INTRODUCTION I

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Gerhart Hauptmann, the most distinguished of modern German dramatists, was born in the Silesian village of Obersalzbrunn on November 15, 1862. By descent he springs immediately from the common people of his native province to whose life he has so often given the graveness of tragedy and the permanence of literature. His grandfather, Ehrenfried, felt in his own person the bitter fate of the Silesian weavers and only through energy and good fortune was enabled to change his trade to that of a waiter. By 1824 he was an independent inn-keeper and was followed in the same business by the poet's father, Robert Hauptmann. The latter, a man of solid and not uncultivated understanding, married Marie Straehler, daughter of one of the fervent Moravian households of Silesia, and had become, when his sons Carl and Gerhart were born, the proprietor of a well-known and prosperous hotel, Zur Preussischen Krone.

From the village-school of Obersalzbrunn, where he was but an idle pupil, Gerhart was sent in 1874 to the Realschule at Breslau. Here, in the company of his older brothers, Carl and Georg, the lad remained for nearly four years, having impressed his teachers most strongly, it appears, by a lack of attention. For this reason, but also perhaps because his father, injured by competitors and by a change in local conditions, had lost his independence, Gerhart was withdrawn from school in 1878. He was next to become a farmer and, to this end, was placed in the pious family of an uncle. Gradually, however, artistic impulses began to disengage themselves—he had long modelled in a desultory way—and in October, 1880, at the advice of his maturer brother Carl Hauptmann proceeded to Breslau and was enrolled as a student in the Royal College of Art.

The value of this restless shifting in his early years is apparent. For the discontent that marked his unquiet youth made for a firm retention of impressions. Observation, in the saying of Balzac, springs from suffering, and Hauptmann saw the Silesian country-folk and the artists of Breslau with an almost morbid exactness of vision. Actual conflict sharpened his insight. Three weeks after entering the art-school he received a disciplinary warning and early in 1881 he was rusticated for eleven weeks. Nevertheless he remained in Breslau until April, 1882, when he joined his brother Carl and became a special student at the University of Jena. Here he heard lectures by Liebmann, Eucken and Haeckel. But the academic life did not hold him long. Scarcely a year passed and Hauptmann is found at Hamburg, the guest of his future parents-in-law and his brother's. Thence he set out on an Italian journey, travelling by way of Spain and the South of France to Genoa, and visiting Naples, Capri and Rome. Although his delight in these places was diminished by his keen social consciousness, he returned to Italy the following year (1884) and, for a time, had a sculptor's studio in Rome. Overtaken here by typhoid fever, he was nursed back to health by his future wife, Marie Thienemann, and returned to Germany to gather strength at the Thienemann country house.

So far, sculpture had held him primarily; it was now that the poetic impulse asserted itself. Seeking a synthesis of these tendencies in a third art, Hauptmann determined, for a time, to adopt the calling of an actor. To this end he went to Berlin. Here, however, the interest in literature soon grew to dominate every other and, in 1885, the year of his marriage to Fraulein Thienemann, he published his first work: Promethidenlos.

The poem is romantic and amorphous and gives but the faintest promise of the masterly handling of verse to be found in The Sunken Bell and Henry of Aue. Its interest resides solely in its confirmation of the facts of Hauptmann's development. For the hero of Promethidenlos vacillates between poetry and sculpture, but is able to give himself freely to neither art because of his overwhelming sense of social injustice and human suffering. And this, in brief, was the state of Hauptmann's mind when, in the autumn of 1885, he settled with his young wife in the Berlin suburb of Erkner.

The years of his residence here are memorable and have already become the subject of study and investigation. And rightly so; for during this time there took place that impact of the many obscure tendencies of the age upon the most sensitive and gifted of German minds from which sprang the naturalistic movement. That movement dominated literature for a few years. Then, in Hauptmann's own temper and in his own work, arose a vigorous idealistic reaction which, blending with the severe technique and incorruptible observation of naturalism, went far toward producing—for a second time—a new vision and a new art. The conditions amid which this development originated are essential to a full understanding of Hauptmann's work.

II

At the end of the Franco-Prussian war, united Germany looked forward to a literary movement commensurate with her new greatness. That movement did not appear. It was forgotten that men in the maturity of their years and powers could not suddenly change character and method and that the rise of a new generation was needed. So soon, however, as the first members of that generation became articulate, a bitter and almost merciless warfare arose in literature and in the drama. The brothers Heinrich and Julius Hart, vigorous in both critical and creative activity, asserted as early as 1882 that German literature was then, at its best, the faint imitation of an outworn classicism, and the German drama a transference of the basest French models. It is easy to see to-day that their view was partisan and narrow. Neither Wilbrandt and Heyse, on the one hand, nor Lindau and L'Arronge, on the other, represented the whole literary activity of the empire. It is equally easy, however, to understand their impatience with a literature which, upon the whole, lacked any breath of greatness, and handled the stuff of human life with so little freshness, incisiveness and truth.

What direction was the new literature to take? The decisive influence was, almost necessarily, that of the naturalistic writers of France. For the tendencies of these men coincided with Germany's growing interest in science and growing rejection of traditional religion and philosophy. Tolstoi, Ibsen and Strindberg each contributed his share to the movement. But all the young critics of the eighties fought the battles of Zola with him and repeated, sometimes word for word, the memorable creed of French naturalism formulated long before by the Goncourt brothers: "The modern—everything for the artist is there: in the sensation, the intuition of the contemporary, of this spectacle of life with which one rubs elbows!" Such, with whatever later developments, was the central doctrine of young Germany in the eighties; such the belief that gradually expressed itself in a number of definite organisations and publications.

The most noteworthy of these, prior to the founding of the Freie BÜhne, were the magazine Die Gesellschaft (1885), edited by Michael Conrad, the most ardent of German Zolaists, and the society Durch (1886), in which the revolutionary spirits of Berlin united to promulgate the art canons of the future. "Literature and criticism," Conrad declared, must first of all be "liberated from the tyranny of the conventional young lady:" the programme of Durch announced that the poet must give creative embodiment to the life of the present, that he shall show us human beings of flesh and blood and depict their passions with implacable fidelity; that the ideal of art was no longer the Antique, but the Modern. Nor was there wanting creative activity in the spirit of these views. Franzos and Kretzer, to name but a few, originated the modern realistic novel in Germany, and Liliencron brought back vigour and concreteness to the lyric.

Into the tense atmosphere of this literary battle Hauptmann was cast when he took up his residence at Erkner. The house he occupied was the last in the village, half buried in woods and with far prospects over the heaths and deep green, melancholy waters of Brandenburg. Hither came, among many others, the brothers Hart, the novelist Kretzer, Wilhelm BÖlsche, the inexhaustible prophet of the new science and the new art, and finally, the founder of German naturalism as distinguished from that of France—Arno Holz, The efforts of all these men harmonised with Hauptmann's mood. Naturalistic art goes for its subject matter to the forgotten and disinherited of the earth, and it was with these that Hauptmann was primarily concerned. He read Darwin and Karl Marx, Saint-Simon and Zola. He was absorbed not by any problem of art but by the being and fate of humanity itself.

Under these influences and governed by such thoughts, he began his career as a man of letters anew. But his progress was slow and uncertain. In 1887 he published in Conrad's Gesellschaft an episodic story, BahnwÄrter Thiel, weak in narrative technique and obviously inspired by Zola. Even the sudden expansion of human characters into demonic symbols of their ruling passions is imitated. The medium clearly irked him and gave him no opportunity for personal expression. For many months his activity was tentative and fruitless. Early in 1889, however, Arno Holz, known until then only by a volume of brave and resonant verse, visited Erkner and brought with him his theory of "consistent naturalism" as illustrated by Papa Hamlet and Die Familie Selicke, sketches and a drama in manuscript. This meeting gave Hauptmann one of those illuminating technical hints which every creative artist knows. It brought him an immediate method such as neither Tolstoi nor Dostoievsky had been able to bring, and decided him for naturalism and for the drama. He had found himself at last. During a visit to his parents he gave himself up to intense labour and returned to Berlin in the spring of 1889 with his first drama, Before Dawn, completed.

The play might have waited indefinitely for performance, had not Otto Brahm and Paul Schlenther, both critical thinkers of some significance, founded the free stage society (Freie BÜhne) earlier in the same year. It was the aim of this society to give at least eight annual performances in the city of Berlin which should be wholly free from the influence of the censor and from the pressure of economic needs. The greater number of the first series of performances had already been prepared for by a selection of foreign plays—Tolstoi, Goncourt, Ibsen, BjÖrnsen, Strindberg—when, at the last moment, a young German dramatist presented himself and succeeded in having his play accepted. Thus the society, long since dead, had the good fortune of fulfilling the function for which it was created: it launched the naturalistic movement; it cradled the modern drama of Germany.

The first performance of Before Dawn (Oct. 20, 1889) was tumultuous. It recalled the famous Hernani battle of French romanticism. But the victory of Hauptmann was not long in doubt. With his third play he conquered the national stage of which he has since been, with whatever variations of immediate success, the undisputed master.

III

The "consistent naturalism" of Holz and his collaborator Johannes Schlaf is the technical foundation of Hauptmann's work. He has long transcended its narrow theory and the shallow positivism on which it was based. It discarded verse and he has written great verse; it banished the past from art and he has gone to legend and history for his subjects; it forbade the use of symbols and he has, at times, made an approach to his meaning unnecessarily difficult. But Hauptmann has never quite abandoned the practice of that form of art which resulted from the theories of Holz. From history and poetry he has always returned to the naturalistic drama. Rose Bernd follows Henry of Aue, and Griselda immediately preceded The Rats. Nor is this all. The methods of naturalism have followed him into the domains of poetry and of the past. His verse is scrupulously devoid of rhetoric; the psychology of his historic plays is sober and human. Hence it is clear that an analysis of the consistent naturalism of German literature is, with whatever modifications, an analysis of Hauptmann's work in its totality. Like nearly all the greater dramatists he had his forerunners and his prophets: he proceeds from a school of art and thought which, even in transcending, he illustrates.

The consistent naturalists, then, aimed not to found a new art but, in any traditional sense, to abandon it. They desired to reduce the conventions of technique to a minimum and to eliminate the writer's personality even where Zola had admitted its necessary presence—in the choice of subject and in form. For style, the very religion of the French naturalistic masters, there was held to be no place, since there was to be, in this new literature, neither direct exposition, however impersonal, nor narrative. In other words, none of the means of representation were to be used by which art achieves the illusion of life; since art, in fact, was no longer to create the illusion of reality, but to be reality. The founders of the school would have admitted that the French had done much by the elimination of intrigue and a liberal choice of theme. They would still have seen—and rightly according to their premises—creative vision and not truth even in the oppressive pathology of Germinie Lacerteux and the morbid brutalities of La Terre. The opinion of Flaubert that any subject suffices, if the treatment be excellent, was modified into: there must be neither intentional choice of theme nor stylistic treatment. For style supposes rearrangement, personal vision, unjust selection of detail, and literature must be an exact rendition of the actual.

Stated so baldly the doctrine of consistent naturalism verges on the absurd. Eliminate selection of detail and personal vision, and art becomes not only coextensive with life, but shares its confusion and its apparent purposelessness. It loses all interpretative power and ceases to be art. Practically, however, the doctrine led to a very definite form—the naturalistic drama. For, if all indirect treatment of life be discarded, nothing is left but the recording of speech and, if possible, of speech actually overheard. The juxtaposition of such blocks of scrupulously rendered conversation constitutes, in fact, the earliest experiments of Arno Holz. Under the creative energy of Hauptmann, however, the form at once grew into drama, but a drama which sought to rely as little as possible upon the traditional devices of dramaturgic technique. There was to be no implication of plot, no culmination of the resulting struggle in effective scenes, no superior articulateness on the part of the characters. A succession of simple scenes was to present a section of life without rearrangement or heightening. There could be no artistic beginning, for life comes shadowy from life; there could be no artistic ending, for the play of life ends only in eternity.

The development of the drama in such a direction had, of course, been foreshadowed. The plays of Ibsen's middle period tend to a simpler rendering of life, and the cold intellect of Strindberg had rejected the "symmetrical dialogue" of the French drama in order "to let the brains of men work unhindered." But Hauptmann carries the same methods extraordinarily far and achieves a poignant verisimilitude that rivals the pity and terror of the most memorable drama of the past.

These methods lead, naturally, to the exclusion of several devices. Thus Hauptmann, like Ibsen and Shaw, avoids the division of acts into scenes. The coming and going of characters has the unobtrusiveness but seldom violated in life, and the inevitable artifices are held within rigid bounds. In some of his earlier dramas he also observed the unities of time and place, and throughout his work practices a close economy in these respects. It goes without saying that he rejects the monologue, the unnatural reading of letters, the raisonneur or commenting and providential character, the lightly motivised confession—all the devices, in brief, by which the conventional playwright blandly transports information across the footlights, or unravels the artificial knot which he has tied.

In dialogue, the medium of the drama, Hauptmann shows the highest originality and power. Beside the speech of his characters all other dramatic speech, that of Ibsen, of Tolstoi in The Power of Darkness, or of Pinero, seems conscious and unhuman. Nor is that power a mere control of dialect. Johannes Vockerat and Michael Kramer, Dr. Scholz and Professor Crampton speak with a human raciness and native truth not surpassed by the weavers or peasants of Silesia. Hauptmann has heard the inflections of the human voice, the faltering and fugitive eloquence of the living word not only with his ear but with his soul.

External devices necessarily contribute to this effect. Thus Hauptmann renders all dialect with phonetic accuracy and correct differentiation. In Before Dawn, Hoffmann, Loth, Dr. Schimmelpfennig and Helen speak normal High German; all the other characters speak Silesian except the imported footman Edward, who uses the Berlin dialect. In The Beaver Coat the various gradations of that dialect are scrupulously set down, from the impudent vulgarity of Leontine and Adelaide, to the occasional consonantal slips of Wehrhahn. The egregious Mrs. Wolff, in the same play, cannot deny her Silesian origin. Far finer shades of character are indicated by the amiable elisions of Mrs. Vockerat Senior in Lonely Lives, the recurrent crassness of Mrs. Scholz in The Reconciliation, and the solemn reiterations of Michael Kramer. Nor must it be thought that such characterisation has anything in common with the set phrases of Dickens. From the richness and variety of German colloquial speech, from the deep brooding of the German soul over the common things and the enduring emotions of life, Hauptmann has caught the authentic accents that change dramatic dialogue into the speech of man.

IV

In the structure of his drama Hauptmann met and solved an even more difficult problem than in the character of his dialogue. The whole tradition of structural technique rests upon a more or less arbitrary rearrangement of life. Othello, the noblest of tragedies, no less than the most trivial French farce, depends for the continuity of its mere action on an improbable artifice. Desdemona's handkerchief may almost be taken to symbolise that element in the drama which Hauptmann studiously denies himself. And he does so by reason of his more intimate contact with the normal truth of things. In life, for instance, the conflict of will with will, the passionate crises of human existence are but rarely concentrated into a brief space of time or culminate in a highly salient situation. Long and wearing attrition, and crises that are seen to have been such only in the retrospect of calmer years are the rule. In so telling a bit of dramatic writing as the final scene in Augier's Le gendre de M. Poirier the material of life has been dissected into mere shreds and these have been rewoven into a pattern as little akin to reality as the flowers and birds of a Persian rug. Instead of such effective rearrangement Hauptmann contents himself with the austere simplicity of that succession of action which observation really affords. He shapes his material as little as possible. The intrusion of a new force into a given setting, as in Lonely Lives, is as violent an interference with the sober course of things as he admits. From his noblest successes, The Weavers, Drayman Henschel, Michael Kramer, the artifice of complication is wholly absent.

It follows that his fables are simple and devoid of plot, that comedy and tragedy must inhere in character and that conflict must grow from the clash of character with environment or of character with character in its totality. In other words: since the adventurous and unwonted are rigidly excluded, dramatic complication can but rarely, with Hauptmann, proceed from action. For the life of man is woven of "little, nameless, unremembered acts" which possess no significance except as they illustrate character and thus, link by link, forge that fate which is identical with character. The constant and bitter conflict in the world does not arise from pointed and opposed notions of honour and duty held at some rare climacteric moment, but from the far more tragic grinding of a hostile environment upon man or of the imprisonment of alien souls in the cage of some social bondage.

These two motives, appearing sometimes singly, sometimes blended, are fundamental to Hauptmann's work. In The Reconciliation an unnatural marriage has brought discord and depravity upon earth; in Lonely Lives a seeker after truth is throttled by a murky world; in The Weavers the whole organization of society drives men to tragic despair; in Colleague Crampton a cold blooded woman all but destroys the gentle-hearted painter; in The Beaver Coat the motive is ironically inverted and a base shrewdness triumphs over the stupid social machine; in Rose Bernd traditional righteousness hounds a pure spirit out of life; and in Gabriel Schilling's Flight, his latest play, Hauptmann returns to a favourite motive: woman, strong through the narrowness and intensity of her elemental aims, destroying man, the thinker and dreamer, whose will, dissipated in a hundred ideal purposes, goes under in the unequal struggle.

The fable and structure of Michael Kramer illustrate Hauptmann's typical themes and methods well. The whole of the first act is exposition. It is not, however, the exposition of antecedent actions or events, but wholly of character. The conditions of the play are entirely static. Kramer's greatness of soul broods over the whole act. Mrs. Kramer, the narrow-minded, nagging wife, and Arnold, the homely, wretched boy with a spark of genius, quail under it. Michaline, the brave, whole-hearted girl, stands among these, pitying and comprehending all. In the second act one of Arnold's sordid and piteous mistakes comes to light. An inn-keeper's daughter complains to Kramer of his son's grotesque and annoyingly expressed passion for her. Kramer takes his son to task and, in one of the noblest scenes in the modern drama, wrestles with the boy's soul. In the third act the inn is shown. Its rowdy, semi-educated habituÉs deride Arnold with coarse gibes. He cannot tear himself away. Madly sensitive and conscious of his final superiority over a world that crushes him by its merely brutal advantages, he is goaded to self-destruction. In the last act, in the presence of his dead son, Michael Kramer cries out after some reconciliation with the silent universe. The play is done and nothing has happened. The only action is Arnold's suicide and that action has no dramatic value. The significance of the play lies in the unequal marriage between Kramer and his wife, in Arnold's character—in the fact that such things are, and that in our outlook upon the whole of life we must reckon with them.

Hauptmann's simple management of a pregnant fable may be admirably observed, finally, by comparing Lonely Lives and Rosmersholm. Hauptmann was undoubtedly indebted to Ibsen for his problem and for the main elements of the story: a modern thinker is overcome by the orthodox and conservative world in which he lives. And that world conquers largely because he cannot be united to the woman who is his inspiration and his strength. In handling this fable two difficult questions were to be answered by the craftsman: by what means does the hostile environment crush the protagonist? Why cannot he take the saving hand that is held out to him? Ibsen practically shirks the answer to the first question. For it is not the bitter zealot Kroll, despite his newspaper war and his scandal-mongering, who breaks Rosmer's strength. It is fate, fate in the dark and ancient sense. "The dead cling to Rosmersholm"—that is the keynote of the play. The answer to the second question is interwoven with an attempt to rationalise the fatality that broods over Rosmersholm. The dead cling to it because a subtle and nameless wrong has been committed against them. And that sin has been committed by the woman who could save Rosmer. At the end of the second act Rebecca refuses to be his wife. The reason for that refusal, dimly prefigured, absorbs his thoughts, and through two acts of consummate dramaturgic suspense the sombre history is gradually unfolded. And no vague phrases concerning the ennobling of humanity can conceal the central fact: the play derives its power from a traditional plot and a conventional if sound motive—crime and its discovery, sin and its retribution.

In Lonely Lives the two questions apparently treated in Rosmersholm are answered, not in the terms of effective dramaturgy, but of life itself. Johannes Vockerat lives in the midst of the world that must undo him—subtly irritated by all to which his heart clings. Out of that world he has grown and he cannot liberate himself from it. His good wife and his admirable parents are bound to the conventional in no base or fanatical sense. He dare scarcely tell them that their preoccupations, that their very love, slay the ideal in his soul. And so the pitiless attrition goes on. There is no action: there is being. The struggle is rooted in the deep divisions of men's souls, not in unwonted crime or plotting. And Anna Mahr, the free woman of a freer world, parts from Johannes because she recognises their human unfitness to take up the burden of tragic sorrow which any union between them must create. The time for such things has not come, and may never come. Thus Johannes is left desolate, powerless to face the unendurable emptiness and decay that lie before him, destroyed by the conflicting loyalties to personal and ideal ends which are fundamental to the life of creative thought.

V

Drama, then, which relies so little upon external action, but finds action rather in "every inner conflict of passions, every consequence of diverging thoughts," must stress the obscurest expression of such passions and such thoughts. Since its fables, furthermore, are to arise from the immediate data of life, it must equally emphasise the significant factor of those common things amid which man passes his struggle. And so the naturalistic drama was forced to introduce elements of narrative and exposition usually held alien to the genre. Briefly, it has dealt largely and powerfully with atmosphere, environment and gesture; it has expanded and refined the stage-direction beyond all precedent and made of it an important element in dramatic art.

The playwrights of the middle of the last century who made an effort to lead the drama back to reality, knew nothing of this element. Augier does not even suspect its existence; in Robertson it is a matter of "properties" and "business." Any appearance of this kind Hauptmann avoids. The play is not to remind us of the stage, but of life. A difference in vision and method difficult to estimate divides Robertson's direction: "Sam. (astonished L. corner)" from Hauptmann's "Mrs. John rises mechanically and cuts a slice from a loaf of bread, as though under the influence of suggestion." Robertson indicates the conventionalised gesture of life; Hauptmann its moral and spiritual density.

The descriptive stage direction, effectively used by Ibsen, is further expanded by Hauptmann. But it remains impersonal and never becomes direct comment or even argument as in Shaw. It is used not only to suggest the scene but, above all, its atmosphere, its mood. Through it Hauptmann shows his keen sense of the interaction of man and his world and of the high moral expressiveness of common things. To define the mood more clearly he indicates the hour and the weather. The action of Rose Bernd opens on a bright Sunday morning in May, that of Drayman Henschel during a bleak February dawn. The desperate souls in The Reconciliation meet on a snow-swept Christmas Eve; the sun has just set over the lake in which Johannes Vockerat finds final peace. In these indications Hauptmann rarely aims at either irony or symbolism. He is guided by a sense for the probabilities of life which he expresses through such interactions between the moods of man and nature as experience seems to offer. Only in The Maidens of the Mount has the suave autumnal weather a deeper meaning, for it was clearly Hauptmann's purpose in this play

"To build a shadowy isle of bliss
Midmost the beating of the steely sea."

Hauptmann has also become increasingly exacting in demanding that the actor simulate the personal appearance of his characters as they arose in his imagination. In his earlier plays the descriptions of men and women are at times brief; in The Rats even minor figures are visualised with remarkable completeness. Pastor Spitta, for instance, is thus introduced: "Sixty years old. A village parson, somewhat 'countrified.' One might equally well take him to be a surveyor or a landowner in a small way. He is of vigorous appearance—short-necked, well-nourished, with a squat, broad face like Luther's. He wears a slouch hat, spectacles, and carries a cane and a coat over his arm. His clumsy boots and the state of his other garments show that they have long been accustomed to wind and weather." Such directions obviously tax the mimetic art of the stage to the very verge of its power. Thus, by the precision of his directions both for the scenery and the persons of each play, and by unmistakable indications of gesture and expression at all decisive moments of dramatic action, Hauptmann has placed within narrow limits the activity of both stage manager and actor. He alone is the creator of his drama, and no alien factitiousness is allowed to obscure its final aim—the creation of living men.

VI

In the third act of Hauptmann's latest naturalistic play, The Rats (1911), the ex-stage manager Hassenrenter is drawn by his pupil, young Spitta, into an argument on the nature of tragedy. "Of the heights of humanity you know nothing," Hassenrenter hotly declares. "You asserted the other day that in certain circumstances a barber or a scrubwoman could as fitly be the subject of tragedy as Lady Macbeth or King Lear." And Spitta reaffirms his heresy in the sentence: "Before art as before the law all men are equal." From this doctrine Hauptmann has never departed, although his interpretation of it has not been fanatical. Throughout his work, however, there is a careful disregard of several classes of his countrymen: the nobility, the bureaucracy (with the notable exception of Wehrhahn in The Beaver Coat), the capitalists. He has devoted himself in his prose plays to the life of the common people, of the middle classes, and of creative thinkers.

The delineation of all these characters has two constant qualities: objectivity and justice. The author has not merged the sharp outlines of humanity into the background of his own idiosyncrasy. Ibsen's characters speak and act as though they had suddenly stepped from another world and were still haunted by a breath of their strange doom; the people of Shaw are often eloquent exponents of a theory of character and society which would never have entered their minds. Hauptmann's men and women are themselves. No trick of speech, no lurking similarity of thought unites them. The nearer any two of them tend to approach a recognisable type, the more magnificently is the individuality of each vindicated. The elderly middle-class woman, harassed by ignoble cares ignobly borne, driven by a lack of fortitude into querulousness, and into injustice by the selfishness of her affections, is illustrated both in Mrs. Scholz and Mrs. Kramer. But, in the former, bodily suffering and nervous terror have slackened the moral fibre, and this abnormality speaks in every word and gesture. Mrs. Kramer is simply average, with the tenacity and the corroding power of the average.

Another noteworthy group is that of the three Lutheran clergymen: Kolin in Lonely Lives, Kittelhaus in The Weavers, and Spitta in The Rats. Kolin has the utter sincerity which can afford to be trivial and not cease to be lovable; Kittelhaus is the conscious time-server whose opinions might be anything; Spitta struggles for his official convictions, half blinded by the allurements of a world which it is his duty to denounce. Each is wholly himself; no hint of critical irony defaces his character; and thus each is able, implicitly, to put his case with the power inherent in the genuinely and recognisably human. From the same class of temperaments—one that he does not love—Hauptmann has had the justice to draw two characters of basic importance in Lonely Lives. The elder Vockerats are excessively limited in their outlook upon life. It is, indeed, in its time and place, an impossible outlook. These two people have nothing to recommend them save their goodness, but it is a goodness so keenly felt, so radiantly human, that the conflict of the play is deepened and complicated by the question whether the real tragedy be not the pain felt by these kindly hearts, rather than the destruction of their more arduous son.

All these may be said to be minor characters. Some of them are, in that they scarcely affect the fable involved. But in no other sense are there minor figures in Hauptmann's plays. A few lines suffice, and a human being stands squarely upon the living earth, with all his mortal perplexities in his words and voice. Such characters are the tutor Weinhold in The Weavers, the painter Lachmann in Michael Kramer, Dr. Boxer in The Conflagration and Dr. Schimmelpfennig in Before Dawn.

In his artists and thinkers Hauptmann has illustrated the excessive nervousness of the age. Michael Kramer rises above it; Johannes Vockerat and Gabriel Schilling succumb. And beside these men there usually arises the sharply realised figure of the destroying woman—innocent and helpless in KÄthe Vockerat, trivial and obtuse in Alwine Lachmann, or impelled by a devouring sexual egotism in Eveline Schilling and Hanna Elias.

Hauptmann's creative power culminates, however, as he approaches the common folk. These are of two kinds: the Berlin populace and the Silesian peasants. The world of the former in all its shrewdness, impudence and varied lusts he has set down with quiet and cruel exactness in The Beaver Coat and The Conflagration. Mrs. Wolff, the protagonist of both plays, rises into a figure of epic breadth—a sordid and finally almost tragic embodiment of worldliness and cunning. When he approaches the peasants of his own countryside his touch is less hard, his method not quite so remorseless. And thus, perhaps, it comes about that in the face of these characters the art of criticism can only set down a confirmatory: "They are!" Old Deans in The Heart of Midlothian, Tulliver and the Dodson sisters in The Mill on the Floss illustrate the nature of Hauptmann's incomparable projection of simple men and women. Here, in Dryden's phrase, is God's plenty: the morose pathos of Beipst (Before Dawn); the vanity and faithfulness of Friebe (The Reconciliation); the sad fatalism of Hauffe (Drayman Henschel); the instinctive kindliness of the nurse and the humorous fortitude of Mrs. Lehmann (Lonely Lives); the vulgar good nature of Liese BÄnsch (Michael Kramer); the trivial despair of Pauline and the primitive passion of Mrs. John (The Rats); the massive greatness of old Hilse's rock-like patience and the sudden impassioned protest of Luise (The Weavers); the deep trouble of Henschel's simple soul and the hunted purity of Rose Bernd—these qualities and these characters transcend the convincingness of mere art. Like the rain drenched mould, the black trees against the sky, the noise of the earth's waters, they are among the abiding elements of a native and familiar world.

VII

Such, then, is the naturalistic drama of Hauptmann. By employing the real speech of man, by emphasising being rather than action, by creating the very atmosphere and gesture of life, it succeeds in presenting characters whose vital truth achieves the intellectual beauty and moral energy of great art.

Early in his career, however, an older impulse stirred in Hauptmann. He remembered that he was a poet. Pledged to naturalism by personal loyalty and public combat he broke through its self-set limitations tentatively and invented for that purpose the dream-technique of The Assumption of Hannele(1893). Pure imagination was outlawed in those years and verse was a pet aversion of the consistent naturalists. Hence both were transferred to the world of dreams which has an unquestionable reality, however subjective, but in which the will cannot govern the shaping faculties of the soul. The letter of the naturalistic law was adhered to, though Hannele's visions have a richness and sweetness, the verses of the angels a winsomeness and majesty which transcend any possible dream of the poor peasant child, The external encouragement which the attempt met was great, for with it Hauptmann conquered the Royal Playhouse in Berlin.

Three years later he openly vindicated the possibility of the modern poetic drama by writing The Sunken Bell, his most far-reaching success both on the stage and in the study. In it appears for the first time the disciplinary effect of naturalism upon literature in its loftiest mood. The blank verse is the best in the German drama, the only German blank verse, in truth, that satisfies an ear trained on the graver and more flexible harmony of English; the lyrical portions are of sufficient if inferior beauty. But there is no trace of the pseudo-heroic psychology of the romantic play. The interpretation of life is thoroughly poetic, but it is based on fact. The characters have tangible reality; they have the idiosyncrasies of men. The pastor is profoundly true, and so is Magda, though the interpretative power of poetry raises both into the realm of the enduringly significant. Similarly Heinrich is himself, but also the creative worker of all time. Driven by his ideal from the warm hearthstones of men, he falters upon that frosty height: seeking to realise impersonal aims and rising to a hardy rapture, he is broken in strength at last by the "still, sad music of humanity."

Except for the half humorous and not wholly successful interlude of Schluck and Jau, Hauptmann neglected the poetic drama until 1902, when he presented on the boards of the famous Burgtheater at Vienna, Henry of Aue. There is little doubt but that this play will ultimately rank as the most satisfying poetic drama of its time. Less derivative and uncertain in quality than the plays of Stephen Phillips, less fantastic and externally brilliant than those of Rostand, it has a soundness of subject matter, a serene nobility of mood, a solidity of verse technique above the reach of either the French or the English poet. Hauptmann chose as his subject the legend known for nearly seven hundred years through the beautiful Middle High German poem of Hartmann von der Aue—the legend of that great knight and lord who was smitten with leprosy, and whom, according to the mediaeval belief, a pure maiden desired to heal through the shedding of her blood. But God, before the sacrifice could be consummated, cleansed the knight's body and permitted to him and the maiden a united temporal happiness. This story Hauptmann takes exactly as he finds it. But the characters are made to live with a new life. The stark mediaeval conventions are broken and the old legend becomes living truth. The maiden is changed from an infant saint fleeing a vale of tears into a girl in whom the first sweet passions of life blend into an exaltation half sexual and half religious, but pure with the purity of a great flame. The miracle too remains, but it is the miracle of love that subdues the despairing heart, that reconciles man to his universe, and that slays the imperiousness of self. Thus Henry, firmly individualised as he is, becomes in some sense, like all the greater protagonists of the drama, the spirit of man confronting eternal and recurrent problems. The minor figures—Gottfried, Brigitte, Ottacker—have the homely and delightful truth that is the gift of naturalism to modern, literature.

Hauptman's next play was a naturalistic tragedy, one of the best in that order, Rose Bernd. Then followed, from 1905 to 1910, a series of plays in which he let the creative imagination range over time and space. In Elga he tells the story of an old sorrow by means of the dream-technique of Hannele; in And Pippa Dances, he lets the flame of life and love flicker its iridescent glory before man and super-man, savage and artist; in The Maidens of the Mount he celebrates the dream of life which is life's dearest part; in Charlemagne's Hostage and in Griselda he returns to the interpretation and humanising of history and legend.

The last of these plays is the most characteristic and important. It takes up the old story of patient Grizzel which the Clerk of Oxford told Chaucer's pilgrims on the way to Canterbury. But a new motive animates the fable. Not to try her patience, not to edify womankind, does the count rob Griselda of her child. His burning and exclusive love is jealous of the pangs and triumphs of her motherhood in which he has no share. It is passion desiring the utter absorption of its object that gives rise to the tragic element of the story. But over the whole drama there plays a blithe and living air in which, once more, authentic human beings are seen with their smiling or earnest faces.

A stern and militant naturalistic drama, The Rats (1911), and yet
another play of the undoing of the artist through the woman, Gabriel
Schilling's Flight
(1912), close, for the present, the tale of
Hauptmann's dramatic works.

VIII

These works, viewed in their totality, take on a higher significance than resides in the literary power of any one of them. Hauptmann's career began in the years when the natural sciences, not content with their proper triumphs, threatened to engulf art, philosophy and religion; in the years when a keen and tender social consciousness, brooding over the temporal welfare of man, lost sight of his eternal good. And so Hauptmann begins by illustrating the laws of heredity and pleading, through a creative medium, for social justice. The tacit assumptions of these early plays are stringently positivistic: body and soul are the obverse and reverse of a single substance; earth is the boundary of man's hopes.

With The Assumption of Hannele a change comes over the spirit of his work. A thin, faint voice vibrates in that play—the voice of a soul yearning for a warmer ideal. But the rigorous teachers of Hauptmann's youth had graven their influence upon him, and the new faith announced by Heinrich in The Sunken Bell is still a kind of scientific paganism. In Michael Kramer (1900), however, he has definitely conquered the positivistic denial of the overwhelming reality of the ultimate problems. For it is after some solution of these that the great heart of Kramer cries out. In Henry of Aue the universe, no longer a harsh and monstrous mechanism, irradiates the human soul with the spirit of its own divinity. These utterances are, to be sure, dramatic and objective. But the author chooses his subject, determines the spirit of its treatment and thus speaks unmistakably.

Nor is directer utterance lacking, "The Green Gleam," Hauptmann writes in the delicately modelled prose of his Griechischer FrÜhling, "the Green Gleam, which mariners assert to have witnessed at times, appears at the last moment before the sun dips below the horizon…. The ancients must have known the Green Gleam…. I do not know whether that be true, but I feel a longing within me to behold it. I can imagine some Pure Fool, whose life consisted but in seeking it over lands and seas, in order to perish at last in the radiance of that strange and splendid light. Are we not all, perhaps, upon a similar quest? Are we not beings who have exhausted the realm of the senses and are athirst for other delights for both our senses and our souls?" The author of Before Dawn has gone a long journey in the land of the spirit to the writing of these words, and of still others in Gabriel Schilling's Flight: "Behind this visible world another is hidden, so near at times that one might knock at its gate…." But it is the journey which man himself has gone upon during the intervening years.

Thus Hauptmann's work has not only created a new technique of the drama; it has not only added unforgettable figures to the world of the imagination: it has also mirrored and interpreted the intellectual history of its time. His art sums up an epoch—an epoch full of knowledge and the restraints of knowledge, still prone, so often, before the mechanical in life and thought; but throughout all its immedicable scepticism full of strange yearnings and visited by flickering dreams; and even in its darkest years and days still stretching out hands in love of a farther shore. Once more the great artist, his vision fixed primarily upon his art, has most powerfully interpreted man to his own mind.

LUDWIG LEWISOHN.

                                                                                                                                                                                                                                                                                                           

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