ON THE CAUSES OF HARMONY.

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We are to speak to-day of a theme which is perhaps of somewhat more general interest—the causes of the harmony of musical sounds. The first and simplest experiences relative to harmony are very ancient. Not so the explanation of its laws. These were first supplied by the investigators of a recent epoch. Allow me an historical retrospect.

Pythagoras (586 B. C.) knew that the note yielded by a string of steady tension was converted into its octave when the length of the string was reduced one-half, and into its fifth when reduced two-thirds; and that then the first fundamental tone was consonant with the two others. He knew generally that the same string under fixed tension gives consonant tones when successively divided into lengths that are in the proportions of the simplest natural numbers; that is, in the proportions of 1:2, 2:3, 3:4, 4:5.

Pythagoras failed to reveal the causes of these laws. What have consonant tones to do with the simple natural numbers? That is the question we should ask to-day. But this circumstance must have appeared less strange than inexplicable to Pythagoras. This philosopher sought for the causes of harmony in the occult, miraculous powers of numbers. His procedure was largely the cause of the upgrowth of a numerical mysticism, of which the traces may still be detected in our oneirocritical books and among some scientists, to whom marvels are more attractive than lucidity.

Euclid (300 B. C.) gives a definition of consonance and dissonance that could hardly be improved upon, in point of verbal accuracy. The consonance (s?f???a) of two tones, he says, is the mixture, the blending (???s??) of those two tones; dissonance (d?af???a), on the other hand, is the incapacity of the tones to blend (????a), whereby they are made harsh for the ear. The person who knows the correct explanation of the phenomenon hears it, so to speak, reverberated in these words of Euclid. Still, Euclid did not know the true cause of harmony. He had unwittingly come very near to the truth, but without really grasping it.

Leibnitz (1646-1716 A. D.) resumed the question which his predecessors had left unsolved. He, of course, knew that musical notes were produced by vibrations, that twice as many vibrations corresponded to the octave as to the fundamental tone, etc. A passionate lover of mathematics, he sought for the cause of harmony in the secret computation and comparison of the simple numbers of vibrations and in the secret satisfaction of the soul at this occupation. But how, we ask, if one does not know that musical notes are vibrations? The computation and the satisfaction at the computation must indeed be pretty secret if it is unknown. What queer ideas philosophers have! Could anything more wearisome be imagined than computation as a principle of Æsthetics? Yes, you are not utterly wrong in your conjecture, yet you may be sure that Leibnitz's theory is not wholly nonsense, although it is difficult to make out precisely what he meant by his secret computation.

The great Euler (1707-1783) sought the cause of harmony, almost as Leibnitz did, in the pleasure which the soul derives from the contemplation of order in the numbers of the vibrations.[10]

Rameau and D'Alembert (1717-1783) approached nearer to the truth. They knew that in every sound available in music besides the fundamental note also the twelfth and the next higher third could be heard; and further that the resemblance between a fundamental tone and its octave was always strongly marked. Accordingly, the combination of the octave, fifth, third, etc., with the fundamental tone appeared to them "natural." They possessed, we must admit, the correct point of view; but with the simple naturalness of a phenomenon no inquirer can rest content; for it is precisely this naturalness for which he seeks his explanations.

Rameau's remark dragged along through the whole modern period, but without leading to the full discovery of the truth. Marx places it at the head of his theory of composition, but makes no further application of it. Also Goethe and Zelter in their correspondence were, so to speak, on the brink of the truth. Zelter knew of Rameau's view. Finally, you will be appalled at the difficulty of the problem, when I tell you that till very recent times even professors of physics were dumb when asked what were the causes of harmony.

Not till quite recently did Helmholtz find the solution of the question. But to make this solution clear to you I must first speak of some experimental principles of physics and psychology.

1) In every process of perception, in every observation, the attention plays a highly important part. We need not look about us long for proofs of this. You receive, for example, a letter written in a very poor hand. Do your best, you cannot make it out. You put together now these, now those lines, yet you cannot construct from them a single intelligible character. Not until you direct your attention to groups of lines which really belong together, is the reading of the letter possible. Manuscripts, the letters of which are formed of minute figures and scrolls, can only be read at a considerable distance, where the attention is no longer diverted from the significant outlines to the details. A beautiful example of this class is furnished by the famous iconographs of Giuseppe Arcimboldo in the basement of the Belvedere gallery at Vienna. These are symbolic representations of water, fire, etc.: human heads composed of aquatic animals and of combustibles. At a short distance one sees only the details, at a greater distance only the whole figure. Yet a point can be easily found at which, by a simple voluntary movement of the attention, there is no difficulty in seeing now the whole figure and now the smaller forms of which it is composed. A picture is often seen representing the tomb of Napoleon. The tomb is surrounded by dark trees between which the bright heavens are visible as background. One can look a long time at this picture without noticing anything except the trees, but suddenly, on the attention being accidentally directed to the bright background, one sees the figure of Napoleon between the trees. This case shows us very distinctly the important part which attention plays. The same sensuous object can, solely by the interposition of attention, give rise to wholly different perceptions.

If I strike a harmony, or chord, on this piano, by a mere effort of attention you can fix every tone of that harmony. You then hear most distinctly the fixed tone, and all the rest appear as a mere addition, altering only the quality, or acoustic color, of the primary tone. The effect of the same harmony is essentially modified if we direct our attention to different tones.

Strike in succession two harmonies, for example, the two represented in the annexed diagram, and first fix by the attention the upper note e, afterwards the base e-a; in the two cases you will hear the same sequence of harmonies differently. In the first case, you have the impression as if the fixed tone remained unchanged and simply altered its timbre; in the second case, the whole acoustic agglomeration seems to fall sensibly in depth. There is an art of composition to guide the attention of the hearer. But there is also an art of hearing, which is not the gift of every person.

Fig. 9.

The piano-player knows the remarkable effects obtained when one of the keys of a chord that is struck is let loose. Bar 1 played on the piano sounds almost like bar 2. The note which lies next to the key let loose resounds after its release as if it were freshly struck. The attention no longer occupied with the upper note is by that very fact insensibly led to the upper note.

Fig. 10.

Any tolerably cultivated musical ear can perform the resolution of a harmony into its component parts. By much practice we can go even further. Then, every musical sound heretofore regarded as simple can be resolved into a subordinate succession of musical tones. For example, if I strike on the piano the note 1, (annexed diagram,) we shall hear, if we make the requisite effort of attention, besides the loud fundamental note the feebler, higher overtones, or harmonics, 2 ... 7, that is, the octave, the twelfth, the double octave, and the third, the fifth, and the seventh of the double octave.

Fig. 11.

The same is true of every musically available sound. Each yields, with varying degrees of intensity, besides its fundamental note, also the octave, the twelfth, the double octave, etc. The phenomenon is observable with special facility on the open and closed flue-pipes of organs. According, now, as certain overtones are more or less distinctly emphasised in a sound, the timbre of the sound changes—that peculiar quality of the sound by which we distinguish the music of the piano from that of the violin, the clarinet, etc.

On the piano these overtones can be very easily rendered audible. If I strike, for example, sharply note 1 of the foregoing series, whilst I simply press down upon, one after another, the keys 2, 3, ... 7, the notes 2, 3, ... 7 will continue to sound after the striking of 1, because the strings corresponding to these notes, now freed from their dampers, are thrown into sympathetic vibration.

As you know, this sympathetic vibration of the like-pitched strings with the overtones is really not to be conceived as sympathy, but rather as lifeless mechanical necessity. We must not think of this sympathetic vibration as an ingenious journalist pictured it, who tells a gruesome story of Beethoven's F minor sonata, Op. 2, that I cannot withhold from you. "At the last London Industrial Exhibition nineteen virtuosos played the F minor sonata on the same piano. When the twentieth stepped up to the instrument to play by way of variation the same production, to the terror of all present the piano began to render the sonata of its own accord. The Archbishop of Canterbury, who happened to be present, was set to work and forthwith expelled the F minor devil."

Although, now, the overtones or harmonics which we have discussed are heard only upon a special effort of the attention, nevertheless they play a highly important part in the formation of musical timbre, as also in the production of the consonance and dissonance of sounds. This may strike you as singular. How can a thing which is heard only under exceptional circumstances be of importance generally for audition?

But consider some familiar incidents of your every-day life. Think of how many things you see which you do not notice, which never strike your attention until they are missing. A friend calls upon you; you cannot understand why he looks so changed. Not until you make a close examination do you discover that his hair has been cut. It is not difficult to tell the publisher of a work from its letter-press, and yet no one can state precisely the points by which this style of type is so strikingly different from that style. I have often recognised a book which I was in search of from a simple piece of unprinted white paper that peeped out from underneath the heap of books covering it, and yet I had never carefully examined the paper, nor could I have stated its difference from other papers.

What we must remember, therefore, is that every sound that is musically available yields, besides its fundamental note, its octave, its twelfth, its double octave, etc., as overtones or harmonics, and that these are important for the agreeable combination of several musical sounds.

2) One other fact still remains to be dealt with. Look at this tuning-fork. It yields, when struck, a perfectly smooth tone. But if you strike in company with it a second fork which is of slightly different pitch, and which alone also gives a perfectly smooth tone, you will hear, if you set both forks on the table, or hold both before your ear, a uniform tone no longer, but a number of shocks of tones. The rapidity of the shocks increases with the difference of the pitch of the forks. These shocks, which become very disagreeable for the ear when they amount to thirty-three in a second, are called "beats."

Always, when one of two like musical sounds is thrown out of unison with the other, beats arise. Their number increases with the divergence from unison, and simultaneously they grow more unpleasant. Their roughness reaches its maximum at about thirty-three beats in a second. On a still further departure from unison, and a consequent increase of the number of beats, the unpleasant effect is diminished, so that tones which are widely apart in pitch no longer produce offensive beats.

To give yourselves a clear idea of the production of beats, take two metronomes and set them almost alike. You can, for that matter, set the two exactly alike. You need not fear that they will strike alike. The metronomes usually for sale in the shops are poor enough to yield, when set alike, appreciably unequal strokes. Set, now, these two metronomes, which strike at unequal intervals, in motion; you will readily see that their strokes alternately coincide and conflict with each other. The alternation is quicker the greater the difference of time of the two metronomes.

If metronomes are not to be had, the experiment may be performed with two watches.

Beats arise in the same way. The rhythmical shocks of two sounding bodies, of unequal pitch, sometimes coincide, sometimes interfere, whereby they alternately augment and enfeeble each other's effects. Hence the shock-like, unpleasant swelling of the tone.

Now that we have made ourselves acquainted with overtones and beats, we may proceed to the answer of our main question, Why do certain relations of pitch produce pleasant sounds, consonances, others unpleasant sounds, dissonances? It will be readily seen that all the unpleasant effects of simultaneous sound-combinations are the result of beats produced by those combinations. Beats are the only sin, the sole evil of music. Consonance is the coalescence of sounds without appreciable beats.

Fig. 12.

To make this perfectly clear to you I have constructed the model which you see in Fig. 12. It represents a claviatur. At its top a movable strip of wood aa with the marks 1, 2 ... 6 is placed. By setting this strip in any position, for example, in that where the mark 1 is over the note c of the claviatur, the marks 2, 3 ... 6, as you see, stand over the overtones of c. The same happens when the strip is placed in any other position. A second, exactly similar strip, bb, possesses the same properties. Thus, together, the two strips, in any two positions, point out by their marks all the tones brought into play upon the simultaneous sounding of the notes indicated by the marks 1.

The two strips, placed over the same fundamental note, show that also all the overtones of those notes coincide. The first note is simply intensified by the other. The single overtones of a sound lie too far apart to permit appreciable beats. The second sound supplies nothing new, consequently, also, no new beats. Unison is the most perfect consonance.

Moving one of the two strips along the other is equivalent to a departure from unison. All the overtones of the one sound now fall alongside those of the other; beats are at once produced; the combination of the tones becomes unpleasant: we obtain a dissonance. If we move the strip further and further along, we shall find that as a general rule the overtones always fall alongside each other, that is, always produce beats and dissonances. Only in a few quite definite positions do the overtones partially coincide. Such positions, therefore, signify higher degrees of euphony—they point out the consonant intervals.

These consonant intervals can be readily found experimentally by cutting Fig. 12 out of paper and moving bb lengthwise along aa. The most perfect consonances are the octave and the twelfth, since in these two cases the overtones of the one sound coincide absolutely with those of the other. In the octave, for example, 1b falls on 2a, 2b on 4a, 3b on 6a. Consonances, therefore, are simultaneous sound-combinations not accompanied by disagreeable beats. This, by the way, is, expressed in English, what Euclid said in Greek.

Only such sounds are consonant as possess in common some portion of their partial tones. Plainly we must recognise between such sounds, also when struck one after another, a certain affinity. For the second sound, by virtue of the common overtones, will produce partly the same sensation as the first. The octave is the most striking exemplification of this. When we reach the octave in the ascent of the scale we actually fancy we hear the fundamental tone repeated. The foundations of harmony, therefore, are the foundations of melody.

Consonance is the coalescence of sounds without appreciable beats! This principle is competent to introduce wonderful order and logic into the doctrines of the fundamental bass. The compendiums of the theory of harmony which (Heaven be witness!) have stood hitherto little behind the cook-books in subtlety of logic, are rendered extraordinarily clear and simple. And what is more, all that the great masters, such as Palestrina, Mozart, Beethoven, unconsciously got right, and of which heretofore no text-book could render just account, receives from the preceding principle its perfect verification.

But the beauty of the theory is, that it bears upon its face the stamp of truth. It is no phantom of the brain. Every musician can hear for himself the beats which the overtones of his musical sounds produce. Every musician can satisfy himself that for any given case the number and the harshness of the beats can be calculated beforehand, and that they occur in exactly the measure that theory determines.

This is the answer which Helmholtz gave to the question of Pythagoras, so far as it can be explained with the means now at my command. A long period of time lies between the raising and the solving of this question. More than once were eminent inquirers nearer to the answer than they dreamed of.

The inquirer seeks the truth. I do not know if the truth seeks the inquirer. But were that so, then the history of science would vividly remind us of that classical rendezvous, so often immortalised by painters and poets. A high garden wall. At the right a youth, at the left a maiden. The youth sighs, the maiden sighs! Both wait. Neither dreams how near the other is.

I like this simile. Truth suffers herself to be courted, but she has evidently no desire to be won. She flirts at times disgracefully. Above all, she is determined to be merited, and has naught but contempt for the man who will win her too quickly. And if, forsooth, one breaks his head in his efforts of conquest, what matter is it, another will come, and truth is always young. At times, indeed, it really seems as if she were well disposed towards her admirer, but that admitted—never! Only when Truth is in exceptionally good spirits does she bestow upon her wooer a glance of encouragement. For, thinks Truth, if I do not do something, in the end the fellow will not seek me at all.

This one fragment of truth, then, we have, and it shall never escape us. But when I reflect what it has cost in labor and in the lives of thinking men, how it painfully groped its way through centuries, a half-matured thought, before it became complete; when I reflect that it is the toil of more than two thousand years that speaks out of this unobtrusive model of mine, then, without dissimulation, I almost repent me of the jest I have made.

And think of how much we still lack! When, several thousand years hence, boots, top-hats, hoops, pianos, and bass-viols are dug out of the earth, out of the newest alluvium as fossils of the nineteenth century; when the scientists of that time shall pursue their studies both upon these wonderful structures and upon our modern Broadways, as we to-day make studies of the implements of the stone age and of the prehistoric lake-dwellings—then, too, perhaps, people will be unable to comprehend how we could come so near to many great truths without grasping them. And thus it is for all time the unsolved dissonance, for all time the troublesome seventh, that everywhere resounds in our ears; we feel, perhaps, that it will find its solution, but we shall never live to see the day of the pure triple accord, nor shall our remotest descendants.

Ladies, if it is the sweet purpose of your life to sow confusion, it is the purpose of mine to be clear; and so I must confess to you a slight transgression that I have been guilty of. On one point I have told you an untruth. But you will pardon me this falsehood, if in full repentance I make it good. The model represented in Fig. 12 does not tell the whole truth, for it is based upon the so-called "even temperament" system of tuning. The overtones, however, of musical sounds are not tempered, but purely tuned. By means of this slight inexactness the model is made considerably simpler. In this form it is fully adequate for ordinary purposes, and no one who makes use of it in his studies need be in fear of appreciable error.

If you should demand of me, however, the full truth, I could give you that only by the help of a mathematical formula. I should have to take the chalk into my hands and—think of it!—reckon in your presence. This you might take amiss. Nor shall it happen. I have resolved to do no more reckoning for to-day. I shall reckon now only upon your forbearance, and this you will surely not gainsay me when you reflect that I have made only a limited use of my privilege to weary you. I could have taken up much more of your time, and may, therefore, justly close with Lessing's epigram:

"If thou hast found in all these pages naught that's worth the thanks,
At least have gratitude for what I've spared thee."
                                                                                                                                                                                                                                                                                                           

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