CHAPTER III THE RATIONALIZING AND SOCIALIZING AGENCIES IN EARLY SOCIETY 1. THREE LEVELS OF CONDUCT

A young man may enter a profession thinking of it only as a means of support. But the work requires foresight and persistence; it broadens his interests; it develops his character. Like Saul, he has gone to search for asses, he has found a kingdom. Or he may marry on the basis of emotional attraction. But the sympathies evoked, the coÖperation made necessary, are refining and enlarging his life. Both these cases illustrate agencies which are moral in their results, although not carried on from a consciously moral purpose.

Suppose, however, that children are born into the family. Then the parent consciously sets about controlling their conduct, and in exercising authority almost inevitably feels the need of some standard other than caprice or selfishness. Suppose that in business the partners differ as to their shares in the profits, then the question of fairness is raised; and if one partner defaults, the question of guilt. Or suppose the business encounters a law which forbids certain operations, the problem of justice will come to consciousness. Such situations as these are evidently in the moral sphere in a sense in which those of the preceding paragraph are not. They demand some kind of judgment, some approval or disapproval. As Aristotle says, it is not enough to do the acts; it is necessary to do them in a certain way,—not merely to get the result, but to intend it. The result must be thought of as in some sense good or right; its opposite as in some sense bad or wrong.

But notice that the judgments in these cases may follow either of two methods: (1) The parent or business man may teach his child, or practice in business, what tradition or the accepted standard calls for; or (2) he may consider and examine the principles and motives involved. Action by the first method is undoubtedly moral, in one sense. It is judging according to a standard, though it takes the standard for granted. Action by the second method is moral in a more complete sense. It examines the standard as well. The one is the method of "customary" morality, the other that of reflective morality, or of conscience in the proper sense.

The Three Levels and Their Motives.—We may distinguish then three levels of conduct.

1. Conduct arising from instincts and fundamental needs. To satisfy these needs certain conduct is necessary, and this in itself involves ways of acting which are more or less rational and social. The conduct may be in accordance with moral laws, though not directed by moral judgments. We consider this level in the present chapter.

2. Conduct regulated by standards of society, for some more or less conscious end involving the social welfare. The level of custom, which is treated in Chapter IV.

3. Conduct regulated by a standard which is both social and rational, which is examined and criticized. The level of conscience. Progress toward this level is outlined in Chapters V. to VIII.

The motives in these levels will show a similar scale. In (1) the motives are external to the end gained. The man seeks food, or position, or glory, or sex gratification; he is forced to practice sobriety, industry, courage, gentleness. In (2) the motive is to seek some good which is social, but the man acts for the group mainly because he is of the group, and does not conceive his own good as distinct from that of the group. His acts are only in part guided by intelligence; they are in part due to habit or accident. (3) In full morality a man not only intends his acts definitely, he also values them as what he can do "with all his heart." He does them because they are right and good. He chooses them freely and intelligently. Our study of moral development will consider successively these three levels. They all exist in present morality. Only the first two are found in savage life. If (1) existed alone it was before the group life, which is our starting-point in this study. We return now to our consideration of group life, and note the actual forces which are at work. We wish to discover the process by which the first and second levels prepare the way for the third.

The Necessary Activities of Existence Start the Process.—The prime necessities, if the individual is to survive, are for food, shelter, defense against enemies. If the stock is to survive, there must be also reproduction and parental care. Further, it is an advantage in the struggle if the individual can master and acquire, can outstrip rivals, and can join forces with others of his kind for common ends. To satisfy these needs we find men in group life engaged in work, in war or blood feuds, in games and festal activities, in parental care. They are getting food and booty, making tools and houses, conquering or enslaving their enemies, protecting the young, winning trophies, and finding emotional excitement in contests, dances, and songs. These all help in the struggle for existence. But the workmen, warriors, singers, parents, are getting more. They are forming certain elements of character which, if not necessarily moral in themselves, are yet indispensable requisites for full morality. We may say therefore that nature is doing this part of moral evolution, without the aid of conscious intention on man's part. To use the terms of Chapter I., we may call this a rationalizing and socializing process, though not a conscious moral process. We notice some of the more important agencies that are operative.

§ 2. RATIONALIZING AGENCIES

1. Work.—The earlier forms of occupation, hunting and fishing, call for active intelligence, although the activity is sustained to a great degree by the immediate interest or thrill of excitement, which makes them a recreation to the civilized man. Quickness of perception, alertness of mind and body, and in some cases, physical daring, are the qualities most needed. But in the pastoral life, and still more with the beginning of agriculture and commerce, the man who succeeds must have foresight and continuity of purpose. He must control impulse by reason. He must organize those habits which are the basis of character, instead of yielding to the attractions of various pleasures which might lead him from the main purpose. To a certain extent the primitive communism acted to prevent the individual from feeling the full force of improvidence. Even if he does not secure a supply of game, or have a large enough flock to provide for the necessities of himself and his immediate family, the group does not necessarily permit him to starve. The law "Whatsoever a man soweth that shall he also reap" does not press upon him with such relentless grasp as in the modern individualistic struggle for existence. Nevertheless it would be an entirely mistaken view of primitive group life to suppose that it is entirely a lazy man's paradise, or happy-go-lucky existence. The varying economic conditions are important here as measuring the amount of forethought and care required. It is the shepherd Jacob whose craft outwits Esau the hunter; and while the sympathy of the modern may be with Esau, he must remember that forethought like other valuable weapons may be used in a social as well as a selfish fashion. The early Greek appreciation of craft is probably expressed in their deification of theft and deception in Hermes. Agriculture and commerce, still more than preceding types of occupation, demand thoughtfulness and the long look ahead.

The differentiation of labor has been a powerful influence for increasing the range of mental life and stimulating its development. If all do the same thing, all are much alike, and inevitably remain on a low level. But when the needs of men induce different kinds of work, slumbering capacities are aroused and new ones are called into being. The most deeply-rooted differentiation of labor is that between the sexes. The woman performs the work within or near the dwelling, the man hunts or tends the flocks or ranges abroad. This probably tends to accentuate further certain organic differences. Among the men, group life in its simplest phases has little differentiation except "for counsel" or "for war." But with metal working and agricultural life the field widens. At first the specializing is largely by families rather than by individual choice. Castes of workmen may take the place of mere kinship ties. Later on the rules of caste in turn become a hindrance to individuality and must be broken down if the individual is to emerge to full self-direction.

2. The Arts and Crafts.—Aside from their influence as work, the arts and crafts have a distinctly elevating and refining effect. The textiles, pottery, and skilfully made tools and weapons; the huts or houses when artistically constructed; the so-called free or fine arts of dance and music, of color and design—all have this common element: they give some visible or audible embodiment for order or form. The artist or craftsman must make definite his idea in order to work it out in cloth or clay, in wood or stone, in dance or song. When thus embodied, it is preserved, at least for a time. It is part of the daily environment of the society. Those who see or hear are having constantly suggested to them ideas and values which bring more meaning into life and elevate its interests. Moreover, the order, the rational plan or arrangement which is embodied in all well-wrought objects, as well as in the fine arts in the narrow sense, deserves emphasis. Plato and Schiller have seen in this a valuable preparation for morality. To govern action by law is moral, but it is too much to expect this of the savage and the child as a conscious principle where the law opposes impulse. In art as in play there is direct interest and pleasure in the act, but in art there is also order or law. In conforming to this order the savage, or the child, is in training for the more conscious control where the law, instead of favoring, may thwart or oppose impulse and desire.

3. War.—War and the contests in games were serving to work out characteristics which received also a definite social reËnforcement: namely, courage and efficiency, a sense of power, a consciousness of achievement. All these, like craft, may be used for unmoral or even immoral ends, but they are also highly important as factors in an effective moral personality.

§ 3. SOCIALIZING AGENCIES

CoÖperation and Mutual Aid.[19]—Aside from their effects in promoting intelligence, courage, and ideality of life, industry, art, and war have a common factor by which they all contribute powerfully to the social basis of morality. They all require coÖperation. They are socializing as well as rationalizing agencies. Mutual aid is the foundation of success. "Woe to him who stands alone, e'en though his platter be never so full," runs the Slav proverb. "He that belongs to no community is like unto one without a hand." Those clans or groups which can work together, and fight together, are stronger in the struggle against nature and other men. The common activities of art have value in making this community of action more possible. CoÖperation implies a common end. It means that each is interested in the success of all. This common end forms then a controlling rule of action, and the mutual interest means sympathy. CoÖperation is therefore one of nature's most effective agencies for a social standard and a social feeling.

1. CoÖperation in Industry.—In industry, while there was not in primitive life the extensive exchange of goods which expresses the interdependence of modern men, there was yet much concerted work, and there was a great degree of community of property. In groups which lived by hunting or fishing, for instance, although certain kinds of game might be pursued by the individual hunter, the great buffalo and deer hunts were organized by the tribe as a whole. "A hunting bonfire was kindled every morning at daybreak at which each brave must appear and report. The man who failed to do this before the party set out on the day's hunt was harassed by ridicule."[20] Salmon fishery was also conducted as a joint undertaking. Large game in Africa is hunted in a similar fashion, and the product of the chase is not for the individual but for the group. In the pastoral life the care of the flocks and herds necessitates at least some sort of coÖperation to protect these flocks from the attacks of wild beasts and from the more dreaded forays of human robbers. This requires a considerable body of men, and the journeying about in company, the sharing together of watch and ward, the common interest in the increase of flocks and herds, continually strengthens the bonds between the dwellers in tents.

In the agricultural stage there are still certain forces at work which promote the family or tribal unity, although here we begin to find the forces which make for individuality at work until they result in individual ownership and individual property. Just as at the pastoral stage, so in this, the cattle and the growing grain must be protected from attacks by man and beast. It is only the group which can afford such protection, and accordingly we find the Lowland farmer always at the mercy of the Highland clan.

2. CoÖperation in War.—War and the blood feud, however divisive between groups, were none the less potent as uniting factors within the several groups. The members must not only unite or be wiped out, when the actual contest was on, but the whole scheme of mutual help in defense or in avenging injuries and insults made constant demand upon fellow feeling, and sacrifice for the good of all. To gain more land for the group, to acquire booty for the group, to revenge a slight done to some member of the group, were constant causes for war. Now although any individual might be the gainer, yet the chances were that he would himself suffer even though the group should win. In the case of blood revenge particularly, most of the group were not individually interested. Their resentment was a "sympathetic resentment," and one author has regarded this as perhaps the most fundamental of the sources of moral emotion. It was because the tribal blood had been shed, or the women of the clan insulted, that the group as a whole reacted, and in the clash of battle with opposing groups, was closer knit together.

"Ally thyself with whom thou wilt in peace, yet know
In war must every man be foe who is not kin."

"Comrades in arms" by the very act of fighting together have a common cause, and by the mutual help and protection given and received become, for the time at least, one in will and one in heart. Ulysses counsels Agamemnon to marshal his Greeks, clan by clan and "brotherhood (phratry) by brotherhood," that thus brother may support and stimulate brother more effectively; but the effect is reciprocal, and it is indeed very probable that the unity of blood which is believed to be the tie binding together the members of the group, is often an afterthought or pious fiction designed to account for the unity which was really due originally to the stress of common struggle.

3. Art as Socializing Agency.—CoÖperation and sympathy are fostered by the activities of art. Some of these activities are spontaneous, but most of them serve some definite social end and are frequently organized for the definite purpose of increasing the unity and sympathy of the group. The hunting dance or the war dance represents, in dramatic form, all the processes of the hunt or fight, but it would be a mistake to suppose that this takes place purely for dramatic purposes. The dance and celebration after the chase or battle may give to the whole tribe the opportunity to repeat in vivid imagination the triumphs of the successful hunter or warrior, and thus to feel the thrill of victory and exult in common over the fallen prey. The dance which takes place before the event is designed to give magical power to the hunter or warrior. Every detail is performed with the most exact care and the whole tribe is thus enabled to share in the work of preparation.

In the act of song the same uniting force is present. To sing with another involves a contagious sympathy, in perhaps a higher degree than is the case with any other art. There is, in the first place, as in the dance, a unity of rhythm. Rhythm is based upon coÖperation and, in turn, immensely strengthens the possibility of coÖperation. In the bas-reliefs upon the Egyptian monuments representing the work of a large number of men who are moving a stone, we find the sculptured figure of a man who is beating the time for the combined efforts. Whether all rhythm has come from the necessities of common action or whether it has a physiological basis sufficient to account for the effect which rhythmic action produces, in any case when a company of people begin to work or dance or sing in rhythmic movement, their efficiency and their pleasure are immensely increased. In addition to the effect of rhythm we have also in the case of song the effect of unity of pitch and of melody, and the members of the tribe or clan, like those who to-day sing the Marseillaise or chant the great anthems of the church, feel in the strongest degree their mutual sympathy and support. For this reason, the Corroborees of the Australian, the sacred festivals of Israel, the Mysteries and public festivals of the Greeks, in short, among all peoples, the common gatherings of the tribe for patriotic or religious purposes, have been attended with dance and song. In many cases these carry the members on to a pitch of enthusiasm where they are ready to die for the common cause.

Melodic and rhythmic sound is a unifying force simply by reason of form, and some of the simpler songs seem to have little else to commend them, but at very early periods there is not merely the song but the recital, in more or less rhythmic or literary form, of the history of the tribe and the deeds of the ancestors. This adds still another to the unifying forces of the dance and song. The kindred group, as they hear the recital, live over together the history of the group, thrill with pride at its glories, suffer at its defeats; every member feels that the clan's history is his history and the clan's blood his blood.

§ 4. FAMILY LIFE AS AN IDEALIZING AND SOCIALIZING AGENCY

Family life, so far as it is merely on the basis of instinct, takes its place with other agencies favored by natural selection which make for more rational and social existence. Various instincts are more or less at work. The sex instinct brings the man and the woman together. The instinct of jealousy, and the property or possessing instinct, may foster exclusive and permanent relations. The parental instinct and affection bind the parents together and thus contribute to the formation of the social group described in the preceding chapter. Considering now the more immediate relations of husband and wife, parents and children, rather than the more general group relations, we call attention to some of the most obvious aspects, leaving fuller treatment for Part III. The idealizing influences of the sex instinct, when this is subject to the general influences found in group life, is familiar. Lyric song is a higher form of its manifestation, but even a mute lover may be stimulated to fine thoughts or brave deeds. Courtship further implies an adaptation, an effort to please, which is a strong socializing force. If "all the world loves a lover," it must be because the lover is on the whole a likable rÔle. But other forces come in. Sex love is intense, but so far as it is purely instinctive it may be transitory. Family life needed more permanence than sex attraction could provide, and before the powerful sanctions of religion, society, and morals were sufficient to secure permanence, it is probable that the property interest of the husband was largely effective in building up a family life, requiring fidelity to the married relation on the part of the wife.

But the most far-reaching of the forces at work in the family has been the parental instinct and affection with its consequences upon both parents and children. It contributes probably more than any other naturally selected agency to the development of the race in sympathy; it shares with work in the development of responsibility. It is indeed one of the great incentives to industry throughout the higher species of animals as well as in human life. The value of parental care in the struggle for existence is impressively presented by Sutherland.[21] Whereas the fishes which exercise no care for their eggs preserve their species only by producing these in enormous numbers, certain species which care for them maintain their existence by producing relatively few. Many species produce hundreds of thousands or even millions of eggs. The stickleback, which constructs a nest and guards the young for a few days, is one of the most numerous of fishes, but it lays only from twenty to ninety eggs. Birds and mammals with increased parental care produce few young. Not only is parental care a valuable asset, it is an absolute necessity for the production of the higher species. "In the fierce competition of the animated forms of earth, the loftier type, with its prolonged nervous growth, and consequently augmented period of helplessness, can never arise but with concomitant increases of parental care." Only as the emotional tendency has kept pace with the nerve development has the human race been possible. The very refinements in the organism which make the adult a victor would render the infant a victim if it were without an abundance of loving assistance.[22]

Whether, as has been supposed by some, the parental care has also been the most effective force in keeping the parents together through a lengthened infancy, or whether other factors have been more effective in this particular, there is no need to enlarge upon the wide-reaching moral values of parental affection. It is the atmosphere in which the child begins his experience. So far as any environment can affect him, this is a constant influence for sympathy and kindness. And upon the parents themselves its transforming power, in making life serious, in overcoming selfishness, in projecting thought and hope on into the future, cannot be measured. The moral order and progress of the world might conceivably spare some of the agencies which man has devised; it could not spare this.

§ 5. MORAL INTERPRETATION OF THIS FIRST LEVEL

On this first level we are evidently dealing with forces and conduct, not as moral in purpose, but as valuable in result. They make a more rational, ideal, and social life, and this is the necessary basis for more conscious control and valuation of conduct. The forces are biological or sociological or psychological. They are not that particular kind of psychological activities which we call moral in the proper sense, for this implies not only getting a good result but aiming at it. Some of the activities, such as those of song and dance, or the simpler acts of maternal care, have a large instinctive element. We cannot call these moral in so far as they are purely instinctive. Others imply a large amount of intelligence, as, for example, the operations of agriculture and the various crafts. These have purpose, such as to satisfy hunger, or to forge a weapon against an enemy. But the end is one set up by our physical or instinctive nature. So long as this is merely accepted as an end, and not compared with others, valued, and chosen, it is not properly moral.

The same is true of emotions. There are certain emotions on the instinctive level. Such are parental love in its most elemental form, sympathy as mere contagious feeling, anger, or resentment. So far as these are at this lowest level, so far as they signify simply a bodily thrill, they have no claim to proper moral value. They are tremendously important as the source from which strong motive forces of benevolence, intelligent parental care, and an ardent energy against evil may draw warmth and fire.

Finally, even the coÖperation, the mutual aid, which men give, so far as it is called out purely by common danger, or common advantage, is not in the moral sphere in so far as it is instinctive, or merely give and take. To be genuinely moral there must be some thought of the danger as touching others and therefore requiring our aid; of the advantage as being common and therefore enlisting our help.

But even although these processes are not consciously moral they are nevertheless fundamental. The activities necessary for existence, and the emotions so intimately bound up with them, are the "cosmic roots" of the moral life. And often in the higher stages of culture, when the codes and instruction of morality and society fail to secure right conduct, these elementary agencies of work, coÖperation, and family life assert their power. Society and morality take up the direction of the process and carry it further, but they must always rely largely on these primary activities to afford the basis for intelligent, reliable, and sympathetic conduct.

Bagehot, Physics and Politics, 1890; BÜcher, Industrial Evolution, Eng. tr., 1901, Arbeit und Rythmus, 3rd ed., 1901; Schurtz, Urgeschichte der Kultur, 1900; Fiske, Cosmic Philosophy, Vol. II., The Cosmic Roots of Love and Self-sacrifice in Through Nature to God, 1899; Dewey, Interpretation of the Savage Mind, Psychological Review, Vol. IX., 1892, pp. 217-230; Durkheim, De la Division du Travail Social, 1893; P. Kropotkin, Mutual Aid, a Factor in Evolution, 1902; Ross, Foundations of Society, 1905, Chap. VII.; Baldwin, Article Socionomic Forces in his Dictionary of Philosophy and Psychology; Giddings, Inductive Sociology, 1901; Small, General Sociology, 1906; Tarde, Les Lois de l'Imitation, 1895; W. I. Thomas, Sex and Society, 1907, pp. 55-172; Gummere, The Beginnings of Poetry, 1901; Hirn, The Origin of Art, 1900.