GENERALISATION

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XII—NATURE AND FUNCTION

General Ideas are formed by the coincident imprint of several objects in some respects different, but which have all a resemblance as objects, and are besides the signs of the same sentimental effect. If the effects are different the confusion of the objects occasions practical error, as when we mistake one man for another whom he closely resembles. Though the sentimental utilities should be the same, the object cannot be reduced to a common idea if they are quite dissimilar: for example, a sand-glass and a watch have similar uses, but they cannot be generalized. The value of generalisation to a thinker is that it economises memory and recollection by making one common or average idea do duty for many particular ideas. Let us follow the process in detail.

The first perception of an object leaves an imprint in the substance of the intellect. A second perception partially resembling the first revives the first to the extent at least of the resemblance. Supposing this is done by a hundred similar objects it is plain that the resembling properties will have been experienced a hundred times, whereas the distinguishing attributes may have been felt a few times only, in some cases only once. Unless we have special reasons for observing the differences and so deepening the impressions of them, they will fade from our memory at a rate corresponding to the paucity of experiences. The most general idea will last longest because there the impression has been very deep. Our idea of Man or Animal will on this principle, as it is found to do in fact, outlast our memory of many concrete men and animals.

The objects that contribute to form a general idea or Class are commonly said to 'belong to,' or to 'inhere in,' or to be 'brought under' the idea or class. All these metaphors are wrong and occasion mistakes. Generalisation is nothing but condensed or epitomised recollection; it is practised by ourselves for our own convenience, and does not imply any essential or extra-personal relation between the objects. We are free to classify things in any order we find useful. A farmer's classification of some animals into cattle, game, fowls, birds, and vermin, is perfectly legitimate, for each species is based on a different utility for him.

We should distinguish general ideas which we ourselves have drawn from our primary experience, from the ideas suggested by verbal definitions of general ideas formed by other minds. Supposing the objects in question to be quite unknown to us, the definitional idea is more like a particular or imaginary idea than a general idea. It is a single thin rigid idea, utterly unlike the flexible suggestive thought evolved from a large mass of personal experience. Definitional general ideas are as unsatisfactory as described objects, but we are sometimes compelled to use both when personal experience is totally wanting.

It is a common error to suppose that general ideas cannot exist in the intellect without words by which to name them. Words and other modes of marking ideas are useful in all departments of thought, but not more necessary in general thought than in any other. An active intellect makes thousands of observations and scores of general ideas which it may have no means or wish to express in language.

Generalisation is very like the operation called composite photography. A number of persons are posed in the same attitude and partially photographed on the same plate. The result is an average or mean likeness of the whole group, but not an exact portrait of any individual. So general ideas are 'means' or 'averages' of many resembling but slightly differing objects.

There are other things in the photographic art remarkably similar to intellectual thinking. The gelatine film behaves very like the mental plasma: only one other physical object (so far as I am aware) is a better image of the plasm.

In theory the object or phenomenon has no importance. Even when it has the quality we call 'beauty,' that is not a property of the bare object, for it is not seen by every person or animal with good eyesight; it is a sentimental effect associated with the object. Hence we might, if it were possible, ignore all objects except those which have value to us as signs of sentimental effects.

But in practice we cannot do this. Objects are thrust upon our notice which we cannot avoid, and which have no sentimental interest for us. These objects are necessarily classified according to their phenomenal appearance only, and such ideas lack an essential characteristic of true general ideas. But we cannot prevent their formation in the mind, for generalisation is merely a kind of abbreviated memory, and, objects being once perceived, their recollection is to a great extent beyond our control.

Artificial and adventitious utilities produce the same kind of one-sided generalisation. If society pays a man in fame or money to observe and describe certain things, his classification of them will be purely phenomenal. He will classify dogs with wolves and nightshade with potato, and will lump together the whole population of a country in one class, although it consists of the most divers elements—fools and philosophers, rogues and righteous, saints and sinners, patricians and plebeians. These are differences much more important than sameness of nationality, colour, race, or language.

This practice, no doubt, gives symmetrical classifications. The greater classes are subdivided into subordinate classes, and these again into lower classes in a many-stepped series. Gradation occurs also in true generalisation, but not to the same extent.

If we confine our observation to things that are much like each other, the average idea will not be greatly different from a particular idea: this is called lowness in generality. If we run together quadrupeds, bipeds and fishes, we shall have a much higher general idea: the average will be very unlike any concrete animal. The higher we generalise the smaller becomes the content of the idea, but the wider its extension, that is, the realm of objects from which it has been drawn, or which it is considered to represent. The usual practice is to generalise by fine gradations. Get the general idea of sheep, then of cow, then of horse; then average the averages. The result is much the same if we run all the objects together and average them in one operation, but the slower process gives the neater results. The gradations of generality are distinguished by names such as (beginning from below) variety, species, genus, class, family, kingdom.

'Conceptualism' is the metaphysical doctrine now prevalent with respect to general ideas. They are regarded not as objects nor as essences, but as forms of consciousness depending more or less on our own mental activity. This is true enough so far as it goes, but without a substantial plasm to hold the 'concept' its formation and endurance are quite inexplicable.

XIII—MATTER

Matter is the name given to the most general idea we can form of objects. It is supposed to cover all of them. In other words, the content or 'essence' of the idea is the attribute or attributes common to all objects without exception. It is the universal objective minimum—the least objective experience consistent with the experience being objective. Some have attempted to define this general idea more precisely by identifying it with some abstract property such as extension, resistance, etc. An object may be material without offering any resistance to human energy, as a beam of light. A material object may also be without extension, as a sound or smell. The only quality left to matter is bare objectivity, namely, that it is a form of consciousness excited in a mind by some other mind, not occurring spontaneously. This seems to me the only true connotation of matter.

Matter is not the antithesis of mind; it is a mere affection of mind. The two are not in any proper sense co-ordinate or equipollent. They are to each other somewhat in the relation of a mirror to an image reflected from it. Mind is to each of us a concrete primary experience—the feeling of personal power and identity. Matter is a general idea arising from the comparison of objects in consciousness. No two things could well be more diverse.

Since general ideas are products of our own mental energy, and matter the most general of all, it is the farthest removed from the concrete objective condition, and so it is literally true that we never objectively perceive matter though we constantly perceive material objects. It is as impossible to see, touch, or taste matter as it is to ride the general idea Equus or dine off the general idea nourishment. In denying the objectivity of matter we do not deny the objective reality of things: we merely decline to confound a general idea with the objects that have contributed to form it. We decline to be mystics, in the sense defined by J. S. Mill10. The belief in the external existence of matter is a form of mysticism; the Hindus call it maya, meaning illusion.

Some metaphysicians argue that since phenomena appear only in conjunction, we are compelled by the constitution of our nature to think of them conjoined in and by something, and this imaginary foundation and cement is another meaning of the word 'matter.'

For myself I feel no such compulsion. When things are complex I recollect the several properties as cohering together, and when I abstract one or some for special consideration, I sometimes think of the others as forming a 'substance' in which the abstracted properties inhere. But I cannot discover any inherence or coherence except the mutual, and the notion of an invisible material setting which holds all the parts of a thing together seems to me superfluous and unwarranted. If it existed it would not be, as logicians argue, something superior and antithetical to phenomena; it would be simply an inferred or latent phenomenon like the luminiferous ether of science. The material substance is evidently a groping of the mind after the noumenal (mental) substance which causes the appearance of objects.

XIV—NOMINALISM

Nominalists deny the existence of general ideas as distinct from particular ideas. Most of them affirm that we employ general or common words to signify the common properties of similar things, but that we are incapable of thinking of these common properties apart from the other properties that accompany them.

Why we should wish to use signs of things we cannot think about, or how a word can be a 'sign' when we are incapable of attaching a definite meaning to it, are points not satisfactorily cleared up by nominalists.

Considering how well Berkeley's principle, combined with the plasmic theory, accounts for generalisation, and how inevitable it is that there should be general ideas distinguishable from particular ideas by superior brilliancy and endurance, it is surprising to find in Berkeley one of the most convinced and eloquent of nominalists. His views on the subject have so much weight with philosophers that I must examine them at length.

'It is agreed on all hands,' he writes in the Introduction to his Principles, 'that the qualities or modes of things do never really exist each of them apart by itself, and separated from all others, but are mixed, as it were, and blended together, several in the same object. But, we are told, the mind being able to consider each quality singly, or abstracted from those other qualities with which it is united, does by that means frame to itself abstract ideas. For example, there is perceived by sight an object extended, coloured, and moved: this mixed or compound idea the mind resolving into its simple constituent parts, and viewing each by itself, exclusive of the rest, does frame the abstract ideas of extension, colour, and motion. Not that it is possible for colour or motion to exist without extension; but only that the mind can frame to itself by abstraction the idea of colour exclusive of extension, and of motion exclusive of both colour and extension.'

Abstract ideas do not form a fourth class of ideas but are fractions of particular, general, or imaginary ideas, and may (as Berkeley, reporting the metaphysical doctrine, says) be single or partial properties mentally detached from the collective properties forming an object. In this case they are abstracted properties, not ideas. Since general ideas are less complete than the particular ideas from which they were drawn, they are abstract ideas in so far as they are partial ideas; but all abstract ideas are not general ideas. Berkeley's nominalism is based on the supposed impossibility of forming any sort of partial idea, and he now proceeds to reproduce the metaphysical account of the general abstract idea.

'And as the mind frames to itself abstract ideas of qualities or modes, so does it, by the same precision or mental separation, attain abstract ideas [general ideas] of the more compounded beings which include several co-existent qualities. For example, the mind having observed that Peter, James, and John resemble each other in certain common agreements of shape and other qualities, leaves out of the complex or compounded idea it has of Peter, James, and any other particular man, that which is peculiar to each, retaining only what is common to all, and so makes an abstract [general] idea wherein all the particulars equally partake—abstracting entirely from and cutting off those circumstances and differences which might determine it to any particular existence. And after this manner it is said we come by the abstract [general] idea of man, or, if you please, humanity or human nature; wherein it is true there is included colour, because there is no man but has some colour, but then it can be neither white, nor black, nor any particular colour, because there is no one particular colour wherein all men partake. So likewise there is included stature, but then it is neither tall stature, nor low stature, nor yet middle stature, but something abstracted from all these. And so of the rest. Moreover, there being a great variety of other creatures that partake of some parts, but not all, of the complex idea of man, the mind, leaving out those parts which are peculiar to men, and retaining those only which are common to all the living creatures, frames the idea of animal, which abstracts not only from all particular men, but also all birds, beasts, fishes and insects. The constituent parts of the abstract idea of animal are body, life, sense, and spontaneous motion. By body is meant body without any particular shape or figure, there being no one shape or figure common to all animals, without covering either of hair, or feathers, or scales, &c., nor yet naked: hair, feathers, scales, and nakedness being the distinguishing properties of particular animals, and for that reason left out of the abstract [general] idea. Upon the same account the spontaneous motion must be neither walking, nor flying, nor creeping; it is nevertheless a motion, but what that motion is it is not easy to conceive.'

This is a fair paraphrase of the accounts given by metaphysicians of the manner of forming general ideas. It is also in itself a perfectly correct account of the process, considered simply as a manifestation of consciousness or a succession of states of consciousness, that is, apart from the substantial plasmic operation of which it is merely the symptom. Berkeley however denies that it is a true statement of what takes place in the mind of consciousness.

'Whether others have this wonderful faculty of abstracting their ideas, they best can tell; for myself, I find indeed I have a faculty of imagining or representing to myself, the ideas of those particular things I have perceived, and of variously compounding and dividing them. I can imagine a man with two heads, or the upper parts of a man joined to the body of a horse. I can consider the hand, the eye, the nose each by itself abstracted or separated from the rest of the body. But then, whatever hand or eye I imagine, it must have some particular shape or colour. Likewise the idea of man that I frame to myself must be either of a white, or a black, or a tawny, a straight, or a crooked, a tall, or a low, or a middle-sized man. I cannot by any effort of thought conceive the abstract idea above described. And it is equally impossible for me to form the abstract idea of motion distinct from the body moving, and which is neither swift nor slow, curvilinear nor rectilinear; and the like may be said of all other abstract general ideas whatsoever. To be plain, I own myself able to abstract in one sense, as when I consider some particular parts or qualities separated from others, and which, though they are united in some object, yet it is possible they may really exist without them. But I deny that I can abstract from one another, or conceive separately, those qualities which it is impossible should exist so separated; or that I can form a general notion, by abstracting from particulars in the manner aforesaid—which last are the two proper acceptations of abstraction. And there is ground to think most men will acknowledge themselves to be in my case. The generality of men which are simple and illiterate never pretend to abstract notions [general ideas]. It is said they are difficult and not to be attained without pains and study; we may therefore reasonably conclude that, if such there be, they are confined only to the learned.'

It is quite true that 'the simple and illiterate never pretend to abstract notions,' for the sufficient reason that they do not know the names of their mental operations, even if they are capable of discriminating them. For the same reason they do not pretend to talk prose or to be realists.

The practice of every profession and craft, even the humblest, involves abstraction and generalisation. The objective properties associated with a given utility have to be abstracted from those which are indifferent, and this is what enables men of experience in any branch of industry or art to form a speedy judgment on matters touching their special affairs. It is in part what distinguishes the 'professional' from the 'amateur.'

Berkeley's disclaimer of any power in himself to form general ideas is no doubt sincere, and he is justified in reasoning from himself to others. But the point at issue is, whether Berkeley in this instance correctly analysed his own mental processes. The fact that he was correct in some points of great importance does not preclude us from surmising that he may have been wrong in others of less importance. In comparison with his discovery of the substantiality of mind, his oversight on the subject of abstraction is a bagatelle.

He explains the existence of general words on the theory that they are names of particular ideas which we use to represent all similar ideas.

'... an idea which, considered in itself, is particular, becomes general by being made to represent or stand for all other particular ideas of the same sort. To make this plain by an example, suppose a geometrician is demonstrating the method of cutting a line in two equal parts. He draws, for instance, a black line of one inch in length: this, which in itself is a particular line, is nevertheless with regard to its signification general, since, as it is there used, it represents all particular lines whatsoever; so that what is demonstrated of it is demonstrated of all lines, or, in other words, of a line in general. And, as that particular line becomes general by being made a sign, so the name "line," which taken absolutely is particular, by being a sign is made general. And as the former owes its generality not to its being the sign of an abstract or general line, but of all particular right lines that may possibly exist, so the latter must be thought to derive its generality from the same cause, namely, the various particular lines which it indifferently denotes.'

These extracts will suffice to show what was Berkeley's doctrine on the subject of general ideas.

With respect to the analogy supposed to exist between the generality of a name and the generality of a general idea, it has to be observed that a name owes its generality solely to its being the sign of a general idea. It is an imputed or conventional generality,—in its proper character a general name is concrete and individual. Also it does not resemble the thing it signifies (the general idea), nor the concrete things from which that has been derived.

The generality of a general idea, on the other hand, depends altogether on its resemblance to many particular things. It is independent of convention. Hence there is no real analogy between the two generalities.

Considering that Berkeley professes himself unable to imagine abstract properties, it is surprising how easily and naturally he writes about geometrical lines—which are abstract properties. Probably he means concrete strokes.

What sort of representation can subsist between one concrete stroke and every other concrete stroke? If it is straight it will not correctly represent a curve; if it is curved it will not represent a straight stroke. A stroke an inch long cannot stand for a stroke a hundred miles long; a black stroke does not properly represent a red stroke. So it is incorrect to say that 'what is demonstrated of it is demonstrated of all strokes, or, in other words, of a stroke in general.' A particular object can stand only for itself, and if general words stand for many things it is not by direct representation, but because they first suggest general ideas, which are the true substitutes of many particular things.

A reference to geometrical objects, themselves so abstract, is a doubtful mode of showing how well one concrete thing can represent others. Had Berkeley taken a more complex object as his general representative he would have seen the weakness of his argument. Suppose a biologist has to discourse on a province of animal life comprising many species, and takes an individual of one species as a representative of the whole. His sample is perhaps a hare, but he has to treat of birds and fishes. What is to prevent his hearers from concluding that birds are furred animals and fishes quadrupeds? Are they to be expected to see in the hare only the properties common to all the animals reviewed? If so they have the power denied them by nominalists of forming a pure general idea, and the hare is superfluous. The common properties could have been defined and imagined without a concrete specimen, with irrelevant attributes, being brought into the discourse.

All nominalists insist that if we think long on a general idea it becomes particular, and from this they argue that it is not, and never has been, a general idea11.

The experiments of this sort proposed by logicians are misleading, because we are without the ordinary motives for thinking generally. In practical thought we have some sufficient reason for attending to a fraction of consciousness and excluding the rest, and the irrelevant qualities are distinctly less charged with attention than the principal quality.

The power of abstracting thought is a matter of education. It is that ruling of the spirit which is more difficult than the capture of a city. We have to master the restless energic Self and fix it down on a particular plasmic figure, or a mere point or edge of one, preventing the energy from spreading to adjacent images. That is irksome and fatiguing, but it is only a high degree of the faculty everyone possesses of distinguishing particular objects from each other. Some minds are so flaccid that you cannot hold them to one subject, even the most particular and obvious, for five minutes at a time. Training enables us to bring into the focus of attention just what we wish to observe or think about, and leave the rest in the background, however closely it may be connected with the matter that immediately interests us. But for this power much of our energy would be expended to no purpose. Abstraction is simply attention of a minute and concentrated kind—a bringing of our energy of observation or recollection to a fine point.

When abstraction need not be prolonged—when we are free to pass rapidly from one general or abstract idea to another—there is no difficulty in partial thinking. We skim over the plasmic imprints, lightly brushing the surface of each where it is most prominent and therefore most general, but not pausing to recollect particulars. It is this rapid delicate touch we oftenest use in actual thought; but when for purposes of experiment we come down heavily on an imprint, then the Self overflows to adjacent channels and particular memories are stirred up, in spite of every effort to limit our attention.

So common and easy is rapid general thought that it is constantly used as a substitute for concrete thought, when a sketchy treatment of things is all that is wanted.

'A bird has alighted on the fence.' The speaker saw a particular concrete bird, and might have tried to describe it in the concrete. But the attributes that rendered it concrete are supposed not to be of present importance, and the hearer is consequently invited to think only of bird in general. Would a nominalist affirm that in such a case the words are meaningless unless the idea is concreted—unless the general sketch is filled out in detail?

Take another example. 'The man sat by the window overlooking the river that flowed towards the city.'

Here all the nouns are general, but the picture is individual and concrete. It is also quite intelligible, as a sketch. We can think of a man without assigning to him any particular type of face, or colour of hair, or stature, or age, or clothing. Our idea is the general idea man used as a sketch of a particular man. He is in a house because he is looking through a window, but we do not stay to imagine the house as cottage, inn, or mansion. We call up the general idea house, which is definite enough for our purpose, and we cannot doubt for a moment that we have such a general idea. The river may be wide or narrow, straight or crooked, navigable or not, but we think only of the general idea river, which is water flowing between banks. And surely we can imagine a general city without giving it any definite size, or form, or nationality, or number of inhabitants!

These considerations clearly demonstrate that we have general ideas, which are not merely concrete ideas used as examples, and if we can employ them in the manner just indicated, where a light superficial recollection is all that is necessary, we can equally well use them in their more legitimate character, as signs of certain general utilities.

XV—ERRORS WITH RESPECT TO GENERALISATION

Generalisation has been the bane of European philosophy. It has monopolised well-nigh the whole metaphysical attention. It has been considered the radical fact of mind from which all others have grown, whereas it is no more than a method for abbreviating recollection. It neither reveals to us new things, nor reduces the multiplicity of things actually existing.

Plato insisted on the importance of general thought as against the fluctional idealism of Heraclitus, but he was wholly mistaken as to the nature of general ideas. He thought they were external objects—also types and causes of primary objects. But patterns are not causes, and general ideas are quite obviously suggested by things, not things derived from general ideas. The notion that the general idea is either the cause, or an image and revelation of the cause, of things is an error of perennial recurrence. In some form or other it is always with us.

Plato also taught that general ideas are recollections of knowledge acquired in the condition prior to embodiment, which the objective experience of this life serves to revive. These several doctrines are somewhat inconsistent with each other. The last is interesting but lacks confirmation.

Aristotle admitted the superiority of general over particular ideas, and thought that the former corresponded to some specially important part of objects called the 'essence.'

This is nearer the truth. The essence of an object is that part of it, which being present, a given sentimental result follows, or may be expected to follow, or may be made to follow. A certain experience of things is necessary before we can know what is the objective minimum consistent with some sentimental utility. If things are classified with due regard to their utilities, the essence will be the same as the general idea. It is however not true that the essence or any other part of the object causes the sentimental effect (VII).

A common form of the generalistic superstition is to suppose that a thing is explained or sufficiently accounted for by classifying it.

In all philosophies of Greek derivation—the Asiatic seem to be free from this defect—reason is considered to be 'the bringing of a thing under a class-notion,' and when this is done we are supposed to know the thing completely. An elaborate and utterly false dialectic has been erected on this foundation.

No doubt our first attempt at explaining a thing is to refer it to a general idea—to classify it. This usually suggests something to add to the bare phenomenon by way of explanation or hypothesis. But only if we have a prior knowledge of the general idea, derived from things better known than the present phenomenon. The general idea is simply a short formula of that prior knowledge. Suppose we thoroughly know a body of similar things a, b, c, and also reduce them to the general image X; then on seeing d and noticing that it is like a, b, c, we briefly think, 'Oh, it is X,' which excuses us from studying it further. We at once transfer to d our whole knowledge of a, b, c, and in this ideal transfer the explanation consists—not in the classification. The transfer is often tacit—if explicit it is an 'argument.'

If there has been no better known a, b, c, it is evident that the mere generalisation of new facts d, e, f, will not add anything to our knowledge of them. In deduction we should only return to them the knowledge just extracted from them. We should be explaining things by themselves—reasoning in a circle12.

The unity, which explains is not the general idea. It is a unity of function or service, and may include things utterly heterogeneous, and therefore incapable of being reduced to a common idea. The pen in my hand consists of wood and metal; if I generalise them into Matter—the nearest class that includes both—I do not thereby explain the pen. But it is explained by the unity of service: the wood and metal contribute to form one instrument for writing.

The best results of modern science are discoveries of utilities (inventions); discoveries of the relations of sequence among objects, which enable us to predict their arrival years in advance; of coexistences on the great cosmic scale (geographical and stellar exploration); of co-inherence of properties in individual objects (chemistry). Yet science is still too generalistic. It runs too much to classification and nomenclature, which is nothing but memoria technica. Modern biology presents a curious return of Platonism. The general idea is not indeed put forward as the cause of individuals, but a particular concrete animal is found who closely resembles the general idea, and it is imagined that an animal like him was the original cause of all animals of his species. When it happens—as it occasionally must in a thorough-going system of phenomenal classification—that the average or general idea falls between two species, no individual can be found to represent it with the desired exactness. In this case it is supposed by evolutionists that the intermediate animal has existed but is now extinct. These are the 'missing links' so badly wanted to complete the evolutionary scheme.

10: 'Mysticism is neither more nor less than ascribing objective existence to the subjective creations of our own faculties, to ideas or feelings of the mind.'—Logic, chapter on 'Fallacies.'

11: With equal plausibility it might be argued that we have no particular ideas, because it is difficult if not impossible to observe and remember all the details of any object. Our most particular ideas are slightly abstract, and in the process of forgetting they become more and more abstract, until they disappear altogether.

12: Mill's nominalistic tendencies led him to the same conclusion: 'Our general ideas contain nothing but what has been put into them, either by our passive experience, or by our active habits of thought; and the metaphysicians in all ages, who have attempted to construct the laws of the universe by reasoning from our supposed necessities of thought, have always proceeded, and only could proceed, by laboriously finding in their own minds what they themselves had formerly put there, and evolving from their ideas of things what they had first involved in those ideas.'—Logic, Bk. V. c. 3. § 3.

                                                                                                                                                                                                                                                                                                           

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