CHAPTER I INTRODUCTION

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The title of this book may not unnaturally provoke suspicion. After all, howsoever we define it, socialism is a modern thing, and dependent almost wholly on modern conditions. It is an economic theory which has been evolved under pressure of circumstances which are admittedly of no very long standing. How then, it may be asked, is it possible to find any real correspondence between theories of old time and those which have grown out of present-day conditions of life? Surely whatever analogy may be drawn between them must be based on likenesses which cannot be more than superficial.

The point of view implied in this question is being increasingly adopted by all scientific students of social and political opinions, and is most certainly correct. Speculation that is purely philosophic may indeed turn round upon itself. The views of Grecian metaphysicians may continue for ever to find enthusiastic adherents; though even here, in the realm of purely abstract reasoning, the progressive development of science, of psychology, and kindred branches of knowledge cannot fail by its influence to modify the form and arrangement of thought. But in those purely positive sciences (if indeed sciences they can properly be called) which deal with the life of man and its organisation, the very principles and postulates will be found to need continual readjustment. For with man's life, social, political, economic, we are in contact with forces which are of necessity always in a state of flux. For example, the predominance of agriculture, or of manufacture, or of commerce in the life of the social group must materially alter the attitude of the statesman who is responsible for its fortunes; and the progress of the nation from one to another stage of her development often entails (by altering from one class to another the dominant position of power) the complete reversal of her traditional maxims of government. Human life is not static, but dynamic. Hence the theories weaved round it must themselves be subject to the law of continuous development.

It is obvious that this argument cannot be gainsaid; and yet at the same time we may not be in any way illogical in venturing on an inquiry as to whether, in centuries not wholly dissimilar from our own, the mind of man worked itself out along lines parallel in some degree to contemporary systems of thought. Man's life differs, yet are the categories which mould his ideas eternally the same.

But before we go on to consider some early aspects of socialism, we must first ascertain what socialism itself essentially implies. Already within the lifetime of the present generation the word has greatly enlarged the scope of its significance. Many who ten years ago would have objected to it as a name of ill-omen see in it now nothing which may not be harmonised with the most ordinary of political and social doctrines. It is hardly any longer the badge of a school. Yet it does retain at any rate the bias of a tendency. It suggests chiefly the transference of ownership in land and capital from private hands into their possession in some form or other by the society. The means of this transference, and the manner in which this social possession is to be maintained, are very widely debated, and need not here be determined; it is sufficient for the matter of this book to have it granted that in this lies the germ of the socialistic theory of the State.

Once more it must be admitted that the meaning of "private ownership" and "social possession" will vary exceedingly in each age. When private dominion has become exceedingly individual and practically absolute, the opposition between the two terms will necessarily be very sharp. But in those earlier stages of national and social evolution, when the community was still regarded as composed, not of persons, but of groups, the antagonism might be, in point of theory, extremely limited; and in concrete cases it might possibly be difficult to determine where one ended and the other began. Yet it is undeniable that socialism in itself need mean no more than the central principle of State-ownership of capital and land. Such a conception is consistent with much private property in other forms than land and capital, and will be worked out in detail differently by different minds. But it is the principle, the essence of it, which justifies any claims made to the use of the name. We may therefore fairly call those theories socialistic which are covered by this central doctrine, and disregard, as irrelevant to the nature of the term, all added peculiarities contributed by individuals who have joined their forces to the movement.By socialistic theories of the Middle Ages, therefore, we mean no more than those theories which from time to time came to the surface of political and social speculation in the form of communism, or of some other way of bringing about the transference which we have just indicated. But before plunging into the tanglement of these rather complicated problems, it will make for clearness if we consider quite briefly the philosophic heritage of social teaching to which the Middle Ages succeeded.

The Fathers of the Church had found themselves confronted with difficulties of no mean subtlety. On the one hand, the teaching of the Scriptures forced upon them the religious truth of the essential equality of all human nature. Christianity was a standing protest against the exclusiveness of the Jewish faith, and demanded through the attendance at one altar the recognition of an absolute oneness of all its members. The Epistles of St. Paul, which were the most scientific defence of Christian doctrine, were continually insisting on the fact that for the new faith there was no real division between Greek or barbarian, bond or free. Yet, on the other hand, there were equally unequivocal expressions concerning the reverence and respect due to authority and governance. St. Peter had taught that honour should be paid to Caesar, when Caesar was no other than Nero. St. Paul had as clearly preached subjection to the higher powers. Yet at the same time we know that the Christian truth of the essential equality of the whole human race was by some so construed as to be incompatible with the notion of civil authority. How, then, was this paradox to be explained? If all were equal, what justification would there be for civil authority? If civil authority was to be upheld, wherein lay the meaning of St. Paul's many boasts of the new levelling spirit of the Christian religion? The paradox was further complicated by two other problems. The question of the authority of the Imperial Government was found to be cognate with the questions of the institution of slavery and of private property. Here were three concrete facts on which the Empire seemed to be based. What was to be the Christian attitude towards them?

After many attempted explanations, which were largely personal, and, therefore, may be neglected here, a general agreement was come to by the leading Christian teachers of East and West. This was based on a theological distinction between human nature as it existed on its first creation, and then as it became in the state to which it was reduced after the fall of Adam. Created in original justice, as the phrase ran, the powers of man's soul were in perfect harmony. His sensitive nature, i.e. his passions, were in subjection to his will, his will to his reason, his reason to God. Had man continued in this state of innocence, government, slavery, and private property would never have been required. But Adam fell, and in his fall, said these Christian doctors, the whole conditions of his being were disturbed. The passions broke loose, and by their violence not unfrequently subjected the will to their dictatorship; together with the will they obscured and prejudiced the reason, which under their compulsion was no longer content to follow the Divine Reason or the Eternal Law of God. In a word, where order had previously reigned, a state of lawlessness now set in. Greed, lust for power, the spirit of insubordination, weakness of will, feebleness of mind, ignorance, all swarmed into the soul of man, and disturbed not merely the internal economy of his being, but his relations also to his fellows. The sin of Cain is the social result of this personal upheaval.

Society then felt the evils which attended this new condition of things, and it was driven, according to this patristic idea, to search about for remedies in order to restrain the anarchy which threatened to overwhelm the very existence of the race. Hence was introduced first of all the notion of a civil authority. It was found that without it, to use a phrase which Hobbes indeed has immortalised, but which can be easily paralleled from the writings of St. Ambrose or St. Augustine, "life was nasty, brutish, and short." To this idea of authority, there was quickly added the kindred ideas of private property and slavery. These two were found equally necessary for the well-being of human society. For the family became a determined group in which the patriarch wielded absolute power; his authority could be effective only when it could be employed not only over his own household, but also against other households, and thus in defence of his own. Hence the family must have the exclusive right to certain things. If others objected, the sole arbitrament was an appeal to force, and then the vanquished not only relinquished their claims to the objects in dispute, but became the slaves of those to whom they had previously stood in the position of equality and rivalry.

Thus do the Fathers of the Church justify these three institutions. They are all the result of the Fall, and result from sin. Incidentally it may be added that much of the language in which Hildebrand and others spoke of the civil power as "from the devil" is traceable to this theological concept of the history of its origin, and much of their hard language means no more than this. Private property, therefore, is due to the Fall, and becomes a necessity because of the presence of sin in the world.

But it is not only from the Fathers of the Church that the mediaeval tradition drew its force. For parallel with this patristic explanation came another, which was inherited from the imperial legalists. It was based upon a curious fact in the evolution of Roman law, which must now be shortly described.

For the administration of justice in Rome two officials were chosen, who between them disposed of all the cases in dispute. One, the Praetor Urbanus, concerned himself in all litigation between Roman citizens; the other, the Praetor Peregrinus, had his power limited to those matters only in which foreigners were involved; for the growth of the Roman Imperium had meant the inclusion of many under its suzerainty who could not boast technical citizenship. The Praetor Urbanus was guided in his decisions by the codified law of Rome; but the Praetor Peregrinus was in a very different position. He was left almost entirely to his own resources. Hence it was customary for him, on his assumption of office, to publish a list of the principles by which he intended to settle all the disputes between foreigners that were brought to his court. But on what foundation could his declaratory act be based? He was supposed to have previously consulted the particular laws of as many foreign nations as was possible, and to have selected from among them those which were found to be held in common by a number of tribes. The fact of this consensus to certain laws on the part of different races was supposed to imply that these were fragments of some larger whole, which came eventually to be called indifferently the Law of Nature, or the Law of Nations. For at almost the very date when this Law of Nations was beginning thus to be built up, the Greek notion of one supreme law, which governed the whole race and dated from the lost Golden Age, came to the knowledge of the lawyers of Rome. They proceeded to identify the two really different concepts, and evolved for themselves the final notion of a fundamental rule, essential to all moral action. In time, therefore, this supposed Natural Law, from its venerable antiquity and universal acceptance, acquired an added sanction and actually began to be held in greater respect than even the declared law of Rome. The very name of Nature seemed to bring with it greater dignity. But at the same time it was carefully explained that this Lex Naturae was not absolutely inviolable, for its more accurate description was Lex or Jus Gentium. That is to say, it was not to be considered as a primitive law which lay embedded like first principles in human nature; but that it was what the nations had derived from primitive principles, not by any force of logic, but by the simple evolution of life. The human race had found by experience that the observance of the natural law entailed as a direct consequence the establishment of certain institutions. The authority, therefore, which these could boast was due to nothing more than the simple struggle for existence. Among these institutions were those same three (civil authority, slavery, private property), which the Fathers had come to justify by so different a method of argument. Thus, by the late Roman lawyers private property was upheld on the grounds that it had been found necessary by the human race in its advance along the road of life. To our modern ways of thinking it seems as though they had almost stumbled upon the theory of evolution, the gradual unfolding of social and moral perfection due to the constant pressure of circumstances, and the ultimate survival of what was most fit to survive. It was almost by a principle of natural selection that mankind was supposed to have determined the necessity of civil authority, slavery, private property, and the rest. The pragmatic test of life had been applied and had proved their need.

A third powerful influence in the development of Christian social teaching must be added to the others in order the better to grasp the mental attitude of the mediaeval thinkers. This was the rise and growth of monasticism. Its early history has been obscured by much legendary detail; but there is sufficient evidence to trace it back far into the beginnings of Christianity. Later there had come the stampede into the Thebaid, where both hermit life and the gathering together of many into a community seem to have been equally allowed as methods of asceticism. But by the fifth century, in the East and the West the movement had been effectively organised. First there was the canonical theory of life, introduced by St. Augustine. Then St. Basil and St. Benedict composed their Rules of Life, though St. Benedict disclaimed any idea of being original or of having begun something new. Yet, as a matter of fact, he, even more efficiently than St. Basil, had really introduced a new force into Christendom, and thereby became the undoubted father of Western monasticism.

Now this monasticism had for its primary intention the contemplation of God. In order to attain this object more perfectly, certain subsidiary observances were considered necessary. Their declared purpose was only to make contemplation easier; and they were never looked upon as essential to the monastic profession, but only as helps to its better working. Among these safeguards of monastic peace was included the removal of all anxieties concerning material well-being. Personal poverty—that is, the surrender of all personal claim to things the care of which might break in upon the fixed contemplation of God—was regarded as equally important for this purpose as obedience, chastity, and the continued residence in a certain spot. It had indeed been preached as a counsel of perfection by Christ Himself in His advice to the rich young man, and its significance was now very powerfully set forth by the Benedictine and other monastic establishments.

It is obvious that the existence of institutions of this kind was bound to exercise an influence upon Christian thought. It could not but be noticed that certain individual characters, many of whom claimed the respect of their generation, treated material possessions as hindrances to spiritual perfection. Through their example private property was forsworn, and community of possession became prominently put forward as being more in accordance with the spirit of Christ, who had lived with His Apostles, it was declared, out of the proceeds of a common purse. The result, from the point of view of the social theorists of the day, was to confirm the impression that private property was not a thing of much sanctity. Already, as we have seen, the Fathers had been brought to look at it as something sinful in its origin, in that the need of it was due entirely to the fall of our first parents. Then the legalists of Rome had brought to this the further consideration that mere expedience, universal indeed, but of no moral sanction, had dictated its institution as the only way to avoid continual strife among neighbours. And now the whole force of the religious ideals of the time was thrown in the same balance. Eastern and Western monasticism seemed to teach the same lesson, that private property was not in any sense a sacred thing. Rather it seemed to be an obstacle to the perfect devotion of man's being to God; and community of possession and life began to boast itself to be the more excellent following of Christ.

Finally it may be asserted that the social concept of feudalism lent itself to the teaching of the same lesson. For by it society was organised upon a system of land tenure whereby each held what was his of one higher than he, and was himself responsible for those beneath him in the social scale. Landowners, therefore, in the modern sense of the term, had no existence—there were only landholders. The idea of absolute dominion without condition and without definite duties could have occurred to none. Each lord held his estate in feud, and with a definite arrangement for participating in the administration of justice, in the deliberative assembly, and in the war bands of his chief, who in turn owed the same duties to the lord above him. Even the king, who stood at the apex of this pyramid, was supposed to be merely holding his power and his territorial domain as representing the nation. At his coronation he bound himself to observe certain duties as the condition of his royalty, and he had to proclaim his own acceptance of these conditions before he could be anointed and crowned as king. Did he break through his coronation-oath, then the pledge of loyalty made by the people was considered to be in consequence without any binding force, and his subjects were released from their obedience. In this way, then, also private property was not likely to be deemed equivalent to absolute possession. It was held conditionally, and was not unfrequently forfeited for offences against the feudal code. It carried with it burdens which made its holding irksome, especially for all those who stood at the bottom of the scale, and found that the terms of their possession were rigorously enforced against them. The death of the tenant and the inheriting of his effects by his eldest son was made the occasion for exactions by the superior lord; for to him belonged certain of the dead man's military accoutrements as pledges, open and manifest, of the continued supremacy to be exercised over the successor.

Thus the extremely individual ideas as regards the holding of land which are to-day so prevalent would then have been hardly understood. Every external authority, the whole trend of public opinion, the teaching of the Christian Fathers, the example of religious bodies, the inherited views that had come down to the later legalists from the digests of the imperial era, the basis of social order, all deflected the scale against the predominance of any view of land tenure or holding which made it an absolute and unrestricted possession. Yet at the same time, and for the same cause, the modern revolt against all individual possession would have been for the mediaeval theorists equally hard to understand. Absolute communism, or the idea of a State which under the magic of that abstract title could interfere with the whole social order, was too utterly foreign to their ways of thinking to have found a defender. The king they knew, and the people, and the Church; but the State (which the modern socialist invokes) would have been an unimaginable thing.

In that age, therefore, we must not expect to find any fully-fledged Socialism. We must be content to notice theories which are socialistic rather than socialist.


                                                                                                                                                                                                                                                                                                           

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