PROTECTIVE IMPERIALISM AND TERRITORIAL EXPANSION

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The famous Inaugural Message of Jefferson gave more space to questions of domestic politics than to foreign problems, but it contained a clear definition of America's attitude towards Europe—a short and terse statement in which the President reiterated the principles which had guided him when Secretary of State. These were the same principles that underlay the foreign policies of the United States from the early days of the Revolution. They had already appeared in the Plan of Treaties drawn up by Adams in 1776; they had been solemnly proclaimed by Washington in his Farewell Address; and they still direct to a large extent America's attitude in her dealings with foreign nations on the American continent as well as abroad.

These principles were presented by Jefferson as being essentially the result of natural conditions for which the Americans themselves were not responsible: "Kindly separated by nature and a wide ocean from the exterminating havoc of one quarter of the globe; too high-minded to endure the degradations of others; possessing a chosen country, with room enough for our descendants to the hundredth and thousandth generation", there was only one course for the American people to follow: "commerce and honest friendship with all nations—entangling alliances with none."

Thanks to the Republican victory, America no longer had to pay any attention to the political convulsions which were tearing the vitals of the Old World. The American experiment no longer depended on the issue of the French Revolution. The Argosy had weathered the storm; America had become the sole arbiter of her destinies, she had become, Jefferson proclaimed, "a standing monument and example for the aim and imitation of the people of other countries; and I join with you in the hope and belief that they will see, from our example, that a free government is of all others the most energetic; that the inquiry which has been excited among the mass of mankind by our revolution and its consequences, will ameliorate the condition of man over a great portion of the globe."

Such a declaration should not be mistaken for a manifestation of a missionary spirit by which Jefferson was never moved and which was absolutely abhorrent to his nature. America was not to engage in any crusade. She was not to preach a new gospel of liberty to the oppressed peoples of the earth. She had proclaimed no DÉclaration europÉenne des droits de l'homme et du citoyen, as the French Revolution had ambitiously done. She was not sending overseas to the shackled nations a call to throw off the yoke and liberate themselves. Such declarations would have seemed to Jefferson idle and dangerous. Every people had to work out their own salvation; any attempt by America to help and encourage them would only embroil her in difficulties which would retard her own development. She could best serve the cause of humanity by standing aloof and simply existing as an example which others, if they had eyes to see, could not fail sooner or later to imitate. It was essentially the doctrine which has been so often expounded by the non-interventionists every time America has been invited to coÖperate with Europe.

This doctrine therefore was not the expression of a passing mood; it constituted one of the fundamental principles of Americanism and had a permanent value, because, as Montesquieu would have said, it was the result of "the nature of things", and not a deduction drawn from an a priori principle. On the other hand, it contained a new and interesting affirmation of the unquestionable superiority of the American people over all the peoples of the earth, not only morally but intellectually; and this was not forgotten either, for the "high-mindedness" of Jefferson was echoed and reflected more than a hundred years later in the "too proud to fight" of Woodrow Wilson. Taken in itself, this statement was no worse than so many statements made in political speeches; all peoples like to be told and to believe that they are a chosen people. But it must be confessed that Jefferson drew very dangerous conclusions from that uniqueness of America's position.

One of the earliest and frankest expressions of that naÏve and almost unconscious imperialism appears in an unpublished letter to Doctor Mitchell. After discussing every possible subject under heaven, from frosts to mammoth bones and electricity, Jefferson concluded with this disquieting statement: "Nor is it in physics alone that we shall be found to differ from the other hemisphere. I strongly suspect that our geographical peculiarities may call for a different code of natural law to govern relations with other nations from that which the conditions of Europe have given rise to there."[425]

This idea was reiterated in a letter written to Short more than a year later. In it Jefferson laid down the principle, the moral foundation of American imperialism—a curious mixture of common sense, practical idealism, and moralizing not to be found perhaps in any other people, but more permanently American than typically Jeffersonian. To any sort of arrangement with Europe he was irreducibly opposed: "We have a perfect horror at everything connecting ourselves with the politics of Europe." In order to protect America from the wiles of the European diplomats, the best course was "in the meantime, to wish to let every treaty we have drop off without renewal. We call in our diplomatic missions, barely keeping up those to the most important nations. There is a strong disposition in our countrymen to discontinue even these; and very possibly it may be done." Jefferson admitted that the neutral rights of the United States might suffer; they would undoubtedly suffer temporarily, and one had to accept this as an unavoidable evil. But it would be only temporary: "We feel ourselves strong and daily growing stronger ... If we can delay but for a few years the necessity of vindicating the laws of nature on the ocean, we shall be the more sure of doing it with effect. The day is within my time as well as yours; when we may say by what laws other nations shall treat us on the sea. And we will say it."[426]

Nor was this imperialism purely theoretical. It was susceptible of immediate applications and it manifested itself openly in a letter written to James Monroe a few weeks later. The people of Virginia were most anxious to get rid of a band of malefactors guilty of insurgency, conspiracy, and rebellion. Had they been whites, the solution would have been easy enough, but it happened that they were colored people and they could not reasonably be sent to the northern boundary, or be provided with land in the Western Territory. Could these undesirables be pushed into the Spanish sphere of influence? To this solution Jefferson was unequivocally opposed and for reasons worth considering: "However our present situation may restrain us within our own limits," he wrote to Monroe, "it is impossible not to look forward to distant times, when our rapid multiplication will expand itself beyond those limits, and cover the whole northern, if not the southern continent, with a people speaking the same language, governed in similar forms, and by similar laws; nor can we contemplate either blot or mixture on that surface."[427]

Truly enough, Jefferson said at the beginning of the letter that publication of his views might have an ill effect in more than one quarter. I shall not even advance the theory that Jefferson's foreign policies constituted a systematic effort to put such a program into effect. But that such aspirations and ambitions existed in his mind and influenced him to a certain extent cannot be denied, and they should not be overlooked in any discussion of his attitude during the negotiations that led to the purchase of Louisiana.

Many of Jefferson's contemporaries, and not a few American historians, have harshly criticized him for buying Louisiana from France, when no clause in the Constitution authorized the acquisition of new territory. On the French side, not only historians but even Bonaparte's brother considered that the cession, without the previous consultation of the Chambers, of a colony recently recovered by France was an act arbitrary and unconstitutional. Both principals have been condemned and praised by posterity, but there is no doubt that the full responsibility for the transaction rests not upon the peoples of France and America, but on the President of the United States and the Premier Consul. It was remarkable that two great minds, so divergent in their views and principles, should meet on a common ground instead of clashing. On neither side was it a triumph of idealism, but of that enlightened self-interest which, according to Jefferson, directs the actions of men as well as of nations.

Nor were they entirely unsupported by the public opinion of their respective countries. I have already indicated in a preceding book[428] that a friendly conspiracy seems to have been organized in France in order to induce the First Consul, and chiefly Talleyrand, to acquiesce in the cession. At any rate, it appears from several letters of Volney that the Ideologists were anxious to avoid an open conflict with the United States and, at the same time, to promote a measure which, in their opinion, would insure the growth and prosperity of the Republican Promised Land. Volney, himself one of the "voyageurs" of the Directory, had made a trip to the West and come back fully convinced that France could never hope to develop an empire in the Mississippi Valley. The few scattered French colonists who remained isolated in the Middle West were condemned to be gradually absorbed by the influx of American pioneers and to disappear before the rising flood of American colonization. The question of the lower valley of the Mississippi was different, to be sure, but if the United States were thwarted in their development, if they were hemmed in on every side by powerful neighbors, the theory of Montesquieu that only small nations could adopt the republican system of government would seem vindicated. It was not only the fate of the United States which was at stake, but the fate of the doctrine of popular government, and it was the duty of all liberals to bend every effort to make more secure the prosperity of America.

On the other hand, as we have already seen in previous chapters, while Jefferson was satisfied to leave Louisiana in the hands of Spain, at least temporarily, he had always watched for a favorable opportunity to unite the Spanish colonies to the main body of the United States. It was not so much desire of expansion and imperialism as the conviction that colonies were only pawns in the game of European politics; that they could change hands at any time according to the fortunes of war; that there existed consequently a permanent danger of seeing France recover some day her former colonies or, still worse, to have them fall into the hands of the British. With England, or possibly France, on the northern border, in the Floridas, on the Gulf, and in the valley of the Mississippi, the old dream of European domination of the North American continent would revive. The United States would be placed in the same position as the old colonies with reference to France. A clash could not be avoided; the issue would have to be fought out, until one of the adversaries should remain in full and undisputed possession of the whole northern part of the New World.

Although the Treaty of San Ildefonso, by which France was to recover and occupy Louisiana at the first favorable opportunity, was intended to remain secret, rumors that some deal had been concluded greatly disturbed the American Government. As early as March, 1801, Rufus King had been informed in London that such a cession was contemplated and learned that General Collot intended to leave for Louisiana with a considerable number of followers. On June 1, King called his Government's attention to the fact that the cession of Louisiana "might enable France to extend her influence, and perhaps her dominion, up the Mississippi; and through the Lakes even up to Canada." The information caused great concern to the British Government, and Lord Hawkesbury had acquainted the American minister with the rumors. At that time, King, who was evidently familiar with the views of Jefferson on the matter, had answered by quoting Montesquieu that "it is happy for trading powers, that God has permitted Turks and Spaniards to be in the world, since of all nations they are the most proper to possess a great empire with insignificance." The purport of this quotation being, he wrote, that, "we are contented that the Floridas remain in the hands of Spain, but should not be willing to see them transferred, except to ourselves." It was a double-edged answer, since it set at nil any hope the British might have had of occupying Louisiana and the Floridas; and at the same time it constituted a very accurate statement of the position maintained by Jefferson when Secretary of State in all his dealings pertaining to the Spanish colonies.

This policy was clearly defined in the general observations communicated by the President to Charles Pinckney, minister in Madrid (June 9, 1801) and in the instructions given to Livingston, hastening his departure for France (September 28, 1801). Jefferson did not know yet what part of the Spanish colonies was to be ceded to France and was more preoccupied with the eventuality of the cession of the Floridas. The solution preferred for the present was clearly the status quo. Should the cession have irrevocably taken place, the rights to the navigation of the Mississippi were to be safeguarded, and if possible France should be induced "to make over to the United States the Floridas, if included in the cession to her from Spain, or at least West Florida, through which several of our rivers (particularly the important river Mobile) empty themselves into the sea." Finally, if the cession had never been contemplated, Livingston was instructed to induce France "to favor experiments on the part of the United States, for obtaining from Spain the cession in view."

The die was cast; for the first time the United States took the position that the time had come for them to control the territory extending between their States and the Gulf of Mexico, and to insure the peaceful and unquestioned rights of navigation on the Mississippi. From the point of view of international law or droit des gens, Madison reiterated the doctrine of Jefferson, that it was a natural law that the States should have access to the sea; and in this particular instance he hinted at another principle—the application of which to the old territories of Europe would be far-reaching—namely that the nation possessing a certain river was entitled also to the mouth of the river. But this again was probably in his opinion one of these "natural laws" which applied to America only. At the end of November, Rufus King sent to Madison a copy of the treaty between the Prince of Parma and Lucien Bonaparte, signed at Madrid, March 31, 1801, and in December he had the opportunity of mentioning the possibility of France paying her debts by ceding Louisiana back to the United States, which only brought the curt answer that "none but spendthrifts satisfy their debts by selling their lands."

Livingston, in a letter to Rufus King, took the view that the cession would be disastrous not only to the United States but to Spain and England, since the French would not fail to contract alliance with the Indians and to renew relations with "the peasantry of Canada", rendering the possessions of Britain very precarious. He could only hope that King would do his utmost to "induce the British ministry to throw all the obstacles in their power in the way of a final settlement of this business, if it is not already too late."

The British ministry refused to take the hint. Unwelcome as the passing of Louisiana into French hands might be considered they were not disposed to endanger the success of the negotiations shortly to be begun at Amiens, and Rufus King was told that the subject would not even be mentioned by Lord Hawkesbury.[429] Evidently England never intended to draw the chestnuts out of the fire for the sole benefit of the United States, and Livingston alone was left to face the situation. The letter he wrote on his own initiative, unable as he was to consult the home government, was somewhat blunt in tone. He called attention to the fact that the arrival in Louisiana or Florida of a large body of French troops could not fail to alarm the people of the Western Territory. He conceded that no protest could be made under the sixth article of the Treaty of 1778, since it had been superseded by the agreement of September 30, 1800; but he maintained that even in the absence of a formal treaty the clause expressed a very desirable policy, that at least the United States wished to know exactly the boundaries of the territory ceded by Spain. At the same time, he discreetly added that "the government of the United States desired to be informed how far it would be practicable to make such arrangements between their respective governments as would, at the same time, aid the financial operations of France, and remove, by a strong and natural boundary, all future causes of discontent between her and the United States."

These different reports, and particularly Livingston's letter to King, of December 30, created some perturbation in the mind of Jefferson, and on March 16, Madison wrote the American minister in Paris "that too much circumspection could not be employed." The great danger was that any sort of a combination with Great Britain would have to be paid later in kind or in territory. While Madison sent recommendations to Pinckney and to Livingston, the clear wish of Jefferson was to keep out England as much as possible. It was at that time that the President decided to take a hand directly in the negotiations. At the beginning of April, 1802, Du Pont de Nemours had written Jefferson that political as well as commercial considerations made it imperative for him to go to France for a short visit. Jefferson saw at once a possibility to use Du Pont as in the past he had employed Lafayette, and asked him to come to Washington to become acquainted "with certain matters that could not be committed to paper."[430]

Very significantly he added: "I believe that the destinies of great countries depend upon it, such is the crisis now existing." As Du Pont answered that he could not possibly see the President before sailing, Jefferson decided to explain his point of view fully in a long letter and at the same time he expressed himself even more forcibly in a letter to Livingston which he asked Du Pont to read before sealing it.

The two letters complete and explain each other. First of all, Jefferson rejected as a very imperfect solution the granting free access to the sea to the territories situated on the left bank of the Mississippi. He bluntly declared that although America had a more natural and instinctive friendship for France than for any other nation, it was quite certain that the national characteristics of the two peoples were so divergent that they could not live peacefully side by side for any length of time. Even the cession by France of the Floridas and New Orleans would be only a palliative which might delay but not suppress the unavoidable conflict.[431] The only solution was for France to give up entirely the rights she had acquired under the Treaty of San Ildefonso and to return to the status quo. Any attempt by Bonaparte to send soldiers to Louisiana would be considered as a casus belli, and the President wrote significantly: "Peace and abstinence from European interference are our objects, and so will continue while the present order of things in America remains uninterrupted." If, on the other hand, France insisted upon taking possession of Louisiana, it was the declared intention of Jefferson to come to an agreement with England, then to launch an expedition against New Orleans, to occupy the territory claimed by France, so as to prevent any new European nation from setting foot on the continent. That this policy of non-colonization should apply to South America as well as to the northern continent was evidently in the mind of the President, since he declared that after the annihilation of the French fleet, two nations—America and Great Britain—would rule the sea, and the two continents would be practically "appropriated by them."

The threat was so formidable that Du Pont refused to believe that it was seriously meant. He saw at once that if such representations were made to the First Consul, even with proper diplomatic precautions, they would be looked upon by him as a challenge that could not be ignored. "Give up that country, or we shall take it", is not at all persuasive. "We will defend it", is the answer that comes naturally to any man. Furthermore, the old Physiocrat predicted that if the United States ever followed such a policy, they would lose their prestige as a democratic and peaceful nation. Jefferson would thus play into the hands of the militaristic faction which ambitioned the conquest of Mexico; if, on the contrary, Mexico were to be emancipated, it might become a dangerous neighbor for the United States. He consequently urged Jefferson to accept what he considered as a much more sensible program, namely a compromise which would insure free access to the sea to "the territories of the Cumberland, the Wabash and both banks of the Ohio." Finally he warned the President against entering into such an alliance with England, since England would never permit the United States to become a naval power of first importance. If, however, the United States insisted on having a free hand in the South, was it not possible, in view of the impending war between France and England, to permit France to recover Canada instead of Louisiana, and to tell Bonaparte: "Give us Louisiana and at the first opportunity we shall restore Canada to you"?

Even if that were refused, if nothing could remove Jefferson's objection to the establishment of a French colony on the northern continent, there was still a possibility of giving satisfaction to both parties concerned without unduly irritating the national pride of either. This was simply for America to buy from France her claim on the Southern territory. True to his training and doctrine, Du Pont had devised a commercial solution to a political problem. The question of Louisiana was to be treated as a business, with a political background to be sure, but essentially on business terms.

The answer of Jefferson has unfortunately disappeared and was probably destroyed by Du Pont; but another letter of the old Physiocrat permits us to reconstruct its contents. Jefferson contended that the United States had no money and could not afford to pay any important amount for such a purchase. To which Du Pont answered that purchasing would be infinitely more economical than going to war:

The sum offered and accepted will not exclude any compensation for all or part of the sum which might be paid to you under the treaty. To agree on the price is the important thing. To arrange for the forms of payment, to charge against it legitimate reductions is only a secondary matter, which will take care of itself. All the rest of your instructions is easy to follow, and I shall follow them exactly.

Then proving himself to be as good a prophet as a philosopher Du Pont added that Bonaparte would be more attracted by a frank and complete proposal than by a compromise: "I hope it will succeed because Bonaparte is a man of genius, and his character is much above ordinary ideas."[432]

It is not entirely to the credit of Jefferson that, when he was thus declaring to Du Pont that the United States could not afford to negotiate on such a basis, Madison, on May 1, 1802, was writing to Livingston, asking him to ascertain precisely the price at which the Floridas, "if included in the cession would be yielded to the United States."

The whole story of the negotiations as it appears in the Jefferson papers and in the documents published in the Annals of Congress would be worth retelling in detail. The evasions of the French minister Talleyrand, the reticences of the Spanish ambassador as to the true extent of the cession, the attempts of Rufus King to determine the British Government to throw their influence on the side of the United States, the blundering efforts of Livingston to place the case of his Government before the eyes of Bonaparte, form one of the most complicated and fascinating diplomatic mazes in which the inexperienced and not highly skillful agents of the United States tried to find their way. Livingston, who thought himself very adroit, was particularly unfelicitous in his tone. The conclusion of the memoir he wrote on August 10 and had printed for distribution to the French Government may give an idea of his style:

In reasoning upon this subject, I have confined myself to such observations as obviously presented themselves, without seeking any of those subtleties which may serve to mislead the judgment. I have candidly exposed the plainest facts, in the simplest language. If ever they are opposed, it will be by a contrary course. Eloquence and sophistry may reply to them and may obscure them; but time and experience will evince their truth.

Such a language may have seemed to the American minister candid and honest, but addressed to Bonaparte and Talleyrand it was very undiplomatic, to say the least. One cannot help feeling, on reading the documents, that had Livingston wished to break off negotiations he would not have expressed himself otherwise, and it is difficult to share the opinion of Henry Adams, who claimed for the American minister most of the credit for bringing the negotiations to a successful conclusion.

By the end of the summer 1802, it appeared that, before going any further, France intended to take possession of Louisiana, and Du Pont knew only too well that such a step would cause an irresistible outburst of public opinion in the United States. He kept in constant touch with Livingston, giving counsels of moderation and patience. He even proposed the project of a treaty which in his opinion would give temporary satisfaction to the United States while being acceptable to France. This plan included the cession of New Orleans and the Floridas, reserving for French vessels the same treatment as for American shipping; France to keep all the territories on the right bank of the Mississippi, but the navigation of the river to be free to both nations. Finally the United States were to pay the sum of six million dollars for the territories described in the first article.[433]

In the meantime things were moving fast in America. The suspension of the right of deposit by the Spanish authorities was taxing the none too strong endurance of the inhabitants of the western territory, and the war party was making great progress. Madison wrote on November 27, 1802, that should the Spanish intendant prove as obstinate as he has been ignorant or wicked, nothing can temperate the irritation and indignation of the Western country, but a persuasion that the energy of their own government will obtain from the justice of that of Spain the most ample redress.[434]

In his message to Congress read on December 15, the President included a short paragraph pregnant with significance:

The cession of the Spanish province of Louisiana to France, which took place in the course of the late war, if carried into effect, makes a change in the aspect of our foreign relations which will doubtless have just weight in any deliberation of the Legislature connected with that subject.

This sentence could have only one meaning: that if France took possession of Louisiana, appropriations would be in order to prevent her from establishing herself permanently in the territory. It was a direct threat of war. The President had apparently given up any hope of reaching an agreement and was yielding to the war party.

On December 17 it was, on motion of Randolph:

Resolved, That the President of the United States be requested to cause to be laid before this house such papers as are in the possession of the Department of State as relate to the violation on the part of Spain, of the Treaty of Friendship, Limits, and Navigation, between the United States and the King of Spain.

Jefferson complied with this request on December 22, averring that he "was aware of the obligation to maintain, in all cases, the rights of the nation, and to employ, for that purpose, those just and honorable means which belong to the character of the United States."[435]

There is no doubt that the President himself had lost patience and that the United States were rapidly drifting towards overt acts that could only have war as a consequence. On January 4 it was moved in the House that the President be requested to communicate all the information at his disposal on the reported cession of Louisiana. Then quite unexpectedly, on January 11, Jefferson sent to the Senate a message recommending that James Monroe be appointed special envoy to France with full powers, "jointly with Mr. Livingston to enter into a treaty or convention with the First Consul of France, for the purpose of enlarging and more effectually securing, our rights and interests in the river Mississippi, and in the territories eastward thereof." The next day, the House, on recommendation of a committee which presented a lengthy report, voted an appropriation of "two million dollars to defray the expenses which may be incurred in relation to the intercourse between the United States and foreign nations."

The sudden change in Jefferson's attitude can largely be attributed to the fact that, between December 15 and January 11, he had received a letter sent from Paris by Du Pont de Nemours on October 4,[436] submitting a tentative plan for a treaty and discounting the pessimistic reports of Livingston. There is not the slightest doubt that the President was much impressed by Du Pont's letter. On January 18, Madison wrote to Pinckney:

In order to draw the French government into the measure, a sum of money will be made part of our propositions.... From a letter received by the President from a respectable person, it is inferred, with probability that the French government is not averse to treat on those grounds; and that such a disposition must be strengthened by circumstances of the present moment.[437]

Finally Jefferson himself wrote to Du Pont that his letter had been received with particular satisfaction, because while it held up terms that could not be entirely yielded, "it proposed such as a mutual spirit of accommodation and sacrifice may bring to some point of union."[438]

The President indicated, however, that the action of Spain in suspending the rights of deposit had rendered imperative an immediate settlement: "Our circumstances are so imperious as to admit of no delay as to our course; and the use of the Mississippi so indispensable, that we cannot hesitate one moment to hazard our existence for its maintainance." Despite this more conciliatory tone, the President did not recede from the position he had taken previously with Du Pont. He repeated that the country was in no position to offer such a sum as mentioned by Mr. Du Pont (six million dollars) in order to insure the purchase of the said territory.

In this, Jefferson was to some extent guilty of double-dealing with his friend, or at least of not laying all his cards on the table. The instructions given to Monroe and Livingston on March 2, 1803, specified that "should a greater sum (than two million dollars) be made an ultimatum on the part of France, the President has made up his mind to go as far as fifty millions of livres tournois, rather than to lose the main object." Incidentally, this passage explains how Monroe and Livingston could feel authorized to accept the proposal to purchase the whole territory for sixty million francs. They were not so bold as is commonly supposed, since they were empowered by the President to go as far as fifty million for part only of Louisiana. Whether Jefferson had the constitutional right to promise such a sum without formal approval of Congress is quite another matter. It is only fair, however, to recall here that, due to the difficulty of communicating between Washington and Paris and the urgency of the situation, it was an absolute necessity to give considerable leeway to the plenipotentiaries and to provide for every possible emergency. But it must also be remembered that had not Jefferson taken at that precise time the responsibility of engaging the resources of the United States, neither Livingston nor Monroe would have felt authorized to sign a transaction involving six times the sum voted by the House of Representatives. The blame or praise, whatever it may be, must in final analysis fall entirely on Jefferson.

It is not without some interest to notice here that Livingston was entirely unaware of the value of Du Pont de Nemours' plan. Unable to pin down Talleyrand or Lebrun, he soon came to the conclusion that it was impossible to treat and that he might as well leave Paris. "I see very little use for a minister here, where there is but one will; and that will governed by no object but personal security and personal ambition; were it left to my discretion, I should bring matters to some positive issue, or leave them, which would be the only means of bringing them to an issue."[439] He maintained to the last minute that Du Pont de Nemours had given the French government "with the best intentions, ideas that we shall find hard to eradicate, and impossible to yield to",[440] and on hearing that Monroe had been appointed, following receipt of Du Pont's letter, he answered that he was much surprised that Du Pont should talk "of the designs of this court, the price, &c., because he must have derived these from his imagination only, as he had no means of seeing anybody here that could give him the least information."[441]

Who was the better informed of the two it is not easy to decide. But by a curious coincidence, while Livingston was writing this in Paris, the ink was hardly dry on the instructions to Monroe which contained this striking paragraph: "It is to be added that the overtures committed to you coincide in great measure with the ideas of the person through whom the letter of the President of April 30, 1802, was conveyed to Mr. Livingston, and who is presumed to have gained some insight into the present sentiments of the French Cabinet."[442]

The very same day Du Pont was able to write Jefferson that he had several times seen Talleyrand and Lebrun and that the French Government had decided to give every possible satisfaction to the United States. On April 6, he added, without giving any detail, that good progress had been made; but that he had not told everything to Livingston.

There is little doubt that the letter of Du Pont made Jefferson delay any strong measure in the Mississippi Valley affair and stayed the hand of the God of War. If negotiations had been broken off at that point, it was the intention of the British government "to send an expedition to occupy New Orleans."[443] What the consequences of such an action would have been can easily be surmised.

The rest of the story lies outside of our province, since Jefferson had nothing to do directly with it. BarbÉ-Marbois has told the dramatic scene of Easter Sunday, April 10, 1803, when Bonaparte called in two ministers and gave the first indication that he considered the whole colony lost and that it might be better to give it up entirely. The next morning the First Consul requested Marbois to act as plenipotentiary and to see Livingston at once. When Monroe arrived, a preliminary understanding had been reached. The treaty was concluded on May 4 and signed four days later, although it was antedated and marked April 30.

The question of deciding whether Jefferson had foreseen the possibility of acquiring the whole territory of Louisiana and had given to Monroe instructions to that effect has provided his biographers, whether friendly or unfriendly, with a nice bone to pick. It seems here that a distinction must be established between the wishes of the President and what he considered within the range of actual possibilities. From his letters to Lafayette and Du Pont de Nemours, it is easily perceived that he was unequivocally opposed to the reinstatement of France on any part of the continent. On this point he never varied. On the other hand, he had soon become convinced that France would never relinquish such an enormous territory without a compensation that the United States could not afford to pay. He limited his plans very soon to the acquisition of the two Floridas, which he supposed had been made part of the transaction, so as to give the United States access to the Gulf, while taking a strong position on the Mississippi River. In his letter to Du Pont de Nemours dated February 1, 1803, he reiterated that the United States wanted and needed the Floridas, that "whatever power, other than ourselves, holds the country east of the Mississippi, becomes our natural enemy." But further he did not go. On February 27, 1803, he wrote to Governor Harrison a letter which seems to settle the question: "We bend our whole views to the purchase and settlement of the country on the Mississippi, from its mouth to its northern regions, that we may be able to present as strong a front on our western as on our eastern border, and plant on the Mississippi itself the means of its own defence." As for the Indians, they were either "to be incorporated with us as citizens of the United States, or removed beyond the Mississippi." Finally the letter written on July 29 to Livingston and Monroe is as definite a statement as can be desired and ought to set the controversy at rest:

When these (your instructions and commission) were made out, the object of the most sanguine was limited to the establishment of the Mississippi as our boundary. It was not presumed, that more could be sought by the United States, either with a chance of success, or perhaps without being suspected of a greedy ambition, than the island of New Orleans and the two Floridas.... Nor was it to be supposed that in case the French government should be willing to part with more than the territory on our side of the Mississippi, an arrangement with Spain for restoring the territory on the other side, would not be preferred to a sale of it to the United States.... The effect of such considerations was diminished by no information, or just presumptions whatever.[444]

Whatever may have been Jefferson's satisfaction on hearing the news, he did not write himself to the commissioners to congratulate and thank them in the name of the nation. He was not the man to make grand gestures. The Virginian could be as self-restrained as any New Englander, as appears from a letter to Horatio Gates in which the two envoys are mentioned: "I find our opposition very willing to pluck feathers from Monroe, although not fond of sticking them into Livingston's coat. The truth is, both have a just proportion of merit; and were it necessary or proper, it would be shown that each has rendered peculiar services and of important value."[445] More than that he did not say, and probably said very little more to Monroe, his friend and "ÉlÈve" when he came back from France.

Congress had been called for October 17, to ratify the treaty; but before that date, Jefferson sent letters and questionnaires all around in order to gather any possible information on the limits, geography, resources and condition of the inhabitants of the newly acquired territory. In a letter to Breckenridge (August 12, 1803), he expressed himself more freely than to any other correspondent. First of all he admitted that he was somewhat disappointed at having being unable to secure the Floridas. But it was only a delayed opportunity; sooner or later Spain would engage in some war, and the realistic politician added: "If we push them strongly with one hand, holding out a price in the other, we shall certainly obtain the Floridas, and all in good time." For the present, the United States, without claiming possession of the Spanish territories, would act pretty freely: "In the meantime, without waiting for permission, we shall enter into the exercise of the natural right we have always insisted on with having a right of innocent passage through them to the ocean. We shall prepare her to see us practice on this, and she will not oppose it by force."

He had already heard many objections to the treaty; of all of them he disposed summarily. He did not take seriously the danger mentioned by the Federalists of seeing a fringe of States, different in interest from the original States, form along the Mississippi and threaten the homogeneity of the Union. If it came to the worst, it would be better for the United States to have as neighbors along the western border a Federation of States inhabited by a people of the same blood than a Spanish or French dominion. Then Jefferson prophetically outlined the development of the West as he foresaw it. The inhabited part of Louisiana was to become a new State as soon as possible. Above Pointe CoupÉe, the best procedure was probably to move the Indians across the river and to fill the vacant territories with white colonists. "When we shall be full on this side, we may lay off a range of States on the western bank from the head to the mouth, and so, range after range, advancing compactly as we multiply."

As to the constitutionality of the purchase, he admitted there was no article of the Constitution authorizing the holding of foreign territory, and still less contemplating the incorporation of foreign nations into the Union. "The executives, in seizing the fugitive occurrence which so much advances the good of their country, have done an act beyond the Constitution." They were justified in doing it, however, just as much as a guardian has the right to invest money for his ward in purchasing an adjacent territory and saying to him when of age: "I did this for your good; I pretend to no right to bind you; you may disavow me, and I must get out of the scrape as I can: I thought it my duty to risk myself for you." This is another instance when Jefferson the lawyer discarded what he called "metaphysical subtleties" to look squarely at the facts and to do his duty as he saw it, "as a faithful servant."

The third annual message of the President was read before Congress on October 17. Written in simple language like all the State papers of Jefferson, it contained a graceful word for "the enlightened government of France", and pointed out soberly the advantages that would accrue to the United States from the purchase:

While the property and sovereignty of the Mississippi and its waters secure an independent outlet for the produce of the western States, and an uncontrolled navigation through their whole course, free from collision with other powers and the dangers to our peace from that source, the fertility of the country, its climate and extent, promise in due season important aids to our treasury, an ample provision for our posterity, and a wide-spread field for the blessings of freedom and equal laws.

The President avoided any specific recommendation on the measures to be adopted to incorporate into the Union the recently acquired territories, resting on the wisdom of Congress to determine the "measures which may be necessary for the immediate occupation and temporary government of the country; for rendering the change of government a blessing to our newly adopted brethren; for securing to them the rights of conscience and of property; for confirming to the Indian inhabitants their occupancy and self-government." The Senate ratified the treaty after a two-day discussion, the members voting strictly on party lines. It came before the House on the twenty-second. The discussion was hot and more prolonged; doubts as to the French title to the purchase were raised; doubts as to the constitutionality of the measure. The treaty proper was ratified on October 25, and on November 3 acts were passed authorizing the issue of bonds in order to pay France.

A letter of Jefferson to Livingston contains the epilogue of the negotiations. It is another very interesting instance of the way Jefferson knew how to handle men. Pichon, the French minister, had been instructed by his Government to secure a clause to the ratification providing "against any failure in time or other circumstances of execution on the part of the United States." Jefferson took the matter in hand himself and demonstrated to Pichon that in case the French Government insisted upon such a proviso, the United States would insert a similar clause of protestation "leaving the matter where it stood before." He insisted that it was to throw on the good faith of both nations a doubt most unpleasant to an honest man to entertain, and concluded that he had "more confidence in the word of the First Consul than in all the parchment we could sign." What could the Frenchman do except to bow politely and acquiesce, and "like an able and honest minister (which he is in the highest degree) he undertook to do what he knew his employers would do themselves, were they spectators of all existing circumstances, and exchange the ratifications purely and simply." "So," concluded Jefferson, "this instrument goes to the world as an evidence of the candor and confidence of the nations in each other, which will have the best effects."

A last point remained to be settled. It was suspected that Spain had entered a formal protest against the whole transaction, "since the First Consul had broken a solemn promise not to alienate the country to any nation." On that point Jefferson refused to express any opinion: "We answered that these were questions between France and Spain which they must settle together; that we derived our title from the First Consul and did not doubt his guarantee of it." Meanwhile measures were provided to take formal possession from Laussat after he should have received the territory from Spain. "If he is not so disposed we shall take possession and it will rest with the Government of France, by adopting the act as their own, then to settle the latter with Spain."[446] In order to provide for any eventuality, the governor of the Mississippi was ordered to move down with General Wilkinson all his troops at hand to take formal possession.

Thus the transaction fraught with so many dangers came to what Jefferson called in a letter to Priestley (January 29, 1804) "a happy denouement", thanks "to a friendly and frank development of causes and effects in our part and good sense enough in Bonaparte to see that the train was unavoidable and would change the face of the world."

If Jefferson took liberties with the Constitution in the matter of the purchase, he was equally broad-minded in his construction of the treaty. One of the articles provided that the inhabitants of the territories ceded by France "will be incorporated into the Union and admitted as soon as possible according to the principles of the Federal Constitution to the enjoyment of all the advantages and immunities of the citizens of the United States" (Article III). This was precisely what Jefferson was firmly resolved not to do. Theoretically, and according to his often expressed views on self-government, he should have taken steps to admit immediately the newly acquired territory into the Union and to allow the inhabitants to decide on a constitution. Practically, he considered that they were unfitted for self-government and, although he did not formally declare it at the time, he was convinced that self-government could not succeed with a population mainly French and Spanish. The letter he wrote on the subject to Du Pont de Nemours is almost disarming in its naÏvetÉ:

We are preparing a form of government for the Territory of Louisiana. We shall make it as mild and free, as they are able to bear, all persons residing there concurring in the information that they were neither gratified, nor willing to exercise the rights of an elective government. The immense swarm flocking thither of Americans used to that exercise, will soon prepare them to receive the necessary change.[447]

It was impossible to state more clearly that representative government could not be granted to Louisiana as long as the inhabitants remained essentially French. Only when checked and controlled by the "immense swarm" of American pioneers and colonists spreading all over the territory could they be admitted to the immunities and advantages of American citizens. This attitude of Jefferson, which seems in flagrant contradiction with his theories, can astonish only those who see in him a world prophet of the democratic faith; while his only ambition was to build an American democracy, on strictly American principles, for the sole benefit of American citizens, true heirs and continuators of the old Anglo-Saxon principles.

But his vision of a greater America extended even beyond the limits of the Louisiana Purchase. In January, 1803, just one week before Monroe's appointment as special envoy to Paris, he had sent a message to Congress to recommend that a sum of twenty-five hundred dollars be appropriated to send "an intelligent officer with a party of 10 or 12 men to explore even to the Western Ocean and to bring back all possible information on the Indian tribes, the fauna and flora of the region." The intelligent officer was Merriwether Lewis, private secretary to the President, who was to engage in this "literary pursuit" in a region claimed by Spain. It was calmly assumed, however, that "the expiring state of Spain's interests there" would render such a voyage a matter of indifference to this nation. Jefferson made the expedition his own concern; he drew up the most detailed instructions for the mission. He even wrote for Lewis "a letter of general credit" in his own hand and signed with his name, by which the captain was authorized to draw on "the Secretaries of State, the Treasury of War, and of the Navy of the United States according as he might find his draughts would be most negotiable, for the purpose of obtaining money or necessaries for himself and men."[448] Practically unlimited resources were placed at the disposal of the expedition. Jefferson kept his former secretary minutely informed of the new possibilities opened up by the negotiations with France, writing him on July 4, 11, 15, November 16 and January 13. On January 22, he sent new instructions: the United States had "now become sovereigns of the country" Lewis was going to explore; it was no longer necessary to keep up the pretense of a "literary pursuit", and the President felt authorized in proposing to the Indians the establishment of official connections, and in declaring frankly to them that "they will find in us faithful friends and protectors." So Jefferson was no longer thinking of the Mississippi as the ultimate frontier of the United States. He already foresaw the time when the Empire would extend from the Atlantic to the Pacific.

Besides providing the United States with almost unlimited possibilities of growth, the Louisiana Purchase had eliminated the immediate danger of a conflict with France, and the chances of remaining at peace with Europe had considerably increased. "I now see nothing which need interrupt the friendship between France and this country," wrote Jefferson to Cabanis. "We do not despair of being always a peaceable nation. We think that peaceable means may be devised of keeping nations in the path of justice towards us, by making justice their interest, and injuries to react on themselves. Our distance enables us to pursue a course which the crowded situation of Europe renders perhaps impracticable there."[449]

There remained, however, a danger point in the policies of the British navy with regard to contraband. The United States had now to make a strenuous effort to bring the British to abandon their "right" to search neutral vessels on the high seas in order to impress British sailors found on those vessels, and to use American ports as cruising stations. Not only was this attitude of Great Britain contrary to justice but it was also contrary to these natural laws on which rested Jefferson's system of Americanism; above all, they were most obnoxious and detrimental to American commerce, for "Thornton says they watch our trade to prevent contraband. We say it is to plunder under pretext of contraband."[450]

Meanwhile the President was receiving the most pessimistic accounts from Monroe, lost in the maze of European intrigues, and almost losing faith in the future security of the United States. One of his letters of the spring of 1804 had mentioned the possibility of a dark plot against America. France and England might forget their old differences and operate a reconciliation at the expense of the United States; they would form a combination to divide between them the North American continent, France repossessing Louisiana, while England would reannex the United States to the British dominions. A mad scheme if ever there was one, and it is very much to be doubted that it was ever contemplated by any responsible Frenchman. Jefferson's confidence in the remoteness of the American continent was not disturbed for a minute by these alarming reports. He excused Monroe on the ground that a person placed in Europe was very apt to believe the old nations endowed with limitless resources and power. Everything was possible, even a return of the Bourbons; but "that they and England joined, could recover us to British dominion, is impossible. If things are not so, then human reason is of no aid in conjecturing the conduct of nations." Still the policy of watchful waiting was more than ever in order. Every point of friction was to be eliminated, one of the first measures being to accept the "Louisianais" to full citizenship and thus bring to an end the patronage of France. Another step was to enforce strictly the rule against British cruisers in American harbors, so that "each may see unequivocally what is unquestionably true, that we may be very possibly driven into her scale by unjust conduct in the other."[451]

Thus was fixed not in theory but in practice a policy of neutrality fraught with risks. The most apparent danger was that both belligerents might turn against the United States. But of that Jefferson was not afraid, as an alliance between the two hereditary enemies seemed inconceivable. In the meantime proper preparations were to be made to insure the security of the American flag.

The message of October 17, 1803, contained an earnest appeal to "complete neutrality." Neutrality of fact the Government was decided to observe, and most of all to view in a disinterested way the carnage in Europe.

How desirable it must be, in a government like ours, to see its citizens adopt individually the views, the interests and the conduct which their country should pursue, divesting themselves of those passions and partialities which tend to lessen useful friendships and to embarrass and embroil us in the calamitous scenes of Europe.

Then came a passage which sounds strangely familiar to those of us who have lived through the last fourteen years:

Confident, fellow citizens, that you will duly estimate the importance of neutral dispositions toward the observance of neutral conduct, that you will be sensible how much it is our duty to look on the bloody arena spread before us with commiseration indeed, but with no other wish than to see it closed, I am persuaded you will cordially cherish these dispositions in all communications with your constituents.

A nation neutral in speech and neutral in thought, willing to intervene only to help the victims of the war or as an arbiter between the belligerents, such was at that time the ideal of Jefferson as it was to be for several years the ideal of Woodrow Wilson, and to a large degree the permanent ideal of the United States during their whole history.


CHAPTER III

                                                                                                                                                                                                                                                                                                           

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