CHAPTER VIII History and analytic thought alike reveal the fact that the highest pinnacles of art can be scaled only at those happy moments when favoring conditions of two distinct kinds happen to coincide. The artist who is to attain supreme greatness must in the first place have at his command a type of artistic technique that has already been developed to the verge of maturity, but that still awaits its complete efflorescence. As Sir Hubert Parry well says: “Inspiration without methods and means at its disposal will no more enable a man to write a symphony than to build a ship or a cathedral.” These means must be already highly developed, yet not to the point of exhaustion. If the technique is primitive, no ardor of artistic enthusiasm In the second place, the artist so happy as to inherit a technique ripe but not over-ripe, must also, if he is to attain supreme greatness, be in unison with the thought and feeling of his age, echo from the common mind of his fellows a deep, broad, and universal eloquence, as though all mankind spoke through him as mouthpiece. He must live in the midst of some great general awakening of the human spirit, to which he lends voice. Merely personal art can be interesting, graceful, charming, moving, noble, but it cannot have the profundity, the breadth, the elevation, which we recognize in the highest art, such as Greek sculpture, Elizabethan drama, or the symphonic music we are now studying. “A great man,” says Emerson, “finds himself in the river of the thoughts and events, forced onward by the ideas and necessities of his contemporaries. He stands where all the eyes of men look one way, and their hands all point in the direction in which he should go. Every master has found his materials collected, and his power lay in his sympathy with his people and in his love When Beethoven resolved on his “new path,” his ambition was favored by the two necessary conditions. That he had at his command an inherited technique, just brought to the verge of maturity, we have already seen. And he had furthermore, behind and below him, as a rich nourishing soil for his genius, a great, new, common enthusiasm of humanity. The eighteenth century had been a time of formalism in art and literature, of rigid conventionality in social life, of paternalism in politics, and of dogmatic ecclesiastical authority in religion. At its end, however, all those dim, half-conscious efforts of humanity towards freer and fuller life which we have indicated under the general term of idealism, were beginning to reach definiteness and self-consciousness. Men were beginning to assert deliberately and openly what they had long been feeling intuitively but insecurely. They were boldly erasing from their standards the mediÆval formula: “Poverty, celibacy, and obedience,” to write in its It was Beethoven’s high privilege to be the artistic spokesman of this new, enfranchised humanity. Haydn, as we know, had reflected for the first time in music the universal interest in all kinds of human emotion, sacred and profane, that marked the dawn of the new era. But in his music the emotion remains naÏve, impulsive, childlike; it has not taken on the earnestness, the sense of responsibility, of manhood. It is still in the spontaneous stage, has not become deliberate, resolute, purposeful. But with Beethoven childishness is put away, and the new spirit steps boldly out into the world, aware of its obligations as well as of its privileges, clear-eyed, sad, and serious, to live the full yet difficult life of freedom. The closeness of Beethoven’s relation to the idealistic spirit of his time is shown equally by two distinct yet supplementary aspects of his work. As it was characteristic of the idealism which fed him to set supreme store by human emotion in all its intensity and diversity, so it is So closely interwoven, so mutually reactive, are these twin merits of expression and form in the great works of Beethoven’s prime—in the pianoforte sonatas from the Waldstein to Opus 90, in the String Quartets, Opus 59 and 74, in the fourth and fifth piano concertos and the unique concerto for violin, in the Overture to “Coriolanus,” the incidental music to “Egmont,” and the opera, “Fidelio,” in the Mass in C, and above all in the six great symphonies from the “Eroica” to the Eighth—that it seems like wanton violence and falsification to separate them, even for the purposes of study. Synthesis, at any rate, should go hand in hand with analysis; we should constantly remember that the various qualities our critical reagents discern in this music, exist in it not, as in our analysis, single and detached, but fused and interpenetrative in one artistic whole. The chemist may find carbon, and hydrogen, and oxygen in the rose, but a rose is something more, something ineffably more, than a compound of these chemical elements. score1_pag297 score2_pag297 score3_pag297 score4_pag297 FIGURE XX. If, bearing constantly in mind the artificiality of analysis, we nevertheless attempt an enumeration of separate qualities in Beethoven’s mature Beethoven’s subjects, attaining so wonderful a degree of individualization, mark the culminating point of a long process of crystallization of definite forms out of the tonal matrix of earlier music. Ever since the Florentine reformers essayed to infuse into academic art the human expressiveness of idealized popular songs and dances, the latent potentialities of vocal phrases to express earnest emotion, and of vigorous rhythms to express the more active and animated feelings, had been becoming more and more fully utilized. We saw how the popular songs were embodied and transfigured in the sarabandes and other slow, serious movements of the eighteenth century suites, and how the rhythms of the popular dances were wrought into their idealized gavottes, bourrÉes, minuets, and gigues. The variety of what Beethoven has to say is as remarkable as the precision and force with which he says it. To study him is to discern the fallacy of the view so often heard that sentimental expression is the only kind possible to music. In Beethoven one can observe at least four well-contrasted general types of expressiveness, to say nothing of the infinite gradations between them. There is, in the first place, and as perhaps the dominant quality in all his work, Yet, like every comprehensively great man he had the feminine tenderness and sentiment without which primal power is primitive, and will mere willfulness. His ruggedness hid the most delicate sensibility. At his most heroic moments he is always melting into moods of wistfulness, yearning, and soft emotion. To go for illustration no further than the symphonies, it is sufficient to mention, in the “Eroica,” A third sort of expression characteristic of Beethoven is that of the whimsical, the perverse, the irrepressibly gay. Before him, the classical symphony had had room for the brisk jollity of the Haydn finale and for the forthright animation A fourth mood distinguishable in Beethoven is the mood of mystery. He loves to suggest the illimitable and the transcendent, to dissolve himself in vagueness; to pique curiosity and stimulate imagination by long stretches of pianissimo, of amorphous, ambiguous harmony, of strange inarticulate melody that baffles the attention—long, wide hushes, audible silences. In these moods he seems to retire, after his onslaughts of expression, into the deep subterranean reservoirs of the unexpressed. The Introduction to the Fourth Symphony is an example; one hears in it, as it were, the groping of vast unorganized impulses that await a birth. The extended pianissimo passage that leads into the Reprise, in the same movement, makes a similar impression, the modulation to the home-key of B-flat, after the long groping in B-major, seeming like the opening of a window in a darkened room. The wide stretches of rippling violin figures, piano, in the “Scene by the Marvelous indeed is this varied and ever forcible expression of feeling in the great works of Beethoven’s maturity; but even more marvelous is the steady power by which he organizes these feelings into forms of perfect beauty, the unfaltering control by which he keeps the intensely characteristic from degenerating into caricature, the impassioned from becoming hysterical. He never forgets that, as an artist, he is the master, not the slave, of his inspiration, however An example or two will make this clearer than much description. The first subject of the Fifth Symphony, one of the most famous of Beethoven’s themes, is entirely made up of ingenious combinations of the “Fate Knocking at the Door” motif, as follows: score_pag306 FIGURE XXI. How wonderful here is the stern and relentless logic of that insistently repeated rhythm, the utter naturalness of the melody which builds itself out of the various repetitions of the theme in different voices, and the rugged strength of the harmonic scheme of the entire passage! Had we not documentary evidence, we should find it hard to believe that this was not a sudden and complete thought, struck out by Beethoven at a blow in some moment of high musical excitement. Yet his sketch-book reveals that it grew by a very gradual process of amendment and refining from the monotonous, uninteresting, almost fatuous bit of patchwork shown in Figure XXII. Another, slightly more advanced, state of the same idea is shown in Figure XXIII. In both these passages the rhythm is almost the only element that even dimly suggests the august gravity of the final version; for the rest, these first attempts are depressingly futile. score_pag-307-308 FIGURE XXII. score_pag308-309 FIGURE XXIII. The well-known and universally admired subject of the Andante of the Fifth Symphony is another illustration of Beethoven’s artistic power. That was a rare skill indeed which could educe, even after long labor, this beautifully modulated and sustained theme (Figure XXIV), so subtle and varied in contour, from the trite embryo noted in Figure XXV. score1_pag310 FIGURE XXIV. score2_pag310 FIGURE XXV. The evolution of Beethoven’s almost perfect ideas from their strangely featureless and uninteresting germs can perhaps be shown best of all, however, by the citation of several consecutive stages in the history of some single notable conception. The indescribably lovely second subject of the first movement of the Eroica Symphony score1_pag311 FIGURE XXVI-a. A FEW OF THE MANY STAGES IN THE EVOLUTION OF THE SECOND SUBJECT OF THE ‘EROICA’ SYMPHONY. score2_pag311 FIGURE XXVI-b. score_pag311-312 FIGURE XXVI-c. score2_pag312 FIGURE XXVI-d. score_pag-312-313 FIGURE XXVI-e. Form adopted Beethoven’s method of drafting and re-drafting his subjects enabled him to bring them at last to a formal perfection undreamed of by less painstaking composers. His best themes combine almost the highest possible degree of variety and unity, and therefore attain almost the highest possible degree of beauty. We saw, in connection with the Quintet of Mozart (Figure XVIII), how high synthetic powers of mind enable a composer to combine different score_pag315 FIGURE XXVII. The exploitation of the primary themes in score1_pag317 FIGURE XXVIII-a. SOME OF THE DEVELOPMENTS OF THE FIRST SUBJECT IN THE ‘EROICA’ SYMPHONY. score2_pag317 FIGURE XXVIII-b. score_pag317-318 FIGURE XXVIII-c. score2_pag318 FIGURE XXVIII-d. score3Pag318 FIGURE XXVIII-e. score1_pag319 FIGURE XXVIII-f. score2_pag319 FIGURE XXVIII-g. In Figure XXVIII are put down a few of the more important modifications of the first subject of the Eroica Symphony, as an illustration of the inexhaustibility of fancy displayed by Beethoven in this sort of development. (a) is the theme in its initial form. Note how, with that mysterious C-sharp in the bass, in the fifth measure, the outline is momentarily blurred, and the insistence on the tones of the triad relaxed, until with measure 7 the key is re-entered and the sentence soon brought to a firm conclusion. No one but Beethoven could ever have conceived that C-sharp. In (b), which follows, in the score, immediately on (a), the second half of the motif is made the subject of a development by repetition, at a higher and higher pitch. In (c), which occurs after the second subject, and near the end of the first section of the entire movement, the same portion of the motif is further exploited. For the first four measures it is thrown back and forth in imitation. In the fifth, sixth and seventh measures it is given to the bass, in diminution (note how piquantly) and in the eighth measure it is both diminished and inverted, yet without giving the slightest impression of artificiality. The subject appears at (d), which is a part of the working-out portion of the movement, in the minor key, and rapidly modulating to distant keys, as is appropriate in that part of the composition the aim of which is to contrast with the definiteness, orderliness, and precision of the Exposition. At (e) the subject, still in minor, is heard in the bass, while the treble has as a counterpoint to it a tripping rhythm derived from another part of the original material. The mental power that in the preliminary parts of composition reveals itself merely as a remarkable ingenuity, inventiveness, and elasticity of mind, appears, when contemplated in its larger action, almost superhuman in its breadth of grasp. In the conception and execution of a great symphonic work, as an integral whole of many and diverse parts, Beethoven is unapproachable. All the successive movements in a long work, all the themes and transitions, all Beauty, in the great compositions of his prime, is therefore as omnipresent as expression; and their supreme greatness is in fact due to the perfect balance, in them, of these two equally important elements of musical effect. Before passing on to the consideration of his later years, it will be well to make still clearer the fact of this balance of qualities by a brief reference to the highly interesting and significant attitude of Beethoven towards program music. Program music differs from pure music in being But as a usual thing they are not. The program composer generally makes a fetish of his “idea,” pursues it with the enthusiasm of the literalist, and quite neglects the formal symmetry, the stylistic congruity and harmony, of his web of tones. The result is that program music is as a rule more interesting than moving; that in attempting to make pure sounds do what words, or even colors and shapes, can do better, it sacrifices the legitimate and characteristic effect of tones—the suggestion of a general state of feeling, potent by reason of its very vagueness, and transfigured by the abstract beauty of its medium. Now Beethoven was obliged in his early maturity to face and solve this problem of program music for himself. His intense individualism, his susceptibility to strong feeling, his natural interest in the characteristic, the dramatic, the definite, and the opportunity he found, in music as he received it from his forerunners, for a more detailed expressiveness than had yet been attempted, all inclined him to take the “Though the poet carries on his monologue, or dialogue, in a progressively marked rhythm, Yet in spite of all these indications of the direction in which music was moving with Beethoven, his instinct for beauty kept him from allowing mere delineation to become his ideal. As Sir Hubert Parry well says, the Pastoral Symphony is like a manifesto on that point. Of all Beethoven’s works, it ventures farthest into the domain of program music. It contains actual imitations of sounds and sights in nature, as the rippling of the brook (strings); the muttering of thunder (contrabasses in their low register); flashes of lightning (violins); the bassoon of an old peasant sitting on a barrel, and able to play but three tones; and the song of the nightingale (flute), quail (oboe), and cuckoo (clarinet.) All the movements bear descriptive titles, as follows: “The awakening of happy feelings on arriving in the country; Scene by the score_pag327-328 score_pag329 FIGURE XXIX. THE BIRD-NOTES IN THE PASTORAL SYMPHONY. It is only necessary to play the bird-notes alone, omitting the supplementary phrase, to see how much of the effect is a matter of pure music. And that Beethoven realized this himself, that he was clearly aware that music affects us more by setting up vague but potent emotions in us by means of a beautiful embodiment of expressive sounds than by merely copying what is in the actual world, is evidenced by the motto he inscribes at the head of his score: “Mehr Ausdruck der Empfindung als Malerei”—“More the expression of feeling than painting.” Even more succinct, if that is possible, is a note in one of his sketch books: “Pastoral Symphony: no picture, but something in which the emotions are expressed which are aroused in men by the pleasure of the country.” This attitude of Beethoven’s towards program music, both in practice and in theory, is but a crucial and striking example of his general attitude towards music, an attitude produced both by the tendencies of the historic moment and by his native genius. Had he had less capacity or taste for expression of the most definite and vivid emotions, he would not have been able to carry music beyond the formalism of Haydn FOOTNOTES: |