The crucial test of the short story is the manner in which it begins. Of three-fourths of the MSS. submitted to him the editor seldom reads more than the first page, for he has learned by experience that if the story lacks interest there, it will in all probability be lacking throughout. Therefore it behooves you to make the beginning as attractive and correct as possible.

The beginning of a good short story will seldom comprise more than two or three paragraphs, and often it can be compressed into one. If it cannot get to the story proper in that space there is something radically wrong—probably in the plot; for the conventional brevity of the short story requires particular conciseness in the introduction.

In every story there are certain foundation facts that must be understood by the reader at the outset if he would follow the narrative easily. These basic truths differ greatly in different stories, so that it is difficult to give a complete list; but they are usually such details as the time and scene of the story, the names, descriptions, characteristics, and relationships of the different characters, and the relation of events prior to the story that may influence its development. You must make sure that the details which you select are fundamental and that they do have a definite influence which requires some knowledge of them. Any or all of these facts, however, may be introduced later in the narrative when their need appears; or they may be left in abeyance to enhance the element of suspense or mystery.

But because they are necessary these facts need not be listed and ticketed like the dramatis personae of a play bill. They should be introduced so deftly that the reader will comprehend them involuntarily; they must seem an intrinsic part of the warp and woof of the narrative. In themselves they are commonplaces, tolerated only because they are necessary; and if they cannot be made interesting they can at least be made unobtrusive. To begin a story thus is to make a false start that may prove fatal:

Note how Hawthorne handles a very similar family group in the initial paragraph of "The Ambitious Guest." He inserts his details without apparent effort; and yet he makes the persons individual and distinct. He does not say:

but:

Sometimes, in stories which consist largely of conversation, as so many of our modern stories do, the author never directly states the situation to the reader: it is made sufficiently plain either directly in the conversation itself, or indirectly in the necessary comments and descriptions. Or it may be presented as a retrospect indulged in by one of the characters. On the stage this takes the form of a soliloquy; but since few men in their right minds really think aloud, in the short story it is better for the author to imagine such thoughts running through the mind of the character, and to reproduce them as indirect discourse. We are so used to consider the author as omniscient that we experience no surprise or incredulity at such mind-reading. Such stories approach very nearly to the pure Dramatic Form. These are at once the most natural and the most artistic methods of introducing essential facts, and they are methods which can be advantageously employed to some extent in almost any story. With this method in mind read carefully any one of Hope's "Dolly Dialogue" stories and note how cleverly the facts are presented through the words and actions of the characters.

In the novel essential details are frequently held in suspense for some time, in order that the opening pages may be made attractive by the introduction of smart conversation or rapid action. A similar method is often followed in the short story, and it cannot be condemned offhand, for if used skillfully it is a clever and legitimate device for immediately fixing the reader's attention; but it holds danger for the uninitiated, for the amateur is liable to postpone the introduction of the details until the story is hopelessly obscure, or until he is reduced to dragging in those essential facts in the baldest manner. Even if he is otherwise successful, he runs the risk of destroying the proportion of his story by practically beginning it in the middle and endeavoring to go both ways at once. The conventions of the short story allow of little space for the retrospection necessary to such an introduction; and when the writer begins to say, "But first let me explain how all this came about," the reader begins to yawn, and the charm of the opening sentences is forgotten in the dreariness of the ensuing explanations. This method is of the modern school of short story writers, but Hawthorne, in "The Prophetic Pictures," gives us an excellent example of how it may be used to advantage; and the following well illustrates the absurd lengths to which it may be carried, and the desperate means to which the writer must then resort to patch up the broken thread of the narrative:

There is a questionable sort of beginning, which might be called dilatory, that consists in carrying the literary aspect of the essential facts to the extreme, and making them occupy a deal more valuable space than is rightly theirs. This is generally the method of a past school of short story writers, or of the writers of to-day who are not yet well versed in the technique of their art. Of this class Washington Irving is a great example. In "Rip Van Winkle" and "The Legend of Sleepy Hollow" he devotes to the introduction almost as much space as a writer to-day would give to the whole tale. He is so skillful in gently urging the narrative along, while he introduces new essentials and interpolates literary but non-essential matter, that in neither story can one exactly fix the bounds of the beginning; but in each a modern story teller would combine the first ten paragraphs into one introductory paragraph. I do not mean to say that this is a fault in Irving: if it is a fault at all it belongs to his time; then, too, these tales were supposed to be written by the garrulous antiquarian, Diedrich Knickerbocker; but their discursive style is not in vogue to-day, and is therefore to be avoided.

As an awful example of the extent to which this dilly-dallying may be carried, let me introduce the following:

It seems almost incredible that any writer, however inexperienced, should begin his narrative in this fashion. The introductory paragraph is of course entirely unnecessary—even the author had some inkling of that fact, for he takes pains to specify when "the story" proper actually begins; but even after he is supposed to be in the midst of his narration, he stops to give us wholly gratuitous information concerning the time of day, the state of the weather, and the occasion when Elmer Charleston first met Jennie Shelby—all of which was apparently introduced for the purpose of discouraging further interest: at least, that is what it certainly accomplishes.The short story has no space for the "glittering generalities" with which young writers delight to preface their work. A tale which requires a page or even a paragraph to elucidate its relation to life and things in general is seldom worth the perusal, much less the writing. These introductory remarks are usually in the nature of a moral, or a bit of philosophizing; but if the story has any point it will be evident in the narrative itself, and no preliminary explanation will atone for later neglect to make it of human interest. There is no good reason, unless it be the perversity of human nature, why you should begin a story by making trite remarks about things in general, as this writer did:

It would be wrong, however, to say that the prefatory introduction is the sign of a poor story, for many good writers produce such stories, and many critical editors accept and publish them. A large majority of Poe's tales begins so; yet in nearly every case the beginning could have been cut and the story improved. Kipling, too, has a liking for this method of beginning; usually he states his abstract idea, as a preacher announces his text, and then proceeds to make the practical application. With these masters the transition from the general to the specific is usually easy and gradual, but in the following example from Kipling's "On the Strength of a Likeness" the line of demarcation is well defined:

There is no real abruptness here, and the author's observations are apt and sound; but the fact remains that they are not essential and so a strict observance of conventions requires their elimination.

"The background of a story should always be the last thing to be chosen, but it is the first thing to consider when one comes to actual writing out. A story is much like a painting.... In story writing it appears to be simple portraits that need least background."[34] Scenes may play an important part in a story by influencing the actors or by offering a contrast to the events; in such cases they must be made specific, but rather after the broad free manner of the impressionist. The employment of the contrast or harmony of man and nature is one of the oldest devices of story telling, but also one of the most artistic and effective. It is not an artificial device, though it occasionally appears so from its misuse: it is a fact that all of us must have experienced in some degree, for we are all, though often unconsciously, influenced by the weather or by our environments; and though our emotions may be so intense as to counteract that influence, we are sufficiently self-centered to think it strange that all nature should not be in harmony with us.You should, however, take care that the scene is important before you attempt to present it. Unless it does influence the action of the story or is necessary for the understanding of what is to come it has no place in the narrative, no matter how great may be its beauties or how artistic your description of them. Above all things, never clutter your story with commonplaces and details which would serve to picture any one of a hundred different places. "When a tale begins, 'The golden orb of day was slowly sinking among the hills, shedding an effulgent glory over the distant landscape,' the discerning reader, whether official or volunteer, is apt to pause right there. He knows exactly what happens when the orb of day finds it time to disappear, and he does not care for your fine language unless it conveys a fact or an idea worth noting."[35]

The best method of procedure is to suggest the scene, as you do the character,[36] by the few specific features which distinguish it from other similar scenes, and to permit the reader's imagination to fill in the details. Hawthorne gives a very distinct idea of the setting of "The Ambitious Guest;" and yet, from his description alone, no two persons would draw the same picture. It suffices that they would all possess the essential elements of loneliness, bleakness and haunting terror. At the same time he effects a sharp contrast between the wildness and discomforts of the night and the peace and cheer of the tavern.

In locating the story it is absurdly shiftless to designate the place by a dash or a single letter, or a combination of the two. One of your first objects is to make your story vivid, and you will not further that end by the use of impossible or indefinite substitutes for names. If you are relating a true story and desire to disguise it, adopt or invent some appellation different enough to avoid detection; but never be so foolish as to say:

It would be just as sensible to go through the rest of the story and substitute blanks or hieroglyphics for the important words. Specificness in minor details is a great aid to vividness, and you cannot afford to miss that desirable quality through sheer laziness.

The safest way to begin a story is to begin at the beginning, state the necessary facts as succinctly as possible, and lead the reader into the quick of the action before he has had time to become weary. For it must be remembered that the object of the short story is always to amuse, and that even in the introductory paragraphs the reader must be interested. If he is not he will very likely cast the story aside as dry and dull; if he does read it through he will be prejudiced at the outset, so that the result will be about the same.

In "The Ambitious Guest" the introduction occupies ¶1-4, or one-eleventh of the entire story, measured by paragraphs. In that space Hawthorne locates the scene, introduces and individualizes the characters, determines the atmosphere of the tale, and recounts the necessary preliminaries; and all this he does in the easiest way, while skillfully leading up to the story proper. A writer of to-day would probably condense these four paragraphs into one, without neglecting any essentials; but he would hardly attain the literary finish of Hawthorne's work.

To prove further that the beginning of a story does influence its success, I would ask you to consider the following, which is typical of the style of introduction most affected by the novice: