of WÜrzburg becomes a duke, 1168 | 203 | 112. | Decree of Gelnhausen, 1180 | 205 | 113. | Papal election decree of Alexander III, 1179 | 207 | 114. | Innocent III to Acerbius, 1198 | 208 | 115. | Innocent III grants the pallium to the archbishop of Trnova, 1201 | 208 | 116. | Innocent III to the archbishop of Auch, 1198 | 209 | 117. | Innocent III commands all in authority to aid his legates, 1198 | 210 | 118. | Innocent III to the king of Aragon, 1206 | 211 | 119. | Innocent III to the French bishops, 1198 | 211 | 120. | Innocent III forbids violence to the Jews, 1199 | 212 | 121. | Innocent III to the archbishop of Rouen, 1198 | 213 | 122. | Innocent III forbids laymen to demand tithes from the clergy, 1198 | 213 | 123. | Oath of the prefect of Rome to Innocent III, 1198 | 214 | 124. | Oath of John of Ceccano to Innocent III, 1201 | 215 | 125. | Innocent III to the archbishop of Messina, 1203 | 216 | 126. | Innocent III to the English barons, 1206 | 217 | 127. | Innocent III to Peter of Aragon, 1211 | 218 | 128. | Innocent III grants the title of king to the duke of Bohemia, 1204 | 218 | 129. | Innocent III to the English barons, 1216 | 219 | 130. | Innocent III decides the disputed election of Frederick, Philip of Suabia, and Otto, 1201 | 220 | 131. | Treaty between Philip of Suabia and Philip II of France, 1198 | 227 | 132. | Alliance between Otto IV and John of England, 1202 | 228 | 133. | Concessions of Philip of Suabia to Innocent III, 1203 | 228 | 134. | Promise of Frederick II to Innocent III, 1213 | 230 | 135. | Promise of Frederick II to resign Sicily, 1216 | 232 | 136. | Concessions of Frederick II to the ecclesiastical princes, 1220 | 233 | 137. | Decision of the diet concerning new tolls and mints, 1220 | 236 | 138. | Frederick II gives a charter to the patriarch of Aquileia, 1220 | 237 | 139. | Statute of Frederick II in favor of the princes, 1231–32 | 238<
A SOURCE BOOK FOR MEDIÆVAL HISTORY
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