Mr. President: * * * * * * * The intelligent thought of the world is ever advancing to a fuller appreciation of the worth of the past to the present and the future. Never before have associations, societies and journals devoted to historical studies been so numerous. All times and tribes are searched for memorials; the remote corners of modern, medieval and ancient periods are brought under scrutiny; and going beyond these again, the semi-historic eras of tradition and the nebulous gleams from pre-historic In this manner a vast mass of material is accumulating with which the historian has to deal. What now is the real nature of the task he sets before himself? What is the mission with which he is entrusted? To understand this task, to appreciate that mission, he must ask himself the broad questions: What is the aim of history? What are the purposes for which it should be studied and written? He will find no lack of answers to these inquiries, all offered with equal confidence, but singularly discrepant among themselves. His As I am going to add still another, not exactly like any already on the list, it may well be asked of me to show why one or other of those already current is not as good or better than my own. This requires me to pass in brief review the theories of historic methods, or, as it is properly termed, of the Philosophy of History, which are most popular to-day. They may be classified under three leading opinions, as follows: 1. History should be an accurate record of events, and nothing more; an exact and disinterested statement of what has taken place, concealing nothing and coloring nothing, reciting incidents in their natural connections, without bias, prejudice, or didactic application of any kind. This is certainly a high ideal and an excellent model. For many, yes, for the majority of historical works, none better can be suggested. I place it first and name it as worthiest of all current theories of historical composition. But, I would submit to you, is a literary production answering to this precept, really History? Is it anything more than a well-prepared annal or chronicle? Is it, in fact anything else than a compilation containing the materials of which real history should be composed? I consider that the mission of the historian, taken in its completest sense, is something much more, much higher, than the collection and narration of events, no matter how well this is done. The historian should be like the man of science, and group his facts under inductive systems so as to reach the general laws which connect and explain them. He should, still further, be like the artist, and endeavor so to exhibit these connections under literary forms that they present to the reader the impression of a symmetrical and organic unity, in which each part or I am quite certain that in these objections I can count on the suffrages of most. For the majority of authors write history in a style widely different from that which I have been describing. They are distinctly teachers, though not at all in accord as to what they teach. They are generally advocates, and with more or less openness maintain what I call the second theory of the aim of history, to wit: 2. History should be a collection of evidence in favor of certain opinions. In this category are to be included all religious and political histories. Their pages are intended to show the dealings of God with man; or the evidences of Christianity, or of one of its sects, Catholicism or Protestantism; or the sure growth of republican or of monarchial institutions; or the proof of a divine government of the world; or the counter-proof that there is no such government; and the like. You will find that most general histories may be placed in this class. Probably a man cannot himself have very strong convictions about politics or religion, and not let them be seen in his narrative of events where such questions are prominently present. A few familiar instances will illustrate this. No one can take either Lingard’s or Macauley’s History of England as anything more than a plea for either writer’s personal views. Gibbon’s anti-Christian feeling is as perceptibly disabling to him in many passages as in the church historians is their search for “acts of Providence,” and the hand of God in human affairs. All such histories suffer from fatal flaws. They are de I need not dilate upon these errors. They must be patent to you. No matter how noble the conviction, how pure the purpose, there is something nobler and purer than it, and that is, unswerving devotion to rendering in history the truth, the whole truth and nothing but the truth. I now turn to another opinion, that which teaches that— 3. History should be a portraiture, more or less extended, of the evolution of the human species. This is claimed to be the “scientific” view of history. It was tersely expressed by Alexander von Humboldt in the phrase: “The history of the world is the mere expression of a predetermined, that is, fixed, evolution.” It is that advocated by Auguste Comte, Draper and The scientist of to-day who hesitates to subscribe to these maxims is liable to be regarded as of doubtful learning or of debilitated intellect. I acknowledge that I am one such, and believe that I can show sound reasons for denying the assumption on which this view is based. It appears to me just as teleologic and divinatory as those I have previously named. It assumes Evolution as a law of the universe, whereas in natural science it is only a limited generalization, inapplicable to most series of natural events, and therefore of uncertain continuance in any series. The optimism which it inculcates is insecure and belongs to deductive, not inductive, reasoning. The mechanical theory on which it is based lacks proof, and is, I maintain, insufficient to explain motive, and, therefore, historic occurrences. The assumption that history is the record of a necessary and uninterrupted evolution, progressing under ironclad mechanical laws, is a preconceived theory as detrimental to clear vision as are the preoccupations of the theologian or the political partisan. Any definition of evolution which carries with it the justification of optimism is as erroneous in history, as it would be in biology to assert that all variations are beneficial. There is no more certainty that the human species will improve under the operation of physical laws than that any individual will; there is far more evidence that it will not, as every species of the older geologic ages has succumbed to those laws, usually without leaving a representative. I am aware that I am here in opposition to the popular Applied to history, a favorite dream of some of the most recent teachers is that the life of the species runs the same course as that of one of its members. Lord Acton, of Oxford, in a late lecture states that: “The development of society is like that of individual;” The error of this view was clearly pointed out some years ago by Dr. Tobler. Such are the criticisms which may be urged against the historical methods now in vogue. What, you will ask, is offered in their stead? That which I offer is the view of the ethnologist. It is not so ambitious as some I have named. It does not deal in eternal laws, nor divine the distant future. The ethnologist does not profess to have been admitted into the counsels of the Almighty, nor to have caught in his grasp the secret purposes of the Universe. He seeks the sufficient reason for known facts, and Before stating the view of the ethnologist, I must briefly describe what the science of Ethnology is. You will see at once how closely it is allied to history, and that the explanation of the one almost carries with it the prescription for the other. It begins with the acknowledged maxim that man is by nature a gregarious animal, a zoon politikon, as Aristotle called him, living in society, and owing to society all those traits which it is the business of history, as distinguished from biology, to study. From this standpoint, all that the man is he owes to others; and what the others are, they owe, in part, to him. Together, they make up the social unit, at first the family or clan, itself becoming part of a larger unit, a tribe, nation or people. The typical folk, or ethnos, is a social unit, the members of which are bound together by certain traits common to all or most, which impart to them a prevailing character, an organic unity, specific peculiarities and general tendencies. You may inquire what these traits are to which I refer as making up ethnic character. The answer cannot be so precise as you would like. We are dealing with a natural phenomenon, and Nature, as Goethe once remarked, never makes groups, but only individuals. The group is a subjective category of our own minds. It is, nevertheless, psychologically real, and capable of definition. The Ethnos must be defined, like a species of natural history, by a rehearsal of a series of its characteristics, not by one alone. The members of this series are numerous, and by no means of equal importance; I shall mention the most prominent of them, and in the order in which I believe they should be ranked for influence on national character. Next to this I should place Government, understanding this word in its widest sense, as embracing the terms on which man agrees to live with his fellow man and with woman, family, therefore, as well as society ties. This includes the legal standards of duty, the rules of relationship and descent, the rights of property and the customs of commerce, the institutions of castes, classes and rulers, and those international relations on which depend war and peace. I need not enlarge on the profound impress which these exert on the traits of the people. After these I should name Religion, though some brilliant scholars, such as Schelling and Max MÜller, The Arts, those of Utility, such as pottery, building, agriculture and the domestication of animals, and those of Pleasure, such as music, painting and sculpture, must come in for a full share of the ethnologist’s attention. They represent, however, stadia of culture rather than national character. They influence the latter materially and are influenced by it, and different peoples have toward them widely different endowments; but their action is generally indirect and unequally distributed throughout the social unit. These four fields, Language, Government, Religion and the Arts, are those which the ethnologist explores when he would render himself acquainted with a nation’s character; and now a few words about the methods of study he adopts, and the aims, near or remote, which he keeps in view. He first gathers his facts, from the best sources at his command, with the closest sifting he can give them, so as to exclude errors of observation or intentional bias. From To understand them they must be studied in connection and causation. Hence, the method of the ethnologist becomes that which in the natural sciences is called the “developmental” method. It may be defined as the historic method where history is lacking. The biologist explains the present structure of an organ by tracing it back to simpler forms in lower animals until he reaches the germ from which it began. The ethnologist pursues the same course. He selects, let us say, a peculiar institution, such as caste, and when he loses the traces of its origin through failure of written records, he seeks for them in the survivals of unwritten folk-lore, or in similar forms in primitive conditions of culture. Here is where ArchÆology renders him most efficient aid. By means of it he has been able to follow the trail of most of the arts and institutions of life back to a period when they were so simple and uncomplicated that they are quite transparent and intelligible. Later changes are to be analyzed and explained by the same procedure. This is the whole of the ethnologic method. It is open and easy when the facts are in our possession. There are no secret springs, no occult forces, in the historic development of culture. Whatever seems hidden or mysterious, is so only because our knowledge of the facts is imperfect. No magic and no miracle has aided man in his long con “Hast du nicht alles selbst vollendet, Freed from fear we can now breathe easily, for we know that no Deus ex machina meddles with those serene and mighty forces whose adamantine grasp encloses all the phenomena of nature and of life. The ethnologist, however, has not completed his task when he has defined an ethnos, and explained its traits by following them to their sources. He has merely prepared himself for a more delicate and difficult part of his undertaking. It has been well said by one of the ablest ethnologists of this generation, the late Dr. Post, of Bremen, that “The facts of ethnology must ever be regarded as the expressions of the general consciousness of Humanity.” Sounder views prevail, both in ethnology and its history. “The history of man,” says a German writer, “is neither a divine revelation, nor a process of nature; it is first and above all, the work of man;” Now men do not live in material things, but in mental states; and solely as they affect these are the material things valuable or valueless. Religions, arts, laws, historic events, all have but one standard of appraisement, to wit, the degree to which they produce permanently beneficial mental states in the individuals influenced by them. All must agree to this, though they may differ widely as to what such a mental state may be; whether one of pleasurable activity, or that of the Buddhist hermit who sinks into a trance by staring at his navel, or that of the Trappist monk whose occupations are the meditation of death and digging his own grave. The ethnologist must make up his own mind about this, and with utmost care, for if his standard of merit and demerit is erroneous, his results, however much he labors on them, will have no permanent value. There are means, if he chooses to use them, which will aid him here. He must endeavor to picture vividly to himself the mental condition which gave rise to special arts and institutions, or which these evolved in the people. He must ascertain whether they increased or diminished the joy of living, or stimulated the thirst for knowledge and the love of the true and the beautiful. He must cultivate the liveliness of imagination which will enable him to transport himself into the epoch and surroundings he is studying, and feel on himself, as it were, their peculiar influences. More than all, chief of all, he must have a broad, many-sided, tender sympathy with all things human, enabling him to appreciate the emotions and arguments of all parties and all peoples. The saying of Goethe that “The most unnatural action is yet natural,” is a noble suggestion of tolerance; but human judgment can scarcely go to the length of Madame de Stael’s opinion, when she claims that “To understand all actions is to pardon all.” We must brush away the sophisms which insist that all standards are merely relative, and that time and place alone decide on right and wrong. Were that so, not only all morality, but all science and all knowledge were fluctuating as sand. But it is not so. The principles of Reason, Truth, Justice and Love have been, are, and ever will be the same. Time and place, race and culture, make no difference. Whenever a country is engaged in the diffusion of these immortal verities, whenever institutions are calculated to foster and extend them, that country, those institutions, take noble precedence over all others whose efforts are directed to lower aims. Something else remains. When the ethnologist has acquired a competent knowledge of his facts, and deduced from them a clear conception of the mental states of the peoples he is studying, he has not finished his labors. Institutions and arts in some degree reflect the mental conditions of a people, in some degree bring them about; but I am anxious to avoid here any metaphysical obscurity. My assertion is, that the chief impulses of nations and peoples are abstract ideas and ideals, unreal and unrealizable; and that it is in pursuit of these that the great as well as the small movements on the arena of national life and on the stage of history have taken place. You are doubtless aware that this is no new discovery of mine. Early in this century Wilhelm von Humboldt wrote: “The last and highest duty of the historian is to portray the effort of the Idea to attain realization in fact;” and the most recent lecture on the philosophy of history which I have read, that by Lord Acton, contains this maxim: “Ideas which in religion and politics are truths, in history are living forces.” I do claim that it is timely for me to repeat these doctrines and to urge them with vehemence, for they are generally repudiated by the prevailing schools of ethnology and history in favor of the opinion that objective, mechanical influences alone suffice to explain all the phenomena of human life. This I pronounce an inadequate and an unscientific opinion. There is in living matter everywhere something which escapes the most exhaustive investigation, some subtle center of impulse, which lies beyond the domain of correlated energy, and which acts directively, without increasing or diminishing the total of that energy. Also in the transformations of organic forms, there are preparations and propulsions which no known doctrine of the mechanical, natural causes can interpret. We must accept the It may be objected that abstract ideas are far beyond the grasp of the uncultivated intellect. The reply is, consciously to regard them as abstract, may be; but they exist and act for all that. All sane people think and talk according to certain abstract laws of grammar and logic; and they act in similar unconsciousness of the abstractions which impel them. Moreover, the Idea is usually clothed in a concrete Ideal, a personification, which brings it home to the simplest mind. This was long ago pointed out by the observant Machiavelli in his statement that every reform of a government or religion is in the popular mind personified as the effort of one individual. In every nation or ethnos there is a prevailing opinion as to what the highest typical human being should be. This “Ideal of Humanity,” as it has been called, is more or less constantly and consciously pursued, and becomes a spur to national action and to a considerable degree an arbiter of national destiny. If the ideal is low and bestial, the course of that nation is downward, self-destroying; if it is lofty and pure, the energies of the people are directed toward the maintenance of those principles which are elevating and preservative. These are not mechanical forces, in any rational sense of the term; but they are forces the potent directive and formative influence of which cannot be denied and must not be underestimated. Just in proportion as such ideas are numerous, clear and true in the national mind, do their power augment and their domain extend; just so much more quickly and firmly do they express themselves, in acts, forms and institutions, and thus enable the nation to enrich, beautify and strengthen its own existence. We have but to glance I claim, therefore, that the facts of ethnology and the study of racial psychology justify me in formulating this maxim for the guidance of the historian: The conscious and deliberate pursuit of ideal aims is the highest causality in human history. The historian who would fulfil his mission in its amplest sense must trace his facts back to the ideas which gave them birth; he must recognize and define these as the properties of specific peoples; and he must estimate their worth by their tendency to national preservation or national destruction. This is the maxim, the axiom, if you please, which both the ethnologist and the historian must bear ever present in mind if they would comprehend the meaning of institutions or the significance of events. They must be referred to, and explained by, the ideas which gave them birth. As an American historian has tersely put it, “The facts relating to successive phases of human thought constitute History.” I am aware that a strong school of modern philosophers will present the objection that thought itself is but a necessary result of chemical and mechanical laws, and therefore that it cannot be an independent cause. Dr. Post has pointedly expressed this position in the words: “We do It is not possible for me at this time to enter into this branch of the discussion. But I may ask your attention to the fact that one of the highest authorities on the laws of natural science, the late George J. Romanes, reached by the severest induction an exactly opposite opinion, which he announced in these words: “The human mind is itself a causal agent. Its motives are in large part matters of its own creation. *** Intelligent volition is a true cause of adjustive movement.” For myself, after what I have endeavored to make an unbiased study of both opinions, I subscribe unhesitatingly to the latter, and look upon Mind not only as a potent but as an independent cause of motion in the natural world, of action in the individual life, and, therefore, of events in the history of the species. Confining ourselves to ethnology and history, the causative idea, as I have said, makes itself felt through ethnic ideals. These are influential in proportion as they are vividly realized by the national genius; and elevating in proportion as they partake of those final truths already referred to, which are all merely forms of expression of right reasoning. These ideals are the idola fori, which have sometimes deluded, sometimes glorified, those who believed in them. I shall mention a few of them to make my meaning more apparent. That with which we are most familiar in history is the warrior ideal, the personification of military glory and martial success. It is present among the rudest tribes, and We are less acquainted with religious ideals, as they have weakened under the conditions of higher culture. They belong in European history more to the medieval than to the modern period. Among Mohammedans and Brahmins we can still see them in their full vigor. In these lower faiths we can still find that intense fanaticism which can best be described by the expression of Novalis, “intoxicated with God,” drunk with the divine; Would that I could claim for our own people a grander conception of the purpose of life than either of these. But alas! their ideal is too evident to be mistaken. I call it the “divitial” ideal, that of the rich man, that which makes the acquisition of material wealth the one standard of success in life, the only justifiable aim of effort. To most American citizens the assertion that there is any more important, more sensible purpose than this, is simply incomprehensible or incredible. In place of any of these, the man who loves his kind would substitute others; and as these touch closely on the business of the ethnologist and the historian when either would apply the knowledge he has gained to the present condition of society, I will briefly refer to some advanced by various writers. The first and most favorite is that of moral perfection. It has been formulated in the expression: “In the progress of ethical conceptions lies the progress of history itself.” (SchÄfer.) To such writers the ideal of duty performed transcends all others, and is complete in itself. The Keener thinkers have, however, recognized that virtue, morality, the ethical evolution, cannot be an end in itself, but must be a means to some other end. Effort directed toward other, altruism in any form, must have its final measurement of value in terms of self; otherwise the immutable principles of justice are attacked. I cannot enlarge upon this point, and will content myself with a reference to Prof. Steinthal’s admirable essay on “The Idea of ethical Perfection,” published some years ago. This argument seems to me a step ahead, but yet to remain incomplete. For after all, what is freedom? It means only opportunity, not action; and opportunity alone is a negative quantity, a zero. Opportunity for what, I ask? For an answer, I turn with satisfaction to an older writer on the philosophy of history, one whose genial sympathy with the human heart glows on every page of his volumes, to Johann Gottfried von Herder. Thus, to the enriching of the individual life, its worth, its happiness and its fullness, does all endeavor of humanity tend; in it, lies the end of all exertion, the reward of all toil; to define it, should be the object of ethnology; and to teach it, the purpose of history. Let me recapitulate. The ethnologist regards each social group as an entity or individual, and endeavors to place clearly before his mind its similarities and differences with other groups. Taking objective facts as his guides, such as laws, arts, institutions and language, he seeks from these to understand the mental life, the psychical welfare of the people, and beyond this to reach the ideals which they cherished and the ideas which were the impulses of their activities. Events and incidents, such as are recorded in national annals, have for him their main, if not only value, as indications of the inner or soul life of the people. By the comparison of several social groups he reaches wider generalizations; and finally to those which characterize the common consciousness of Humanity, the psychical universals of the species. By such comparison he also ascertains under what conditions and in what directions men have progressed most rapidly toward the cultivation and the enjoyment of the noblest elements of their nature; and this strictly inductive knowledge is that alone which he would apply to furthering the present needs and aspirations of social life. This is the method which he would suggest for history in the broad meaning of the term. It should be neither a mere record of events, nor the demonstration of a thesis, but a study, through occurrences and institutions, of the Such explanation should be strictly limited in two directions. First, by the principle that man can be explained only by man, and can be so explained completely. That is, no super-human agencies need be invoked to interpret any of the incidents of history: and, on the other hand, no merely material or mechanical conditions, such as climate, food and environment, are sufficient for a full interpretation. Beyond these lie the inexhaustible sources of impulse in the essence of Mind itself. Secondly, the past can teach us nothing of the future beyond a vague surmise. All theories which proceed on an assumption of knowledge concerning finalities, whether in science or dogma, are cobwebs of the brain, not the fruit of knowledge, and obscure the faculty of intellectual perception. It is wasteful of one’s time to frame them, and fatal to one’s work to adopt them. These are also two personal traits which, it seems to me, are requisite to the comprehension of ethnic psychology, and therefore are desirable to both the ethnologist and the historian. The one of these is the poetic instinct. I fear this does not sound well from the scientific rostrum, for the prevailing notion among scientists is that the poet is a fabulist, and is therefore as far off as possible from the platform they occupy. No one, however, can really understand a people who remains outside the pale of the world of imagination in which it finds its deepest joys; and nowhere is this depicted so clearly as in its songs and by its bards. The ethnologist who has no taste for poetry may gather much that is good, but will miss the best; the historian who neglects the poetic literature of a nation turns away his eyes from the vista which would give him the farthest insight into national character. Such is the ethnologist’s view of history. He does not pretend to be either a priest or a prophet. He claims neither to possess the final truth nor to foresee it. He is, therefore equally unwelcome to the dogmatist, the optimistic naturalist and the speculative philosopher. He refuses any explanations which either contradict or transcend human reason; but he insists that human reason is one of the causal facts which he has to consider; and this brings him into conflict with both the mystic and the materialist. Though he exalts the power of ideas, he is no idealist, but practical to the last degree; for he denies the worth of any art, science, event or institution which does not directly or indirectly contribute to the elevation of the individual man or woman, the common average person, the human being. To this one end, understanding it as we best can, he claims all effort should tend; and any other view than this of the philosophy of history, any other standard of value applied to the records of the past, he looks upon as delusive and deceptive, no matter under what heraldry of title or seal of sanctity it is offered. The following errors and inconsistencies have been maintained. Misspelled words and typographical errors:
|