The establishment of absolutism. TWO outstanding features marked the history of Spanish political institutions in the era of the House of Hapsburg, or Austria: the absolutism of the kings; and the development of a modern bureaucratic machinery. The Hapsburgs did not introduce absolutism into Spain, but, rather, succeeded to a system which the efforts of their predecessors, especially the Catholic Kings, had made possible. Nevertheless, it was in this period that the kings, aided by greater resources than former Spanish monarchs had possessed, by the prestige of ruling the most extensive and powerful dominions in the world, and by the predominantly royalist ideas of the age, including the theory of divine right, were able for the first time to direct the affairs of state much as they chose. To be sure, they were still supposed to respect the laws and to rule for the good of their subjects, but in practice it was left to them to interpret their own conduct. Instances have already been given of Charles I’s infringements of the law,—for example, in his employment of Flemish favorites. He also introduced a system of personal rule, making himself the head and centre of all governmental action. It was Philip II, however, who carried the ideal of personal rule to the greatest extreme. Suspicion and direct intervention in state affairs were the basic principles of his government, wherefore he gave no man his full confidence, but tried to do as much as he could himself. If the methods of Philip II, the most bureaucratic king in history, often had unfortunate results,—for example, in the case of preparing the famous Armada,—those of his successors Tendencies toward centralization. At first sight it would seem that the kings were not successful in their policy of centralization. It was hardly to be expected that the dominions outside the peninsula could be brought under the same system of law and custom as governed in Castile, and the case was much the same as regards Portugal when that kingdom was added to the monarchy. With respect to the rest of the peninsula, however, Olivares expressed what was at least a desirable ideal, when he wished to bring about an amalgamation on the Castilian pattern, both in law and in common sentiment, of the dominions of the crown. Some changes were in fact made which tended to promote legal unification, but in essentials the ancient customs of Navarre, Aragon, Catalonia, Valencia, and the Basque provinces were left undisturbed. It is possible that the merger might have been attempted with safety at almost any time before 1640, when Olivares tried it,—quite probably so in the sixteenth century. That it was not undertaken may have been due to the attention given to foreign wars, but in any event the autonomy of the non-Castilian kingdoms of the monarchy was more apparent than real. The nobility and many of the people were intensely royalist, and even when they were not so in principle they supported the kings because, like them, they were profoundly Catholic. Furthermore, the organization representing the old rÉgime had declined internally to such an extent that it was a mere shadow of its former self. Centralization had in fact been going on without process of law, and for that very reason it was easy in the next period to make it legally effective. Submissiveness of the Castilian Cortes. Comparative independence of the other Cortes. Nowhere was the absolutism of the kings more manifest than in their dealings with the Castilian Cortes. The principal functions of this body had always been to grant or withhold subsidies and to make petitions, which the kings Subservience of the towns to the royal will. Just as in the case of the Castilian Cortes, so also in that Importance of the bureaucracy. With the advance both in royal authority and in the scope and extension of government it was inevitable that the new bureaucracy, which had made its appearance in the modern sense under the Catholic Kings, should increase in the number of its officials and in power until it absorbed a great part Power of the Consejo Real. Meanwhile, the Consejo Real advanced in power, and new councils were added. The most notable reform in the Consejo Real was its division in 1608 into four sections, or salas, respectively of government (Gobierno), justice (Justicia), “fifteen hundred” (Mil y quinientos), and the provinces (Provincia). The last three had to do with affairs of justice, while the Sala de Gobierno, the most important of the four, was supposed to concern itself mainly with politics and administration. Nevertheless, the variety of functions which had always characterized the Consejo as a whole applied in like manner to each of the salas. Thus the Sala de Gobierno handled such widely divergent matters as the extirpation of vice and sin, the economic development of the country, the decision in cases of conflict of laws or jurisdictions, cases of recourse of fuerza, the cleaning and improvement of Madrid, questions of peace and war, together with a great number of others. Moreover, many of its functions were judicial in character. Important affairs, especially those on which the king requested advice, were taken up by the Consejo in full (en pleno),—that is, by a joint meeting of the four salas. While the Consejo had been in origin a purely consultive body, it now acquired the privilege of making suggestions to the king of its own volition and of indicating its objections to any measures he might Importance of the CÁmara. In like manner other councils were formed (in addition to those dating from the era of the Catholic Kings) which relieved the monarch of many of his responsibilities. The most important was the Consejo de la Real CÁmara (Council of the Royal Chamber), more often called the CÁmara de Castilla, or simply the CÁmara. This was founded by Philip II in 1588 to assist him in handling such matters as the kings had always retained for themselves, apart from the Consejo Real, such as questions arising in connection with the patronato real, or royal patronage, of the church and appointments generally to the various councils, audiencias, and other important posts in Castilian administration. Men of the highest character were chosen to compose the CÁmara, and secrecy as to their discussions was imposed upon them. In 1616 the CÁmara advanced a step further, in that certain affairs—such as pardons for crime, authorizations for entailing estates in primogeniture, the naturalization of foreigners, and the removal of civil and political disabilities from individuals subject to them—were left for it to resolve without consulting the king. The king still intervened in the more important matters. Among the new councils of the era were those of finance (Hacienda), war (Guerra), and indulgences (Cruzada), all of Castilian origin. Expansion of the royal judiciary. The expansion of officialdom in the peninsula made its presence felt in the judiciary as elsewhere. The three judicial salas of the Consejo Real and in some cases the Sala de Vastness of the royal expenditures. Frequent references have already been made to the desperate state of Spanish finances in the era of the House of Austria and to its importance as an ultimate factor affecting Spanish dominion in the Americas. Vast sums were expended for political and military ends, the only compensations for which were extensions of territory and power and a satisfaction of the desire for glory, without reflecting themselves in an increase of public wealth, the well-being of Spaniards, or even in commercial advantage; on the contrary, economic development was checked or hindered by the continual wars in which the kings engaged. Expenditures very greatly increased over what they had been before. It will be sufficient to explain this if some comment is made on two noteworthy objects to which state revenues were devoted: the maintenance of the court; and the cost of the wars. The ordinary expenses of the royal family jumped under Charles I to about 150,000 ducats ($2,250,000) a year,—more than ten times the amount required by the Catholic Tremendous increase in taxation in Castile. It is no wonder that the people through their representatives in the Cortes began to ask for peace and the termination of military adventures, even in the period when victories were frequent; the nobles also favored an end of the wars,—when the kings endeavored to get them, too, to grant a subsidy. One result of the greater financial requirements of the state was an increase in taxation, both in the collection of the existing taxes at a higher rate, and in the imposition of new ones. The grants, or servicios, of the Castilian Cortes were frequent and large in amount. In 1538 there appeared the new tax of the millones, so-called because it was calculated in millions of ducats. This was an excise on articles of prime necessity,—meat, wine, oil, and vinegar. It was extended soon to powder, lead, sulphur, red ochre, vermilion, sealing-wax, and playing cards, which together were called the siete rentillas (seven little rents). Salt, gold, silver, mercury, and many other materials were the Taxes in the other kingdoms. The above refers to taxes collected in Castile, but the other dominions of Spain, peninsula and otherwise, produced considerable amounts for the state. Aragon, Catalonia, and Valencia yielded much less than Castile. The Low Countries were profitable for a time; Charles I procured 450,000 ducats a year (nearly $7,000,000) at the outset of his reign. Under Philip II, however, they were the scene of heavy expenditures. The Americas have often been considered as the principal financial resort of the Spanish kings, and although this is not certain and may even be doubtful they did yield vast sums. Prior to the conquest of Mexico the annual revenues were only some 70,000 ducats (about $1,000,000), but the conquests of CortÉs, followed soon by those of Pizarro in Peru, resulted in an enormous increase. Under Philip II they amounted annually to about 1,200,000 ($18,000,000) according to some writers, and to as much as 2,000,000 ($30,000,000) in the opinion of others. Castilian taxes were applied in the new world, together with certain others arising out of the special circumstances of colonial affairs, such as the royal fifth on precious metals from the mines and the poll tax collected from the Indians. Data are not at hand for an accurate estimate of the entire revenues of Spain, but it seems clear that they increased enormously in the period. They may have reached their highest point under Philip III, when it was estimated that they were some 24,000,000 ducats ($360,000,000) a year, of which not more than half reached the Spanish treasury. An estimate made toward the close of the century gave the revenues as about 17,750,000 ($270,000,000), of which only a third was actually available. Despite these relatively great sums the national debt was a constant factor, and advanced greatly in amount under Philip II, who is said to have left a debt of 100,000,000 ducats ($1,500,000,000). This was reduced in later reigns, but was still 70,000,000 (well over $1,000,000,000) in 1690,— The Spanish army in the days of its greatness. The principal element in the Spanish army was the volunteer soldiery in the king’s pay. Foreign mercenaries were obtained for stated lengths of time or for specific campaigns, but Spaniards enlisted for indefinite service, and thus became the veterans of the army. Military life was popular during the sixteenth century and the early part of the seventeenth, and the army abounded in hidalgos and others of yet higher rank who did not disdain to serve as privates. Later the number of Spanish recruits grew less, when the state began to fail in its regularity of payments, and their withdrawal marked the era when defeats became frequent. Among the noteworthy changes in tactics was the appearance of the regiment. Firearms had now come into general use, and cannon were greatly improved, but it was the pikemen of the Spanish infantry who formed the principal branch of the army until near the close of the period. Because of the inferiority of their weapons the troops with firearms were regarded as a mere auxiliary to the pikemen. Armies were small; 20,000 to 40,000 men was perhaps the usual rule. Even in the century of Spain’s greatness many lands were left without garrison, as occurred nearly always in the case of the Americas; one report of the period of Charles I stated that there was not a port in the colonies which could resist an attack of three hundred men. The worst evils in connection with the army were those of bad administration and a lack of regularity in paying the troops and in remitting funds for munitions and other supplies. Fraud and graft accounted for a great deal of the money which the state did apply to the army. These factors contributed to a lack of military discipline; it was not unusual for ragged and starving soldiers to beg from door to door, and it is not to be wondered at that the troops occasionally took the matter of the collection of their wages into their own hands. It was customary for women of bad repute to accompany the armies, and it sounds strange today that one of the military manuals of the time recommended that there should be eight women, who should be common to all, for every hundred soldiers. Nevertheless, the Spanish infantry, for more than a century, enjoyed the reputation of being the most capable military unit in Europe. Naval warfare. Despite the frequency of naval warfare and the necessity of maintaining communications with the Americas, comparatively little attention was paid to the marine establishment, and properly speaking there was no official navy in the entire period. The principal method employed to assemble a fleet was by renting ships, whether from Spaniards or foreigners. In addition a few were built by the state, or purchased, and in times of stress merchant vessels were pressed into service, but this proved ruinous to commerce and ship-building alike. So long as other powers used the same methods Spain was not greatly handicapped, but with the development of national navies in England, France, and the Protestant Netherlands, she was placed at a disadvantage. Nevertheless, considerable fleets were often assembled. In 1643 a special fleet called the Armada de Barlovento (fleet of the Barlovento, modern Windward, Islands) was organized at colonial expense for the defence of the Americas. It was soon withdrawn,—but the tax remained. The fleet of the Catalonian deputation was maintained for a while, but disappeared early in the seventeenth century. There were also a number of private fleets, engaged principally in reprisals against the Moslems, a kind of piracy. While privateering of this sort was forbidden by law the kings frequently granted dispensations which enabled the traffic to be carried on almost continuously. Greater strictness was employed in the Americas lest the privateers should fail to resist the temptation to pick up Spanish merchantmen, but the prohibition there was at length removed, and the Spanish boats rendered great service against pirates and national enemies. During the sixteenth century Spanish fleets were manned by volunteer forces, but this was changed in the seventeenth to compulsory service of the fishermen of the coasts. The heavier work, especially the rowing of the galleys, was done by captives in war and by criminals, who served terms in the galleys rather than in prison. During most of the period the galley, with three banks of oars, was the principal type of vessel. In ocean warfare, the nao, or light sailing-vessel, soon came into use, and this was gradually supplanted by heavier ships, until late in the era there developed Beginnings of diplomacy. In common with other European countries Spain developed a diplomatic service in this period. The sending of special embassies and the making of treaties had been customary since ancient times, but the practice of appointing ministers to reside at foreign courts and that of receiving those sent from abroad did not begin in Spain until the reign of Charles I. The initiative had come earlier from the Italian republics. From this time forward Spanish diplomacy, like that of other countries, took on a modern form, and ambassadors sent reports about the state of the countries to which they were accredited, strove to obtain advantages for Spain, endeavored to check the intrigues of the ambassadors of other nations, and made treaties. The use of spies as an auxiliary to ambassadorial work was general. For a time Spanish diplomacy enjoyed a high reputation for success, but in the later seventeenth century it was quite overshadowed by the French. The Nueva RecopilaciÓn and other codes. The absolutism of the monarchy, its bureaucratic character, and the instinct of the letrados for reducing everything to rules and regulations produced an abundance of legislation, much of which was exceedingly minute in detail and casual in subject-matter. It was natural therefore that there should be a desire for a fresh codification, and this at length took shape in a compilation by BartolomÉ de Arrieta in 1567 of the Nueva RecopilaciÓn (New Compendium, or Compilation), so-called with reference to the code of Montalvo, its predecessor, of the period of the Catholic Kings. The new Underlying discontent of the people over the Spanish political system. The submissiveness of the Spanish peoples under absolute rule has often been greatly exaggerated. In fact, neither then nor ever since were they loth to criticise the “mal gobierno” (bad government). Evidences are to be found on every hand of complaints against the bureaucratic organization which was absorbing a great part of the national |