Historical setting of the era of the House of Austria.
FROM the standpoint of European history the period of the House of Hapsburg, or Austria, covering nearly two centuries, when Spain was one of the great powers of the world, should be replete with the details of Spanish intervention in European affairs. The purposes of the present work will be served, however, by a comparatively brief treatment of this phase of Spanish history; indeed, the central idea underlying it reduces itself to this: Spain wasted her energies and expended her wealth in a fruitless attempt, first to become the dominant power in Europe, and later to maintain possessions in Italy and the Low Countries which were productive only of trouble; what she took from the Americas with the one hand, she squandered in Europe with the other. Internally there were changes which were to react on the Spanish colonial dominions, wherefore a correspondingly greater space must be accorded peninsula history than directly to the wars in Europe. The greatest feature of the period was the conquest of the Americas, accomplished in part by the spectacular expeditions of the conquistadores, or conquerors, and in part by the slower advance of the Spanish settlers, pushing onward the frontier of profits. Not only was this the most notable achievement when considered from the American angle, but it was, also, when taken from the standpoint of Spain, and possibly, too, from that of Europe and the world.
Vast empire of Charles I of Spain, the Emperor Charles V.
The Italian venture of the Aragonese kings had yielded probably more of advantage than of harm down to the time of Ferdinand, and it may be that even he did not overstep the bounds of prudence in his ambitious designs. When his policies were continued, however, in the person of Charles I, better known by his imperial title as the Emperor Charles V, the results were to prove more disastrous to Spain than beneficial. The circumstances were in fact different for the two monarchs, although their aims were much the same. Some writers have supposed that Ferdinand himself recognized the danger of a union of the Austrian, Burgundian, and Spanish dominions under one king, and they assert that he planned to make Charles’ younger brother, Ferdinand, ruler of Spain and the Two Sicilies in case the former should be elected emperor. In his will, however, he respected the principle of primogeniture, and left all to Charles, eldest son of Philip the Handsome and Juana la Loca. Through his mother and Ferdinand, Charles inherited Castile, Aragon, and Navarre, the Castilian dominions in Africa and America (where the era of great conquests was just about to begin), the Roussillon and Cerdagne across the Pyrenees, and Sardinia, Sicily, and Naples in Italy; through his father he had already become possessed of the territories of the House of Burgundy, comprised of Flanders and Artois in northern France, Franche-ComtÉ and Charolais in the east, Luxembourg, and the Low Countries. This was not all, for Charles was heir of the Emperor Maximilian, and in addition to inheriting the latter’s Austrian dominions might hope to succeed to the imperial title as ruler of the Holy Roman Empire. To be sure, the system of electing the emperors by the electoral princes still obtained, but the Germanic states of the empire were almost certain to prefer a powerful Hapsburg, with such dominions as Charles had, to any other candidate, if only to serve as a counterpoise to the ambitions of France. Nevertheless, the electors did not miss the opportunity to make a profit out of the situation, and encouraged the candidacy of Henry VIII of England and especially of Francis I of France as well as that of Charles, receiving bribes and favors from all. In the end, following the death of Maximilian in 1519, they decided in favor of Charles. He was now ruler, at least in name, of one of the most vast empires in the history of the world.
Inherent weakness of his empire.
The mere possession of such extensive domains inevitably led to an imperialistic policy to insure their retention. Each of the three principal elements therein, Spain, Burgundy, and the Austrian dominions, was ambitious in itself and especially hostile to France, and all of these aspirations and enmities were now combined in a single monarch. Charles himself was desirous not only of conquest but also of becoming the most powerful prince in the world, thus assuring the Hapsburg supremacy in Europe, and making himself the arbiter in European political affairs and the protector of Christianity; he may even have dreamed of a world monarchy, for if he did not aspire to such a state for himself he believed its attainment possible of realization. In the achievement of a less vast ideal, however, Charles was certain to experience many difficulties, and at some point or other was bound to encounter the hostility not only of France but also of the other states of Europe. If this were not enough there came along the unforeseen dilemma of the Reformation. Finally, his own dominions were none too strongly held together, one with another or within themselves. They were widely separated, some indeed entirely surrounded by French territory, leading to a multiplicity of problems of a military and a political nature. The imperial rank carried little real authority in Germany, and the Burgundian realms were not a great source of power. It appears, therefore, that the empire was more a matter of show than of strength, and that Spain, who already had a surfeit of responsibility, what with her conquests in Italy, Africa, and the Americas, must bear the burden for all. The reign of Charles would seem to be the parting of the ways for Spain. If she could have restricted herself to her purely Spanish inheritance, even with the incubus of her Italian possessions, she might have prolonged her existence as a great power indefinitely. A century ahead of England in colonial enterprise, she had such an opportunity as that which made the island of Britain one of the dominant factors in the world. Even as matters were, Spain was able to stand forth as a first rank nation for well over a century. Whatever might have happened if a different policy had been followed, it hardly admits of doubt that Spain’s intervention in European affairs involved too great a strain on her resources, and proved a detriment politically and economically to the peninsula.
Dissatisfaction over foreign favorites and increased taxation.
Charles had been brought up in Flanders, and, it is said, was unable to speak Spanish when he first entered the peninsula as king of Spain. His official reign began in 1516, but it was not until his arrival in the following year that the full effect of his measures began to be felt. Even before that time there was some inkling of what was to come in the appointments of foreigners, mostly Flemings, to political or ecclesiastical office in Castile. At length Charles reached Spain, surrounded by Flemish courtiers, who proceeded to supplant Spaniards not only in the favor but also in the patronage of the king. The new officials, more eager for personal profit than patriotic, began to sell privileges and the posts of lower grade to the highest bidders. Such practices could not fail to wound the feelings of Spaniards, besides which they contravened the laws, and many protests by individuals and towns were made, to which was joined the complaint of the Cortes of Valladolid in 1518. To make matters worse ChiÈvres, the favorite minister of the king, caused taxes to be raised. The amount of the alcabala was increased, and the tax was made applicable to the hitherto privileged nobility, much against their will. In like manner the opposition of the clergy was roused through a bull procured from the pope requiring ecclesiastical estates to pay a tenth of their income to the king during a period of three years. Furthermore it was commonly believed, no doubt with justice, that the Flemish office-holders were sending gold and other precious metals out of the country, despite the laws forbidding such export. Nevertheless the Cortes of 1518 granted a generous subsidy to the king, but this was followed by new increases in royal taxation. Opposition to these practices now began to crystallize, with the nobles of Toledo taking the lead in remonstrance against them.
Charles’ manipulation of the Cortes in Galicia.
The situation in Castile was complicated by the question of the imperial election. Between the death of Maximilian in January, 1519, and the election of Charles in June of the same year it was necessary to pay huge bribes to the electoral princes. Once chosen, Charles accepted the imperial honor, and prepared to go to Germany to be crowned, an event which called for yet more expenditures of a substantial nature. So, notwithstanding the grant of 1518, it was decided to call the Cortes early in 1520 with a view to a fresh subsidy. Since all Castile was in a state of tumult it was deemed best that the meeting should take place at some point whence an escape from the country would be easy in case of need. Thus Santiago de Compostela in Galicia was selected, and it was there that the Cortes eventually met, moving to the neighboring port of CoruÑa after the first few days’ sessions. The call for the Cortes provoked a storm of protest not only by Toledo but also by many other cities with which the first-named was in correspondence. Messengers were sent to the king to beg of him not to leave Spain, or, if he must do so, to place Spaniards in control of the affairs of state, and complaints were made against the practices already recounted and numerous others, such, for example, as the royal use of the title “Majesty,” an unwonted term in Spain. From the first, Charles turned a deaf ear, refusing to receive the messengers of the towns, or reproving them when he did give them audience, and he even went so far as to order the arrest of the Toledan leaders. The Cortes at length met, and gave evidence of the widespread discontent in its demands upon the king. In accordance with their instructions most of the deputies were disinclined to take up the matter of a supply for the king until he should accede to their petitions. Under the royal eye, however, they gradually modified their demands, and when Charles took it upon himself to absolve them from the pledges they had given to their constituents they voted the subsidy without obtaining any tangible redress of grievances. The king did promise not to appoint any foreigners to Spanish benefices or political holdings during his absence, but broke his word forthwith when he named Cardinal Adrian, a foreigner, as his representative and governor during his absence. This done, Charles set out in the same year, 1520, for Germany.
War of the Comunidades in Castile.
Meanwhile, a riot in Toledo, promoted by the nobles whom Charles had ordered arrested, converted itself into a veritable revolt when the royal corregidor was expelled from the city. This action was stated to have been taken in the name of the Comunidad, or community, of Toledo, and served to give a name to the uprising which now took place in all parts of Castile. Deputies to the Cortes who had been faithless to their trust, some of whom had accepted bribes from the king, were roughly handled upon their return home, and city after city joined Toledo in proclaiming the Comunidad. In July, 1520, delegates of the rebellious communities met, and formed the Junta of Ávila, which from that town and later from Tordesillas and Valladolid served as the executive body of the revolution. For a time the Junta was practically the ruling body in the state; so complete was the overturn of royal authority that Cardinal Adrian and his advisers made no attempt to put down the rebellion. Time worked to the advantage of the king, however. The revolt of Toledo had begun as a protest of the nobles and clergy against the imposition of taxes against them. The program of the Junta of Ávila went much further than that, going into the question of the grievances of the various social classes. At length many of the comuneros began to indulge in acts of violence and revenge against those by whom they regarded themselves as having been oppressed, and the movement changed from one of all the classes, including the nobles, against the royal infractions of law and privileges, to one of the popular element against the lords. Thus the middle classes, who objected to the disorder of the times as harmful to business, and the nobles, in self-defence, began to take sides with the king. City after city went over to Charles, and late in 1520 the government was strong enough to declare war on the communities still faithful to the Junta. Dissension, treason, and incompetent leadership furthered the decline of the popular cause, and in 1521 the revolt was crushed at the battle of Villalar. Charles promised a general pardon, but when he came to Spain in 1522 he caused a great many to be put to death. Not until 1526 did he show a disposition to clemency. Moreover he retained his Flemish advisers.
Social wars in Valencia and Majorca.
During the period of the revolt of the Comunidades in Castile even more bitter civil wars were going on in Valencia (1520-1522) and Majorca (1521-1523). The contest in Valencia was a social conflict from the start, of plebeians against the lords, whereas the Castilian conflict was fundamentally political. In Majorca the strife began over pressure for financial reforms, but developed into an attempt to eliminate the nobility altogether. Both uprisings were independent of the Castilian revolt, although serving to aid the latter through the necessary diversion of troops. As in Castile, so in Valencia and Majorca, Charles took sides against the popular element, and put down the insurrections, displaying great severity toward the leaders.
Charles’ difficulties in Germany and war with France.
While the civil wars were at their height Charles was having more than his share of trouble in other quarters. The princes of Germany compelled him to sign a document affirming their privileges, in which appeared many paragraphs similar to those of the Castilian petitions to the king, together with one requiring Charles to maintain the empire independently of the Spanish crown. The acceptance of these principles by the emperor is an evidence of the weakness of his authority in the subject states of Germany, for not only was he a believer in the divine origin of the imperial dignity, a doctrine which would have impelled him to establish his personal and absolute rule in all of his realms if possible, but he seems also to have intended to make Spain the political centre of his dominions, because she was, after all, his strongest element of support. At the same time, a fresh difficulty appeared in Germany with the Lutheran outbreak of 1521. Charles himself favored reform in the church, but was opposed to any change in dogma. Before he could confront either the political or the religious problem in Germany, he found himself attacked on another quarter. Francis I of France had seized upon Charles’ difficulties as affording him a rich opportunity to strike to advantage; so in 1521 he twice sent French armies into Spain through the western Pyrenees on the pretext of restoring the crown of Navarre to the Labrit family. With all these questions pressing for solution Charles was in an exceedingly unsatisfactory position. Thus early in the period lack of funds to prosecute European policies was chronic. Spain herself, even if there had been no civil wars, was not united internally like the compact French nation, and the other Hapsburg dominions could give but little help. Finally, Charles could not depend on the alliance of any other power, for his own realms were neighbors of all the others, and his designs were therefore generally suspected. Nevertheless, Charles brought to his many tasks an indomitable will, marked energy, a steadfast purpose, and an all-round ability which were to do much toward overcoming the obstacles that hindered him.
Wars with France, the pope, the Italian states, and German princes.
The outcome.
It is profitless, here, to relate the course of the wars with France and other European states. In the years 1521 to 1529, 1536 to 1538, and 1542 to 1544, France and Spain were at war, and at other times, down to the death of Francis I in 1547, the two countries enjoyed what was virtually no more than a truce. Meanwhile, Charles was usually in conflict with the popes, whose temporal dominions in central Italy were threatened by the growing power of Spain and the empire in the Italian peninsula. Other states in Italy fought now on Charles’ side, now against him, while the princes of Germany were an equally variable quantity. England favored each side in turn, but offered little effective aid to either. As affecting the history of religion these wars gave Protestantism a chance to develop. Neither Charles nor Francis disdained the aid of Protestant princes, and the former had little opportunity to proceed against them on religious grounds. Francis even allied himself with the Moslem power of Turkey. On the whole, Charles was the victor in the wars, and could point to the occupation of Milan as a tangible evidence of his success,—about the only territorial change of consequence as a result of the many campaigns. Perhaps the most noteworthy fact as affecting the history of Spain and Spanish America was the financial drain occasioned by the fighting. Time and again lack of funds was mainly responsible for defeats or failures to follow up a victory. Spain and the Americas had to meet the bills, but, liberal as were their contributions, more were always needed.
Wars with the Turks and the Moslems of northern Africa.
The wars with Turkey had a special significance because of the ever impending peril from Moslem northern Africa. The pirates of the Berber, or Barbary, Coast, as the lands in northwestern Africa are often called, seemed to be more than ever audacious in the early years of the reign of Charles. Not only did they attack Spanish ships and even Spanish ports, but they also made numerous incursions inland in the peninsula. Aside from the loss in captives and in economic wealth that these visitations represented, they served to remind the authorities of the Moslem sympathies of Spanish Moriscos and of the ease with which a Moslem invasion might be effected. Furthermore the conquests of Isabella and XimÉnez had created Castilian interests in northern Africa, of both a political and an economic character, which were in need of defence against the efforts of the tributary princes to free themselves by Turkish aid. The situation was aggravated by the achievements of a renegade Greek adventurer and pirate, known best by the sobriquet “Barbarossa.” This daring corsair became so powerful that he was able to dethrone the king of Algiers and set up his own brother in his stead. On the death of the latter at the hands of the Spaniards in 1518, Barbarossa placed the kingdom of Algiers under the protection of the sultan of Turkey, became himself an admiral in the Turkish navy, and soon afterward conquered the kingdom of Tunis, whence during many years he menaced the Spanish dominions in Italy. Charles in person led an expedition in 1535 which was successful in dethroning Barbarossa and in restoring the former king to the throne, but an expedition of 1541, sent against Algiers, was a dismal failure. On yet another frontier, that of Hungary, Spanish troops were called upon to meet the Turks, and there they contributed to the checking of that people at a time when their military power threatened Europe. The problem of northern Africa, however, had been little affected by the efforts of Charles.
Charles’ failure to stamp out Protestantism.
Meanwhile, the religious question in Germany had all along been considered by Charles as one of his most important problems. The first war with France prevented any action on his part until 1529, since he needed the support of the Protestant princes. The movement therefore had time to gather headway, and it was evident that Charles would meet with determined opposition whenever he should decide to face the issue. Various factors entered in to complicate the matter, such, for example, as the fear on the part of many princes of the growing Hapsburg power and the belief that Charles meant to make the imperial succession hereditary in his family. A temporary adjustment of the religious situation was made by the imperial Diet held at Spires in 1526, when it was agreed that every prince should decide for himself in matters of religion. With the close of the war with France in 1529, Charles caused the Diet to meet again at Spires, on which occasion the previous decision was revoked. The princes devoted to the reform ideas protested, giving rise to the name “Protestant,” but without avail. The Diet was called for the next year at Augsburg, when Charles sat in judgment between the two parties. The Protestants presented their side in a document which became known as the confession of Augsburg. The Catholic theologians replied, and Charles accepted their view, ordering the Protestant leaders to submit, and threatening to employ force unless they should do so. The international situation again operated to protect the reform movement, for the Turks became threatening, and, indeed, what with the wars with France and his numerous other difficulties Charles was unable to proceed resolutely to a solution of the religious problem until the year 1545. At last he was ready to declare war. In 1547 he won what seemed to be a decisive victory in the Battle of MÜhlberg, resulting in the subjection of the Protestant princes to the Roman Church. They protested anew, and, aided by the opposition to Charles on other grounds,—for example, because of his introduction of Italian and Spanish soldiery into what was regarded as a domestic quarrel,—were able to present a warlike front again. This time they were joined by Charles’ former powerful ally, Maurice of Saxony, through whose assistance they successfully defended themselves. Peace was made at Passau in 1552, ratified by the Diet of Augsburg in 1555, whereby the Protestant princes obtained equal rights with the Catholic lords as to their freedom in religious beliefs.
Other failures of Charles and his abdication.
Great as were to be the results of Charles’ reign on its European side, it had nevertheless been a failure so far as Spain and Charles’ own objects were concerned. Yet other disappointments were to fall to his lot. He aspired to the imperial title for his son Philip. In this he was opposed both by the Germanic nobility, who saw in it an attempt to foist upon them a Spanish-controlled absolutism, and by his brother Ferdinand, who held the Austrian dominions as a fief of the empire and aimed to become emperor himself. Unable to prevail in his own policy Charles eventually supported Ferdinand. For many years, too, he thought of establishing an independent Burgundian kingdom as a counterpoise to France, but changed his mind to take up a plan for uniting England and the Low Countries, with the same object in view. For this latter purpose he procured the hand of Queen Mary of England for his son Philip. The marriage proved childless, and Philip was both unpopular and without power in England. The death of Mary in 1558 ended this prospect. At last Charles’ spirit was broken. For nearly forty years he had battled for ideals which he was unable to bring to fulfilment; so he resolved to retire from public life. In 1555 he renounced his title to the Low Countries in favor of Philip. In 1556 he abdicated in Spain, and went to live at the monastery of Yuste in CÁceres. He was unable to drop out of political life completely, however, and was wont to intervene in the affairs of Spain from his monastic retreat. In 1558 he gave up his imperial crown, to which his brother Ferdinand was elected. Thus Spain was separated from Austria, but she retained the Burgundian inheritance and the Italian possessions of Aragon. The marriage of Philip the Handsome and Juana la Loca was still to be productive of fatal consequences to Spain, for together with the Burgundian domains there remained the feeling of Hapsburg solidarity.
Greatness of Charles in the history of Spain and Spanish America.
Charles had failed in Europe, but in Spain and especially in the Americas he had done more than enough to compensate for his European reverses. His achievements in Spain belong to the field of institutional development rather than to that of political narrative, however. As for the Americas his reign was characterized by such a series of remarkable mainland conquests that it is often treated as a distinct epoch in American history, the era of the conquistadores, and Spanish America is, after all, the principal monument to the greatness of his reign. The Emperor Charles V was a failure; but King Charles I of Spain gave the Americas to European civilization.