I WHAT LITERATURE IS

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As all life proceeds from the egg, so all discussion must proceed from a definition. Indeed, it is generally necessary to follow definition by definition, fixing the meaning of the terms used in the original explanation, and again explaining the words employed in this exposition.

I once heard a learned but somewhat pedantic man begin to answer the question of a child by saying that a lynx is a wild quadruped. He was allowed to get no further, but was at once asked what a quadruped is. He responded that it is a mammal with four feet. This of course provoked the inquiry what a mammal is; and so on from one question to another, until the original subject was entirely lost sight of, and the lynx disappeared in a maze of verbal distinctions as completely as it might have vanished in the tangles of the forest primeval. I feel that I am not wholly safe from danger of repeating the experience of this well-meaning pedant if I attempt to give a definition of literature. The temptation is strong to content myself with saying: "Of course we all know what literature is." The difficulty which I have had in the endeavor to frame a satisfactory explanation of the term has convinced me, however, that it is necessary to assume that few of us do know, and has impressed upon me the need of trying to make clear what the word means to me. If my statement seem insufficient for general application, it will at least show the sense which I shall give to "literature" in these talks.

In its most extended signification literature of course might be taken to include whatever is written or printed; but our concern is with that portion only which is indicated by the name "polite literature," or by the imported term "belles-lettres,"—both antiquated though respectable phrases. In other words, I wish to confine my examination to those written works which can properly be brought within the scope of literature as one of the fine arts.

Undoubtedly we all have a general idea of the limitations which are implied by these various terms, and we are not without a more or less vague notion of what is indicated by the word literature in its most restricted and highest sense. The important point is whether our idea is clear and well realized. We have no difficulty in saying that one book belongs to art and that another does not; but we often find ourselves perplexed when it comes to telling why. We should all agree that "The Scarlet Letter" is literature and that the latest sensational novel is not,—but are we sure what makes the difference? We know that Shakespeare wrote poetry and Tupper doggerel, but it by no means follows that we can always distinguish doggerel from poetry; and while it is not perhaps of consequence whether we are able to inform others why we respect the work of one or another, it is of much importance that we be in a position to justify our tastes to ourselves. It is not hard to discover whether we enjoy a book, and it is generally possible to tell why we like it; but this is not the whole of the matter. It is necessary that we be able to estimate the justice of our preferences. We must remember that our liking or disliking is not only a test of the book,—but is a test of us as well. There is no more accurate gauge of the moral character of a man than the nature of the books which he really cares for. He who would progress by the aid of literature must have reliable standards by which to judge his literary feelings and opinions; he must be able to say: "My antipathy to such a work is justified by this or by that principle; my pleasure in that other is fine because for these reasons the book itself is noble."

It is hardly possible to arrive at any clear understanding of what is meant by literature as an art, without some conception of what constitutes art in general. Broadly speaking, art exists in consequence of the universal human desire for sympathy. Man is forever endeavoring to break down the wall which separates him from his fellows. Whether we call it egotism or simply humanity, we all know the wish to make others appreciate our feelings; to show them how we suffer, how we enjoy. We batter our fellow-men with our opinions sufficiently often, but this is as nothing to the insistence with which we pour out to them our feelings. A friend is the most valued of earthly possessions largely because he is willing to receive without appearance of impatience the unending story of our mental sensations. We are all of us more or less conscious of the constant impulse which urges us on to expression; of the inner necessity which moves us to continual endeavors to make others share our thoughts, our experiences, but most of all our emotions. It seems to me that if we trace this instinctive desire back far enough, we reach the beginnings of art.

It may seem that the splendidly immeasurable achievements of poetry and painting, of architecture, of music and sculpture, are far enough from this primal impulse; but I believe that in it is to be found their germ. Art began with the first embodiment of human feelings by permanent means. Let us suppose, by way of illustration, some prehistoric man, thrilled with awe and terror at sight of a mastodon, and scratching upon a bone rude lines in the shape of the animal,—not only to give information, not only to show what the beast was like, but also to convey to his fellows his feelings when confronted with the monster. It is as if he said: "See! I cannot put into words what I felt; but look! the creature was like this. Think how you would feel if you came face to face with it. Then you will know how I felt." Something of this sort may the beginnings of art be conceived to have been.

I do not mean, of course, that the prehistoric man who made such a picture—and such a picture exists—analyzed his motives. He felt a thing which he could not say in words; he instinctively turned to pictorial representation,—and graphic art was born.

The birth of poetry was probably not entirely dissimilar. Barbaric men, exulting in the wild delight of victory, may seem unlikely sponsors for the infant muse, and yet it is with them that song began. The savage joy of the conquerors, too great for word, found vent at first in excited, bounding leaps and uncouthly ferocious gestures, by repetition growing into rhythm; then broke into inarticulate sounds which timed the movements, until these in turn gave place to words, gradually moulded into rude verse by the measures of the dance. The need of expressing the feelings which swell inwardly, the desire of sharing with others, of putting into tangible form, the emotions that thrill the soul is common to all human beings; and it is from this that arises the thing which we call art.

The essence of art, then, is the expression of emotion; and it follows that any book to be a work of art must embody sincere emotion. Not all works which spring from genuine feeling succeed in embodying or conveying it. The writer must be sufficiently master of technique to be able to make words impart what he would express. The emotion phrased must moreover be general and in some degree typical. Man is interested and concerned in the emotions of men only in so far as these throw light on the nature and possibilities of life. Art must therefore deal with what is typical in the sense that it touches the possibilities of all human nature. If it concerns itself with much that only the few can or may experience objectively, it has to do with that only which all human beings may be conceived of as sharing subjectively. Literature may be broadly defined as the adequate expression of genuine and typical emotion. The definition may seem clumsy, and hardly exact enough to be allowed in theoretical Æsthetics; but it seems to me sufficiently accurate to serve our present purpose. Certainly the essentials of literature are the adequate embodiment of sincere and general feeling.

By sincerity here we mean that which is not conventional, which is not theoretical, not artificial; that which springs from a desire honestly to impart to others exactly the emotion that has been actually felt. By the term "emotion" or "feeling" we mean those inner sensations of pleasure, excitement, pain, or passion, which are distinguished from the merely intellectual processes of the mind,—from thought, perception, and reason. It is not necessary to trespass just now on the domain of the psychologist by an endeavor to establish scientific distinctions. We are all able to appreciate the difference between what we think and what we feel, between those things which touch the intellect and those which affect the emotional nature. We see a sentence written on paper, and are intellectually aware of it; but unless it has for us some especial message, unless it concerns us personally, we are not moved by it. Most impressions which we receive touch our understanding without arousing our feelings. This is all so evident that there is not likely to arise in your minds any confusion in regard to the meaning of the phrase "genuine emotion."

Whatever be the origin of this emotion it must be essentially impersonal, and it is generally so in form. There are comparatively few works of art which are confessedly the record of simple, direct, personal experience; and perhaps none of these stand in the front rank of literature. Of course I am not speaking of literature which takes a personal form, like any book written in the first person; but of those that are avowedly a record of actual life. We must certainly include in literature works like the "Reflections" of Marcus Aurelius, the "Confessions" of Augustine, and—though the cry is far—Rousseau, and the "Journal Intime" of Amiel, but there is no one of these which is to be ranked high in the scale of the world's greatest books. Even in poetry the same thing is true. However we may admire "In Memoriam" and that much greater poem, Mrs. Browning's "Sonnets from the Portuguese," we are little likely to regard them as standing supremely high among the masterpieces. The "Sonnets" of Shakespeare which we suppose to be personal are yet with supreme art made so impersonal that as far as the reader is concerned the experiences which they record might be entirely imaginary. It is in proportion as a poet is able to give this quality which might be called generalization to his work that it becomes art.

The reason of this is not far to seek. If the emotion is professedly personal it appeals less strongly to mankind, and it is moreover likely to interfere with its own effective embodiment. All emotion in literature must be purely imaginative as far as its expression in words is concerned. Of course poetical form may be so thoroughly mastered as to become almost instinctive, but nevertheless acute personal feeling must trammel utterance. It is not that the author does not live through what he sets forth. It is that the artistic moment is not the moment of experience, but that of imaginative remembrance. The "Sonnets from the Portuguese" afford admirable examples of what I mean. It is well known that these relate a most completely personal and individual story. Not only the sentiments but the circumstances set forth were those of the poet's intimate actual life. It was the passion of love and of self-renunciation in her own heart which broke forth in the fine sonnet:—

Go from me, yet I feel that I shall stand
Henceforward in thy shadow. Nevermore
Alone upon the threshold of the door
Of individual life shall I command
The uses of my soul; or lift my hand
Serenely in the sunshine as before
Without the sense of that which I forebore,—
Thy touch upon the palm. The widest land
Doom takes to part us, leaves thy heart in mine
With pulses that beat double. What I do
And what I dream include thee, as the wine
Must taste of its own grapes: and when I sue
God for myself, He hears that name of thine,
And sees within my eyes the tears of two.

There came to Mrs. Browning a poignant moment when she realized with a thrill of anguish what it would mean to her to live out her life alone, separated forever from the lover who had won her back from the very grasp of death. It was not in the pang of that throe that she made of it a sonnet; but afterward, while it was still felt, it is true, but felt rather as a memory vividly reproduced by the imagination. In so far both he who writes impersonally and he who writes personally are dealing with that which at the instant exists in the imagination. In the latter, however, there is still the remembrance of the actuality, the vibration of the joy or sorrow of which that imagining is born. Human self-consciousness intrudes itself whenever one is avowedly writing of self; sometimes even vanity plays an important part. From these and other causes it results that, whatever may be the exceptions, the highest work is that which phrases the general and the impersonal with no direct reference to self. Personal feeling lies behind all art, and no work can be great which does not rest on a basis of experience, more or less remotely; yet the greatest artist is he who embodies emotion, not in terms of his own life, but in those which make it equally the property of all mankind. It is feeling no longer egotistic, but broadly human. If the simile do not seem too homely, we might say that the difference is that between arithmetic and algebra. In the one case it is the working out of a particular problem; in the other of an equation which is universal.

Mankind tests art by universal experience. If an author has really felt what he has written, if what he sets down has been actual to him in imagination, whether actual in experience or not, readers recognize this, and receive his work, so that it lives. If he has affected a feeling, if he has shammed emotion, the whole is sure to ring false, and the world soon tires of his writings. Immediate popular judgment of a book is pretty generally wrong; ultimate general estimate is invariably correct. Humanity knows the truth of human feeling; and while it may be fooled for a time, it comes to the truth at last, in act if not in theory. The general public is guided by the wise few, and it does not reason out the difference between the genuine and the imitation; but it will in the end save the real, while the sham is forgotten through utter neglect.

Even where an author has seemingly persuaded himself that his pretended emotions are real, he cannot permanently deceive the world. You may remember the chapter in Aldrich's delightful "Story of a Bad Boy" which relates how Tom Bailey, being crossed in love at the mature age of fourteen, deliberately became a "blighted being;" how he neglected his hair, avoided his playmates, made a point of having a poor appetite, and went mooning about forsaken graveyards, endeavoring to fix his thoughts upon death and self-destruction; how entirely the whole matter was a humbug, and yet how sincere the boy was in supposing himself to be unutterably melancholy. "It was a great comfort," he says, "to be so perfectly miserable and yet not to suffer any. I used to look in the glass and gloat over the amount and variety of mournful expression I could throw into my features. If I caught myself smiling at anything, I cut the smile short with a sigh. The oddest thing about all this is, I never once suspected that I was not unhappy. No one ... was more deceived than I." We have all of us had experiences of this kind, and I fancy that there are few writers who cannot look back to a stage in their career when they thought that it was a prime essential of authorship to believe themselves to feel things which they did not feel in the least. This sort of self-deception is characteristic of a whole school of writers, of whom Byron was in his day a typical example. There is no doubt that Byron, greatly gifted as he was, took his mooning melancholy with monstrous seriousness when he began to write it, and the public received it with equal gravity. Yet Byron's mysterious misery, his immeasurable wickedness, his misanthropy too great for words, were mere affectations,—stage tricks which appealed to the gallery. Nobody is moved by them now. The fact that the poet himself thought that he believed in them could not save them. Byron had other and nobler qualities which make his best work endure, but it is in spite of his Bad-Boy-ish pose as a "blighted being." The fact is that sooner or later time tries all art by the tests of truth and common sense, and nothing which is not genuine is able to endure this proving.

To be literature a work must express sincere emotion; but how is feeling which is genuine to be distinguished from that which is affected? All that has been said must be regarded as simply theoretical and of very little practical interest unless there be some criterion by which this question may be settled. Manifestly we cannot so far enter into the consciousness of the writer as to tell whether he does or does not feel what he expresses; it can be only from outward signs that we judge whether his imagination has first made real to him what he undertakes to make real for others.

Something may be judged by the amount of seriousness with which a thing is written. The air of sincerity which is inevitable in the genuine is most difficult to counterfeit. What a man really feels he writes with a certain earnestness which may seem indefinite, but which is sufficiently tangible in its effects upon the reader. More than by any other single influence mankind has in all its history been more affected by the contagion of belief; and it is not easy to exaggerate the susceptibility of humanity to this force. Vague and elusive as this test of the genuineness of emotion might seem, it is in reality capable of much practical application. We have no trouble in deciding that the conventional rhymes which fill the corners of the newspapers are not the product of genuine inner stress. We are too well acquainted with these time-draggled rhymes of "love" and "dove," of "darts" and "hearts," of "woe" and "throe;" we have encountered too often these pretty, petty fancies, these twilight musings and midnight moans, this mild melancholy and maudlin sentimentality. We have only to read these trig little bunches of verse, tied up, as it were, with sad-colored ribbons, to feel their artificiality. On the other hand, it is impossible to read "Helen of Kirconnel," or Browning's "Prospice," or Wordsworth's poems to Lucy, without being sure that the poet meant that which he said in his song with all the fervor of heart and imagination. A reader need not be very critical to feel that the novels of the "Duchess" and her tribe are made by a process as mechanical as that of making paper flowers; he will not be able to advance far in literary judgment without coming to suspect that fiction like the pleasant pot-boilers of William Black and W. Clark Russell, if hand-made, is yet manufactured according to an arbitrary pattern; but what reader can fail to feel that to Hawthorne "The Scarlet Letter" was utterly true, that to Thackeray Colonel Newcome was a creature warm with human blood and alive with a vigorous humanity? Theoretically we may doubt our power to judge of the sincerity of an author, but we do not find this so impossible practically.

Critics sometimes say of a book that it is or is not "convincing." What they mean is that the author has or has not been able to make what he has written seem true to the imagination of the reader. The man who in daily life attempts to act a part is pretty sure sooner or later to betray himself to the observant eye. His real self will shape the disguise under which he has hidden it; he may hold out the hands and say the words of Esau, but the voice with which he speaks will perforce be the voice of Jacob. It is so in literature, and especially in literature which arouses the perceptions by an appeal to the imagination. The writer must be in earnest himself or he cannot convince the reader. To the man who invents a fiction, for instance, the story which he has devised must in his imagination be profoundly true or it will not be true to the audience which he addresses. To the novelist who is "convincing," his characters are as real as the men he meets in his walks or sits beside at table. It is for this reason that every novelist with imagination is likely to find that the fictitious personages of his story seem to act independently of the will of the author. They are so real that they must follow out the laws of their character, although that character exists only in imagination. For the author to feel this verity in what he writes is of course not all that is needed to enable him to convince his public; but it is certain that he is helpless without it, and that he cannot make real to others what is not real to himself.

In emotion we express the difference between the genuine and the counterfeit by the words "sentiment" and "sentimentality." Sentiment is what a man really feels; sentimentality is what he persuades himself that he feels. The Bad Boy as a "blighted being" is the type of sentimentalists for all time. There is about the same relation between sentimentality and sentiment that there is between a paper doll and the lovely girl that it represents. There are fashions in emotions as there are fashions in bonnets; and foolish mortals are as prone to follow one as another. It is no more difficult for persons of a certain quality of mind to persuade themselves that they thrill with what they conceive to be the proper emotion than it is for a woman to convince herself of the especial fitness to her face of the latest device in utterly unbecoming headgear. Our grandmothers felt that proper maidenly sensibility required them to be so deeply moved by tales of broken hearts and unrequited affection that they must escape from the too poignant anguish by fainting into the arms of the nearest man. Their grandchildren to-day are neither more nor less sincere, neither less nor more sensible in following to extremes other emotional modes which it might be invidious to specify. Sentimentality will not cease while the power of self-deception remains to human beings.

With sentimentality genuine literature has no more to do than it has with other human weaknesses and vices, which it may picture but must not share. With sentiment it is concerned in every line. Of sentiment no composition can have too much; of sentimentality it has more than enough if there be but the trace shown in a single affectation of phrase, in one unmeaning syllable or unnecessary accent.

There are other tests of the genuineness of the emotion expressed in literature which are more tangible than those just given; and being more tangible they are more easily applied. I have said that sham sentiment is sure to ring false. This is largely due to the fact that it is inevitably inconsistent. Just as a man has no difficulty in acting out his own character, whereas in any part that is assumed there are sure sooner or later to be lapses and incongruities, so genuine emotion will be consistent because it is real, while that which is feigned will almost surely jar upon itself. The fictitious personage that the novelist actually shapes in his imagination, that is more real to him than if it stood by his side in solid flesh, must be consistent with itself because it is in the mind of its creator a living entity. It may not to the reader seem winning or even human, but it will be a unit in its conception and its expression, a complete and consistent whole. The poem which comes molten from the furnace of the imagination will be a single thing, not a collection of verses more or less ingeniously dovetailed together. The work which has been felt as a whole, which has been grasped as a whole, which has as a whole been lived by that inner self which is the only true producer of art, will be so consistent, so unified, so closely knit, that the reader cannot conceive of it as being built up of fortuitous parts, or as existing at all except in the beautiful completeness which genius has given it.

What I mean may perhaps be more clear to you if you take any of the little tinkling rhymes which abound, and examine them critically. Even some of more merit easily afford example. Take that pleasant rhyme so popular in the youth of our fathers, "The Old Oaken Bucket," and see how one stanza or another might be lost without being missed, how one thought or another has obviously been put in for the rhyme or to fill out the verse, and how the author seems throughout always to have been obliged to consider what he might say next, putting his work together as a joiner matches boards for a table-top. Contrast this with the absolute unity of Wordsworth's "Daffodils," Keats' "Ode on a Grecian Urn," Shelley's "Stanzas Written in Dejection," or any really great lyric. You will perceive the difference better than any one can say it. It is true that the quality of which we are speaking is sufficiently subtile to make examples unsatisfactory and perhaps even dangerous; but it seems to me that it is not too much to say that any careful and intelligent reader will find little difficulty in feeling the unity of the masterpieces of literature.

This lack of consistency is most easily appreciated, perhaps, in the drawing of character. Those modern writers who look upon literature as having two functions, first, to advance extravagant theories, and second,—and more important,—to advertise the author, are constantly putting forward personages that are so inconsistent that it is impossible not to see that they are mere embodied arguments or sensationalism incarnate, and not in the least creatures of a strong and wholesome imagination. When in "The Doll's House" Ibsen makes Nora Helma an inconsequent, frivolous, childish puppet, destitute alike of moral and of common sense, and then in the twinkling of an eye transforms her into an indignant woman, full of moral purpose, furnished not only with a complete set of advanced views but with an entire battery of modern arguments with which to support them,—when, in a word, the author, for the sake of his theory, works a visible miracle, we cease to believe in his imaginative sincerity. We know that he is dogmatizing, not creating; that this is artifice, not art.

Another test of the genuineness of what is expressed in literature is its truth to life. Here again we tread upon ground somewhat uncertain, since truth is as elusive as a sunbeam, and to no two human beings the same. Yet while the meaning of life is not the same to any two who walk under the heavens, there are certain broad principles which all men recognize. The eternal facts of life and of death, of love and of hate, the instinct of self-preservation, the fear of pain, the respect for courage, and the enthrallment of passion,—these are laws of humanity so universal that we assume them to be known to all mankind. We cannot believe that any mortal can find that true to his imagination which ignores these unvarying conditions of human existence. He who writes what is untrue to humanity cannot persuade us that he writes what is true to himself. We are sure that those impossible heroes of Ouida, with their superhuman accomplishments, those heroines of beauty transcendently incompatible with their corrupt hearts, base lives, and entire defiance of all sanitary laws, were no more real to their author than they are to us. Conviction springs from the imagination, and imagination is above all else the realizing faculty. It is idle to say that a writer imagines every extravagant and impossible whimsy which comes into his head. He imagines those things, and those things only, which are real to his inner being; so that in judging literature the question to be settled is: Does this thing which the author tells, this emotion which he expresses, impress us as having been to him when he wrote actual, true, and absolutely real? To unimaginative persons it might seem that I am uttering nonsense. It is not possible for a man without imagination to see how things which are invented by the mind should by that same mind, in all sanity, be received as real. Yet that is precisely what happens. No one, I believe, produces real or permanent literature who is not capable of performing this miracle; who does not feel to be true that which has no other being, no other place, no other significance save that which it derives from the creative power of his own inner sense, working upon the material furnished by his perception of the world around him. This is the daily miracle of genius; but it is a miracle shared to some extent by every mortal who has the faintest glimmer of genuine imagination.

To be convincing literature must express emotion which is genuine; to commend itself to the best sense of mankind, and thus to take its place in the front rank, it must deal with emotion which is wholesome and normal. A work phrasing morbid emotion may be art, and it may be lasting; but it is not the highest art, and it does not approve itself to the best and sanest taste. Mankind looks to literature for the expression of genuine, strong, healthy human emotion; emotion passionate, tragic, painful, the exhilaration of joy or the frenzy of grief, as it may be; but always the emotion which under the given conditions would be felt by the healthy heart and soul, by the virile man and the womanly woman. No amount of insane power flashing here and there amid the foulness of Tolstoi's "Kreutzer Sonata," can reconcile the world to the fact that the book embodies the broodings of a mind morbid and diseased. Even to concede that the author of such a work had genius could not avail to conceal the fact that his muse was smitten from head to feet with the unspeakable corruption of leprosy. Morbid literature may produce a profound sensation, but it is incapable of creating a permanent impression.

The principles of which we are speaking are strikingly illustrated in the tales of Edgar Allan Poe. He was possessed of an imagination narrow, but keen; uncertain and wayward, but alert and swift; individual and original, though unhappily lacking any ethical stability. In his best work he is sincere and convincing, so that stories like "The Cask of Amontillado," "The Gold Bug," or "The Purloined Letter," are permanently effective, each in its way and degree. Poe's masterpiece, "The Fall of the House of Usher," is a study of morbid character, but it is saved by the fact that this is viewed in its effect upon a healthy nature. The reader looks at everything through the mind of the imaginary narrator, so that the ultimate effect is that of an exhibition of the feelings of a wholesome nature brought into contact with madness; although even so the ordinary reader is still repelled by the abnormal elements of the theme. There is in all the work of Poe a good deal that is fantastic and not a little that is affected. He is rarely entirely sincere and sane. He shared with Byron an instinctive fondness for the rÔle of a "blighted being," and a halo of inebriety too often encircles his head; yet at his best he moves us by the mysterious and incommunicable power of genius. Many of his tales, on the other hand, are mere mechanical tasks, and as such neither convincing nor permanent. There is a great deal of Poe which is not worth anybody's reading because he did not believe it, did not imagine it as real, when he wrote it. Other stories of his illustrate the futility of self-deception on the part of the author. "Lygeia" Poe always announced as his masterpiece. He apparently persuaded himself that he felt its turgid sentimentality, that he thrilled at its elaborately theatrical setting, and he flattered himself that he could cheat the world as he had cheated himself. Yet the reader is not fooled. Every man of judgment realizes that, however the author was able to deceive himself, "Lygeia" is rubbish, and sophomoric rubbish at that.

There has probably never before been a time which afforded so abundant illustrations of morbid work as to-day. We shall have occasion later to speak of Verlaine, Zola, Ibsen, and the rest, with their prurient prose and putrescent poetry; and here it is enough to note that the diseased and the morbid are by definition excluded from literature in the best sense of the word. Good art is not only sincere; it is human, and wholesome, and sound.


                                                                                                                                                                                                                                                                                                           

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