V THE OPEN-DOOR POLICY

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In the Orient American diplomacy has had a somewhat freer hand than in Europe. Commodore Perry's expedition to Japan in 1852-1854 was quite a radical departure from the general policy of attending strictly to our own business. It would hardly have been undertaken against a country lying within the European sphere of influence. There were, it is true, certain definite grievances to redress, but the main reason for the expedition was that Japan refused to recognize her obligations as a member of the family of nations and closed her ports to all intercourse with the outside world. American sailors who had been shipwrecked on the coast of Japan had failed to receive the treatment usually accorded by civilized nations. Finally the United States decided to send a naval force to Japan and to force that country to abandon her policy of exclusion and to open her ports to intercourse with other countries. Japan yielded only under the threat of superior force. The conduct of the expedition, as well as our subsequent diplomatic negotiations with Japan, was highly creditable to the United States, and the Japanese people later erected a monument to the memory of Perry on the spot where he first landed.

The acquisition of the Philippine Islands tended to bring us more fully into the current of world politics, but it did not necessarily disturb the balancing of European and American spheres as set up by President Monroe. Various explanations have been given of President McKinley's decision to retain the Philippine group, but the whole truth has in all probability not yet been fully revealed. The partition of China through the establishment of European spheres of influence was well under way when the Philippine Islands came within our grasp. American commerce with China was at this time second to that of England alone, and the concessions which were being wrung from China by the European powers in such rapid succession presented a bad outlook for us. The United States could not follow the example of the powers of Europe, for the seizure of a sphere of influence in China would not have been supported by the Senate or upheld by public opinion. It is probable that President McKinley thought that the Philippine Islands would not only provide a market for American goods, which owing to the Dingley tariff were beginning to face retaliatory legislation abroad, but that they would provide a naval base which would be of great assistance in upholding our interests in China.

Talcott Williams made public some years later another explanation of President McKinley's decision which is interesting and appears to be well vouched for. He was informed by a member of McKinley's cabinet that while the President's mind was not yet made up on the question, a personal communication was received from Lord Salisbury who warned the President that Germany was preparing to take over the Philippine Islands in case the United States should withdraw; that such a step would probably precipitate a world war and that in the interests of peace and harmony it would be best for the United States to retain the entire group.

The famous open-door policy was outlined by Secretary Hay in notes dated September 6, 1899, addressed to Great Britain, Germany, and Russia. Each of these powers was requested to give assurance and to make a declaration to the following effect: (1) that it would not interfere with any treaty port or vested interests in its so-called sphere of influence; (2) that it would permit the Chinese tariff to continue in force in such sphere and to be collected by Chinese officials; (3) that it would not discriminate against other foreigners in the matter of port dues or railroad rates. Similar notes were later addressed to France, Italy, and Japan. England alone expressed her willingness to sign such a declaration. The other powers, while professing thorough accord with the principles set forth by Mr. Hay, avoided committing themselves to a formal declaration and no such declaration was ever made. Mr. Hay made a skillful move, however, to clinch matters by informing each of the powers to whom the note had been addressed that in view of the favorable replies from the other powers, its acceptance of the proposals of the United States was considered "as final and definitive."

Americans generally are under the impression that John Hay originated the open-door policy and that it was successfully upheld by the United States. Neither of these impressions is correct. A few months before John Hay formulated his famous note Lord Charles Beresford came through America on his return from China and addressed the leading chambers of commerce from San Francisco to New York, telling Americans what was actually taking place in China and urging this country to unite with England and Japan in an effort to maintain the open door. Like the Monroe Doctrine, the open-door policy was thus Anglo-American in origin. There is little doubt that England and Japan were willing to form an alliance with the United States for the purpose of maintaining the open door in China, but our traditional policy of isolation prevented our committing ourselves to the employment of force. President McKinley, following the example of President Monroe, preferred announcing our policy independently and requesting the other powers to consent to it. Had John Hay been able to carry out the plan which he favored of an alliance with England and Japan, the mere announcement of the fact would have been sufficient to check the aggressions of the powers in China. Instead of such an alliance, however, we let it be known that while we favored the open door we would not fight for it under any conditions.

The utter worthlessness of the replies that were made in response to Hay's note of September 6, 1899, became fully apparent in the discussions that soon arose as to the status of consuls in the various spheres of influence. Japan claimed that sovereignty did not pass with a lease and that even if China should surrender jurisdiction over her own people, the lessee governments could not acquire jurisdiction over foreigners in leased territory. This position was undoubtedly correct if the territorial integrity of China was really to be preserved, but after negotiations with Russia and the other powers concerned Mr. Hay wrote to Minister Conger on February 3, 1900, that "The United States consuls in districts adjacent to the foreign leased territories are to be instructed that they have no authority to exercise extra-territorial consular jurisdiction or to perform ordinary non-judicial consular acts within the leased territory under their present Chinese exequaturs." Application was then made to the European powers for the admission of American consuls in the leased territories for the performance of the ordinary consular functions, but in no case were they to exercise extra-territorial jurisdiction within a leased territory.

The exploitation of China which continued at a rapid rate naturally aroused an intense anti-foreign sentiment and led to the Boxer uprising. Events moved with startling rapidity and United States troops took a prominent part with those of England, France, Russia, and Japan in the march to Peking for the relief of the legations. In a note to the powers July 3, 1900, Secretary Hay, in defining the attitude of the United States on the Chinese question, said: "The policy of the government of the United States is to seek a solution which may bring about permanent safety and peace to China, preserve Chinese territorial and administrative entity, protect all rights guaranteed to friendly powers by treaty and international law, and safeguard for the world the principle of equal and impartial trade with all parts of the Chinese empire." Mr. Hay's notes were skillfully worded and had some influence in helping to formulate public opinion on the Chinese question both in this country and abroad, but we know now from his private letters which have recently been made public that he realized only too fully the utter futility of his efforts to stay the course of events. During the exciting days of June, 1900, when the foreign legations at Peking were in a state of siege, Mr. Hay wrote to John W. Foster as follows:

"What can be done in the present diseased state of the public mind? There is such a mad-dog hatred of England prevalent among newspapers and politicians that anything we should now do in China to take care of our imperiled interests would be set down to 'subservience to Great Britain'. . . . Every Senator I see says, 'For God's sake, don't let it appear we have any understanding with England.' How can I make bricks without straw? That we should be compelled to refuse the assistance of the greatest power in the world, in carrying out our own policy, because all Irishmen are Democrats and some Germans are fools—is enough to drive a man mad. Yet we shall do what we can."

A little later (September 20, 1900) in confidential letters to Henry
Adams, he exclaimed:

"About China, it is the devil's own mess. We cannot possibly publish all the facts without breaking off relations with several Powers. We shall have to do the best we can, and take the consequences, which will be pretty serious, I do not doubt. 'Give and take'—the axiom of diplomacy to the rest of the world—is positively forbidden to us, by both the Senate and public opinion. We must take what we can and give nothing—which greatly narrows our possibilities.

"I take it, you agree with us that we are to limit as far as possible our military operations in China, to withdraw our troops at the earliest day consistent with our obligations, and in the final adjustment to do everything we can for the integrity and reform of China, and to hold on like grim death to the Open Door. . . ."

Again, November 21, 1900:

"What a business this has been in China! So far we have got on by being honest and naÏf. . . . At least we are spared the infamy of an alliance with Germany. I would rather, I think, be the dupe of China, than the chum of the Kaiser. Have you noticed how the world will take anything nowadays from a German? BÜlow said yesterday in substance—'We have demanded of China everything we can think of. If we think of anything else we will demand that, and be d—d to you'—and not a man in the world kicks."

During the long negotiations that followed the occupation of Peking by the powers, the United States threw the weight of its influence on the side of moderation, urging the powers not to impose too many burdens on China and declaring that the only hope for the future lay in a strong, independent, responsible Chinese government. Contrary to the terms of the final protocol, however, Russia retained in Manchuria the troops concentrated there during the Boxer movement with a view to exacting further concessions from China. The open-door policy was again ignored. The seriousness of the situation led England and Japan to sign a defensive agreement January 30, 1902, recognizing England's interest in China and Japan's interest in Korea, and providing that if either party should be attacked in defense of its interest, the other party would remain neutral, unless a third power joined in, in which event the second party would come to the assistance of the first. A formal protest made by the United States, February 1, against some of the demands Russia was making on China led Russia to conclude that the American government had an understanding with England and Japan, but Mr. Hay gave the assurance that he had known nothing about the Anglo-Japanese agreement until it was made public. He succeeded in securing from Russia, however, a definite promise to evacuate Manchuria, but as the time for the withdrawal of her troops drew near, Russia again imposed new conditions on China, and deliberately misrepresented to the United States the character of the new proposals.

After the suppression of the Boxer uprising, China had agreed to extend the scope of her commercial treaties with the powers. When the negotiation of a new treaty with the United States was begun, our representative demanded that at least two new ports in Manchuria be opened to foreign trade and residence. The Chinese commissioners declined to discuss the subject on the alleged ground that they had no instructions to do so. It was evident that there was secret opposition somewhere, and after considerable difficulty Mr. Hay finally secured evidence that it came from Russia. When confronted with the evidence the Russian Government finally admitted the facts. We were told that we could not be admitted to one of the ports that we had designated because it was situated within the Russian railway zone, and therefore not under the complete jurisdiction of China, but that another port would be substituted for it. Secretary Hay and President Roosevelt were helpless. They accepted what they could get and kept quiet. "The administrative entity" of China was again utterly ignored. The difficulty was that we did not have a strong enough navy in the Pacific to fight Russia alone, and President Roosevelt and Secretary Hay realized that neither the Senate nor public opinion would consent to an alliance with England and Japan. Had these three powers made a joint declaration in support of the open-door policy, the exploitation of China would have ceased, there would have been no Russo-Japanese war, and the course of world history during the period that has since intervened might have been very different.

When we backed down and abandoned Manchuria to Russian exploitation Japan stepped into the breach. After long negotiations the Japanese Government finally delivered an ultimatum to Russia which resulted in the rupture of diplomatic relations and war. After a series of notable victories on land and sea Japan was fast approaching the end of her resources, and it is now an open secret that the Emperor wrote a personal letter to President Roosevelt requesting him to intervene diplomatically and pave the way for peace. The President was quick to act on the suggestion and the commissioners of Russia and Japan met at Portsmouth, New Hampshire. Here President Roosevelt's intervention should have ceased. The terms of the Treaty of Portsmouth were a bitter disappointment to the Japanese people and the Japanese commissioners undertook to shift the burden from their shoulders by stating that President Roosevelt had urged them to surrender their claim to the Island of Saghalien and to give up all idea of an indemnity. Japanese military triumph had again, as at the close of the Chino-Japanese War, been followed by diplomatic defeat, and for this defeat Japanese public opinion held President Roosevelt responsible. From the days of Commodore Perry and Townsend Harris to the Treaty of Portsmouth, relations between the United States and Japan had been almost ideal. Since the negotiations at Portsmouth there has been a considerable amount of bad feeling, and at times diplomatic relations have been subjected to a severe strain.

Having fought a costly war in order to check the Russian advance in Manchuria, the Japanese naturally felt that they had a paramount interest in China. They consequently sharply resented the attempts which the United States subsequently made, particularly Secretary Knox's proposal for the neutralization of the railways of Manchuria, to formulate policies for China. They took the position that we had had our day and that we must henceforth remain hands off so far as China was concerned. This attitude of mind was not unnatural and during the World War the United States, in order to bind the Japanese government more closely to the Allied Cause, agreed to recognize, in the Lansing-Ishii agreement, the "special interests" of Japan in China.

                                                                                                                                                                                                                                                                                                           

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